ENPH

SEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · nonDerivative · entry 2

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98.

SEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · nonDerivative · entry 1

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-18-000015 · wf-form4_151992068469953.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,677

SEC source: 0001463101-18-000007 · wf-form4_151916077707098.xml · nonDerivative · entry 4

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,124

F4 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 30, 2017.

SEC source: 0001463101-18-000007 · wf-form4_151916077707098.xml · nonDerivative · entry 3

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,901

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017.

SEC source: 0001463101-18-000007 · wf-form4_151916077707098.xml · nonDerivative · entry 2

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,054

F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 4, 2015.

SEC source: 0001463101-18-000007 · wf-form4_151916077707098.xml · nonDerivative · entry 1

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,581

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 6, 2014.

SEC source: 0001463101-18-000005 · wf-form4_151846940638308.xml · nonDerivative · entry 1

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,499

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on August 9, 2016.

SEC source: 0001463101-17-000124 · wf-form4_151252729832109.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan

F2 · shares: The RSUs shall vest as follows: (a) 25% of the shares (rounded down to the nearest whole share) shall vest on the Initial Vest Date (February 15, 2019; and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vest Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the date of grant through each such vesting date.

SEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · derivative · entry 6

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,526

Underlying: Common Stock · 20,200 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

F5 · balance_after: Remaining options in Table II, column 9 are unvested as of the date of this filing. All vested options from this grant have been exercised.

SEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · nonDerivative · entry 4

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Table I, column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.71 to $2.77.

SEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · nonDerivative · entry 3

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · derivative · entry 5

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,726

Underlying: Common Stock · 35,326 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · nonDerivative · entry 2

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Table I, column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.645.

SEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · nonDerivative · entry 1

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-17-000114 · wf-form4_151095695485189.xml · nonDerivative · entry 2

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,110

F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on September 28, 2017, reported on the Form 4 filed September 28, 2017.

F3 · balance_after: Balance includes a non-reportable acquisition of 2,000 shares purchased through company's 2011 Employee Stock Purchase Plan on November 16, 2017.

SEC source: 0001463101-17-000114 · wf-form4_151095695485189.xml · nonDerivative · entry 1

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,669

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017.

SEC source: 0001463101-17-000112 · wf-form4_151026916523810.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,677

SEC source: 0001463101-17-000101 · wf-form4_150664205914483.xml · nonDerivative · entry 1

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,811

F1 · shares: 12.5% of the RSUs shall vest on November 15, 2017, and oneach six-month anniversary thereafter until fully vested.

SEC source: 0001463101-17-000099 · wf-form4_150542090489951.xml · derivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2024-09-02

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: 1/4 of the total number of shares subject to the Option granted shall vest and become exercisable on September 3, 2018 and in equal monthly installments thereafter until the Option is fully vested on September 3, 2021, subject to the grantee's continuous service as defined in the Plan.

SEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 5

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,811

F5 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs granted on May 30, 2017.

SEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 4

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,857

F4 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs granted on May 1, 2017.

SEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 3

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,066

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs initially granted on March 4, 2015 and reported on the Form 3 filed August 11, 2016.

SEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 2

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,582

F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs initially granted on March 6, 2014 and reported on the Form 3 filed August 11, 2016.

SEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 1

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,466

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on August 9, 2016 and reported on the Form 3 filed August 11, 2016.

SEC source: 0001463101-17-000077 · wf-form4_149635441334572.xml · nonDerivative · entry 1

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,976

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: The RSUs shall vest as follows: (a) 12.5% of the shares (rounded down to the nearest whole share) shall vest and become exercisable on the Initial Vesting Date (August 15, 2017); and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vesting Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the Date of Grant through each such vesting date.

SEC source: 0001463101-17-000075 · wf-form4_149635427042422.xml · nonDerivative · entry 1

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,880

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: The RSUs shall vest as follows: (a) 12.5% of the shares (rounded down to the nearest whole share) shall vest and become exercisable on the Initial Vesting Date; and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vesting Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the Date of Grant through each such vesting date.

