Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enphase Energy, Inc.ENPH · Entity 3957 | Director | March 06, 2018 | March 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enphase Energy, Inc.
Report date March 06, 2018 · Filed March 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,763 |
Reported balance
After 2018-03-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-06 · Exercise / conversion · Acquired 27,763 · Balance 27,763 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-03-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-06 · Sale · Disposed 27,763 · Balance 0 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98. |
| Common StockSEC Table I · non-derivative | Direct | 49,788 |
Reported balance
After 2018-03-06 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-03-06 · Exercise / conversion · Acquired 49,788 · Balance 49,788 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-03-06 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-03-06 · Sale · Disposed 49,788 · Balance 0 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.70 · Expires 2024-05-17 | Direct | 106,564 |
Reported balance
After 2018-03-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-06 · Exercise / conversion · Disposed 27,763 · Balance 106,564 F2: Issued pursuant to the 2011 Equity Incentive Plan. F3: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.58 · Expires 2023-04-27 | Direct | 56,776 |
Reported balance
After 2018-03-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-03-06 · Exercise / conversion · Disposed 49,788 · Balance 56,776 F2: Issued pursuant to the 2011 Equity Incentive Plan. F3: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). F4: Remaining options in Table II, column 9 are are vested and unvested options from other grants. All vested options from this grant have been exercised. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98.
F2: Issued pursuant to the 2011 Equity Incentive Plan.
F3: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).
F4: Remaining options in Table II, column 9 are are vested and unvested options from other grants. All vested options from this grant have been exercised.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionStock Option (Right to Buy) · Derivative | 49,788 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · derivative · entry 6 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,776 Underlying: Common Stock · 49,788 shares Expires 2023-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). F4 · balance_after: Remaining options in Table II, column 9 are are vested and unvested options from other grants. All vested options from this grant have been exercised. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionOption (right to buy) · Derivative | 27,763 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · derivative · entry 5 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,564 Underlying: Common Stock · 27,763 shares Expires 2024-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 49,788 | $3.88 | $192,938.46 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · nonDerivative · entry 4 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 49,788 | $2.58 | $128,453.04 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · nonDerivative · entry 3 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 27,763 | $3.88 | $107,587.18 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · nonDerivative · entry 2 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 27,763 | $0.70 | $19,434.10 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · nonDerivative · entry 1 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionOption (right to buy) · Derivative | 20,200 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · derivative · entry 6 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,526 Underlying: Common Stock · 20,200 shares Expires 2024-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). F5 · balance_after: Remaining options in Table II, column 9 are unvested as of the date of this filing. All vested options from this grant have been exercised. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 20,200 | $2.73 | $55,119.74 |
DisclosureSEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · nonDerivative · entry 4 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Table I, column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.71 to $2.77. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 20,200 | $0.70 | $14,140.00 |
DisclosureSEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · nonDerivative · entry 3 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionOption (right to buy) · Derivative | 35,326 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · derivative · entry 5 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,726 Underlying: Common Stock · 35,326 shares Expires 2024-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 35,326 | $2.58 | $91,282.38 |
DisclosureSEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · nonDerivative · entry 2 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Table I, column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.645. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 35,326 | $0.70 | $24,728.20 |
DisclosureSEC source: 0001463101-17-000116 · wf-form4_151138446356191.xml · nonDerivative · entry 1 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 22:23 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantOption (right to buy) · Derivative | 111,052 | $0.70 Strike: $0.70 | $77,736.40 |
DisclosureSEC source: 0001463101-17-000066 · wf-form4_149549179605306.xml · derivative · entry 1 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,052 Underlying: Common Stock · 111,052 shares Expires 2024-05-17 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.