Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enphase Energy, Inc.ENPH · Entity 3957 | Director · President and CEO | May 30, 2017 | June 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enphase Energy, Inc.
Report date May 30, 2017 · Filed June 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 1,367,880 |
Reported balance
After 2017-05-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-30 · Grant · Acquired 750,000 · Balance 1,367,880 F1: Issued pursuant to the 2011 Equity Incentive Plan. F2: The RSUs shall vest as follows: (a) 12.5% of the shares (rounded down to the nearest whole share) shall vest and become exercisable on the Initial Vesting Date; and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vesting Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the Date of Grant through each such vesting date. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Trust | 55,066 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 55,066 F3: The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Trust | 501,822 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 501,822 F4: Reflects shares transferred on August 4, 2016 to the Nahi Family Revocable Living Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Issued pursuant to the 2011 Equity Incentive Plan.
F2: The RSUs shall vest as follows: (a) 12.5% of the shares (rounded down to the nearest whole share) shall vest and become exercisable on the Initial Vesting Date; and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vesting Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the Date of Grant through each such vesting date.
F3: The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.
F4: Reflects shares transferred on August 4, 2016 to the Nahi Family Revocable Living Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2017 Filed Jun 1, 2017 21:58 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-17-000075 · wf-form4_149635427042422.xml · nonDerivative · entry 1 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,880 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: The RSUs shall vest as follows: (a) 12.5% of the shares (rounded down to the nearest whole share) shall vest and become exercisable on the Initial Vesting Date; and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vesting Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the Date of Grant through each such vesting date. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:56 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 1,253 | $0.76 | $952.28 |
DisclosureSEC source: 0001544025-17-000003 · wf-form4_149506900072966.xml · nonDerivative · entry 2 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,922 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:56 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 3,254 | $0.76 | $2,473.04 |
DisclosureSEC source: 0001544025-17-000003 · wf-form4_149506900072966.xml · nonDerivative · entry 1 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,175 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on June 19, 2015. F2 · balance_after: Balance includes a non-reportable acquisition of 2,000 shares purchased through the Company's 2011 Employee Stock Purchase Plan. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:16 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 100,000 | Not disclosed Strike: $9.05 | Not disclosed |
DisclosureSEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · derivative · entry 8 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2022-06-16 F4 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 17, 2015. In exchange for the option, the reporting person received 27,999 shares of RSUs. F9 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing June 1, 2015. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:16 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 182,000 | Not disclosed Strike: $8.43 | Not disclosed |
DisclosureSEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · derivative · entry 7 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 182,000 shares Expires 2022-05-10 F3 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 2, 2013. In exchange for the option, the reporting person received 28,000 shares of RSUs. F8 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing May 11, 2012. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:16 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 100,000 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · derivative · entry 6 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2020-05-01 F2 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 11, 2012. In exchange for the option, the reporting person received 50,959 shares of RSUs. F7 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing April 10, 2013. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:16 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 27,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · nonDerivative · entry 3 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,880 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU vesting date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F4 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 17, 2015. In exchange for the option, the reporting person received 27,999 shares of RSUs. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:16 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 28,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · nonDerivative · entry 2 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,881 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU vesting date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F3 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 2, 2013. In exchange for the option, the reporting person received 28,000 shares of RSUs. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:16 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 50,959 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000071 · wf-form4_149565697074907.xml · nonDerivative · entry 1 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,881 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU vesting date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F2 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 11, 2012. In exchange for the option, the reporting person received 50,959 shares of RSUs. Read SEC document |
| February 15, 2017 Filed Mar 4, 2017 01:05 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 1,369 | $1.60 | $2,190.40 |
DisclosureSEC source: 0001463101-17-000020 · wf-form4_148858949431242.xml · nonDerivative · entry 2 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,429 F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013. Read SEC document |
| February 15, 2017 Filed Mar 4, 2017 01:05 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 8,209 | $1.60 | $13,134.40 |
DisclosureSEC source: 0001463101-17-000020 · wf-form4_148858949431242.xml · nonDerivative · entry 1 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,798 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on March 10, 2014. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 02:38 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 1,234 | $1.05 | $1,295.70 |
DisclosureSEC source: 0001209191-16-151065 · doc4.xml · nonDerivative · entry 2 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,007 F3 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 02:38 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 3,176 | $1.05 | $3,334.80 |
DisclosureSEC source: 0001209191-16-151065 · doc4.xml · nonDerivative · entry 1 NAHI PAUL B · CIK 0001544025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,241 F1 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on June 19, 2015. F2 · balance_after: Balance includes a non-reportable acquisition of 2000 shares purchased through the Company's 2011 Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.