SEC source: 0001463101-17-000066 · wf-form4_149549179605306.xml · derivative · entry 1

Weber John Howard · CIK 0001564288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,052

Underlying: Common Stock · 111,052 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001463101-17-000064 · wf-form4_149549157622837.xml · derivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,052

Underlying: Common Stock · 111,052 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001463101-17-000062 · wf-form4_149549146457636.xml · derivative · entry 1

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,052

Underlying: Common Stock · 111,052 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001463101-17-000060 · wf-form4_149549126106436.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,668

Underlying: Common Stock · 140,668 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001463101-17-000058 · wf-form4_149549109068205.xml · derivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,052

Underlying: Common Stock · 111,052 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

SEC source: 0001544025-17-000003 · wf-form4_149506900072966.xml · nonDerivative · entry 2

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,922

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013.

SEC source: 0001544025-17-000003 · wf-form4_149506900072966.xml · nonDerivative · entry 1

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,175

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on June 19, 2015.

F2 · balance_after: Balance includes a non-reportable acquisition of 2,000 shares purchased through the Company's 2011 Employee Stock Purchase Plan.

SEC source: 0001682076-17-000002 · wf-form4_149506942263187.xml · nonDerivative · entry 1

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,123

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on July 1, 2013 and reported on the Form 3 filed August 11, 2016.

F2 · balance_after: Balance includes a non-reportable acquisition of 1,139 shares purchased through the Company's 2011 Employee Stock Purchase Plan.

SEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · derivative · entry 8

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2022-06-16

F4 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 17, 2015. In exchange for the option, the reporting person received 27,999 shares of RSUs.

F9 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing June 1, 2015.

SEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · derivative · entry 7

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 182,000 shares

Expires 2022-05-10

F3 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 2, 2013. In exchange for the option, the reporting person received 28,000 shares of RSUs.

F8 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing May 11, 2012.

SEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · derivative · entry 6

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2020-05-01

F2 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 11, 2012. In exchange for the option, the reporting person received 50,959 shares of RSUs.

F7 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing April 10, 2013.

SEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · nonDerivative · entry 3

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,880

F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU vesting date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017.

F4 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 17, 2015. In exchange for the option, the reporting person received 27,999 shares of RSUs.

SEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · nonDerivative · entry 2

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,881

F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU vesting date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017.

F3 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 2, 2013. In exchange for the option, the reporting person received 28,000 shares of RSUs.

SEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · nonDerivative · entry 1

NAHI PAUL B · CIK 0001544025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,881

F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU vesting date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017.

F2 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 11, 2012. In exchange for the option, the reporting person received 50,959 shares of RSUs.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 12

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-07-13

F8 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 14, 2014. In exchange for the option, the reporting person received 5,599 shares of RSUs.

F14 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing January 1, 2015.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 11

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,804 shares

Expires 2020-06-30

F7 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 1, 2013. In exchange for the option, the reporting person received 3,584 shares of RSUs.

F13 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing May 10, 2013.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 10

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,609 shares

Expires 2022-05-30

F6 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 31, 2012. In exchange for the option, the reporting person received 1,082 shares of RSUs.

F12 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing June 30, 2012.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 9

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,887 shares

Expires 2022-03-11

F5 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 12, 2012. In exchange for the option, the reporting person received 528 shares of RSUs.

F11 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing April 12, 2012.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 8

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,013 shares

Expires 2021-08-22

F4 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 23, 2011. In exchange for the option, the reporting person received 3,083 shares of RSUs.

F10 · derivative.exercise_date: The canceled option provided vesting in variable installments over a four-year period commencing February 4, 2012.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 7

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,320 shares

Expires 2021-05-04

F2 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 5, 2011. In exchange for the option, the reporting person received 528 shares of RSUs.

F9 · derivative.exercise_date: The canceled option provided vesting in variable installments over a four-year period commencing January 21, 2012.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 6

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,976

F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017.

F8 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 14, 2014. In exchange for the option, the reporting person received 5,599 shares of RSUs.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 5

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,377

F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017.

F7 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 1, 2013. In exchange for the option, the reporting person received 3,584 shares of RSUs.

SEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 4

Garcia Humberto · CIK 0001682076 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,793

F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017.

F6 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 31, 2012. In exchange for the option, the reporting person received 1,082 shares of RSUs.