Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enphase Energy, Inc.ENPH · Entity 3957 | VP and CFO | May 15, 2018 | May 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enphase Energy, Inc.
Report date May 15, 2018 · Filed May 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 546,463 |
Reported balance
After 2018-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-15 · Tax withholding · Disposed 4,661 · Balance 546,463 F1: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 539,721 |
Reported balance
After 2018-05-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-05-15 · Tax withholding · Disposed 8,742 · Balance 539,721 F2: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on September 28, 2017. F3: Balance includes a non-reportable acquisition of 2,000 shares purchased through the Company's 2011 Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017.
F2: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on September 28, 2017.
F3: Balance includes a non-reportable acquisition of 2,000 shares purchased through the Company's 2011 Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2018 Filed May 16, 2018 23:03 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingRestricted Stock Units | 8,742 | $5.41 | $47,294.22 |
DisclosureSEC source: 0001463101-18-000049 · wf-form4_152651172555019.xml · nonDerivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,721 F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on September 28, 2017. F3 · balance_after: Balance includes a non-reportable acquisition of 2,000 shares purchased through the Company's 2011 Employee Stock Purchase Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 23:03 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingRestricted Stock Units | 4,661 | $5.41 | $25,216.01 |
DisclosureSEC source: 0001463101-18-000049 · wf-form4_152651172555019.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,463 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 21:56 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000036 · wf-form4_152287898881921.xml · derivative · entry 3 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2019-03-29 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · security: Grant is of performance-based stock units. F6 · derivative.exercise_price: Performance shares are eligible to vest on March 29, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and 150% vesting if greater than 100% of goals are completed. F6 · derivative.exercise_date: Performance shares are eligible to vest on March 29, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and 150% vesting if greater than 100% of goals are completed. F5 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions are not met. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 21:56 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000036 · wf-form4_152287898881921.xml · derivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · security: Grant is of performance-based stock units. F4 · derivative.exercise_price: Performance shares are eligible to vest on March 29, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, if VWAP is between $3.01 and $6.00. F4 · derivative.exercise_date: Performance shares are eligible to vest on March 29, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, if VWAP is between $3.01 and $6.00. F5 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions are not met. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 21:56 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000036 · wf-form4_152287898881921.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,124 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: The RSUs will vest as follows: 50% on March 29, 2019 and 50% on March 29, 2020, subject to the employee remaining an employee in good standing in the same or a similar role on such vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleRestricted Stock Units | 14,777 | $2.75 | $40,636.75 |
DisclosureSEC source: 0001463101-18-000007 · wf-form4_151916077707098.xml · nonDerivative · entry 4 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,124 F4 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 30, 2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleRestricted Stock Units | 153 | $2.75 | $420.75 |
DisclosureSEC source: 0001463101-18-000007 · wf-form4_151916077707098.xml · nonDerivative · entry 3 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,901 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleRestricted Stock Units | 527 | $2.75 | $1,449.25 |
DisclosureSEC source: 0001463101-18-000007 · wf-form4_151916077707098.xml · nonDerivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,054 F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 4, 2015. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleRestricted Stock Units | 918 | $2.75 | $2,524.50 |
DisclosureSEC source: 0001463101-18-000007 · wf-form4_151916077707098.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,581 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 6, 2014. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:03 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleRestricted Stock Units | 2,611 | $2.30 | $6,005.30 |
DisclosureSEC source: 0001463101-18-000005 · wf-form4_151846940638308.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,499 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on August 9, 2016. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:16 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 9,559 | $2.60 | $24,853.40 |
DisclosureSEC source: 0001463101-17-000114 · wf-form4_151095695485189.xml · nonDerivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,110 F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on September 28, 2017, reported on the Form 4 filed September 28, 2017. F3 · balance_after: Balance includes a non-reportable acquisition of 2,000 shares purchased through company's 2011 Employee Stock Purchase Plan on November 16, 2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:16 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleRestricted Stock Units | 142 | $2.60 | $369.20 |
DisclosureSEC source: 0001463101-17-000114 · wf-form4_151095695485189.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,669 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017. Read SEC document |
| September 28, 2017 Filed Sep 28, 2017 23:41 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-17-000101 · wf-form4_150664205914483.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,811 F1 · shares: 12.5% of the RSUs shall vest on November 15, 2017, and oneach six-month anniversary thereafter until fully vested. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:04 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingRestricted Stock Units | 15,046 | $0.77 | $11,585.42 |
DisclosureSEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 5 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,811 F5 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs granted on May 30, 2017. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:04 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingRestricted Stock Units | 209 | $0.77 | $160.93 |
DisclosureSEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 4 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,857 F4 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs granted on May 1, 2017. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:04 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingRestricted Stock Units | 516 | $0.77 | $397.32 |
DisclosureSEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 3 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,066 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs initially granted on March 4, 2015 and reported on the Form 3 filed August 11, 2016. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:04 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingRestricted Stock Units | 884 | $0.77 | $680.68 |
DisclosureSEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,582 F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs initially granted on March 6, 2014 and reported on the Form 3 filed August 11, 2016. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:04 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingRestricted Stock Units | 2,510 | $0.77 | $1,932.70 |
DisclosureSEC source: 0001463101-17-000093 · wf-form4_150300026432260.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,466 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on August 9, 2016 and reported on the Form 3 filed August 11, 2016. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 22:00 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-17-000077 · wf-form4_149635441334572.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,976 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: The RSUs shall vest as follows: (a) 12.5% of the shares (rounded down to the nearest whole share) shall vest and become exercisable on the Initial Vesting Date (August 15, 2017); and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vesting Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the Date of Grant through each such vesting date. Read SEC document |
| May 15, 2017 Filed May 18, 2017 01:03 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 449 | $0.76 | $341.24 |
DisclosureSEC source: 0001682076-17-000002 · wf-form4_149506942263187.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,123 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on July 1, 2013 and reported on the Form 3 filed August 11, 2016. F2 · balance_after: Balance includes a non-reportable acquisition of 1,139 shares purchased through the Company's 2011 Employee Stock Purchase Plan. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $9.69 | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 12 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-07-13 F8 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 14, 2014. In exchange for the option, the reporting person received 5,599 shares of RSUs. F14 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing January 1, 2015. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 12,804 | Not disclosed Strike: $7.68 | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 11 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,804 shares Expires 2020-06-30 F7 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 1, 2013. In exchange for the option, the reporting person received 3,584 shares of RSUs. F13 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing May 10, 2013. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 3,609 | Not disclosed Strike: $6.90 | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 10 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,609 shares Expires 2022-05-30 F6 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 31, 2012. In exchange for the option, the reporting person received 1,082 shares of RSUs. F12 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing June 30, 2012. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,887 | Not disclosed Strike: $11.00 | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 9 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,887 shares Expires 2022-03-11 F5 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 12, 2012. In exchange for the option, the reporting person received 528 shares of RSUs. F11 · derivative.exercise_date: The canceled option provided vesting in 48 equal successive installments over a four-year period commencing April 12, 2012. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 11,013 | Not disclosed Strike: $9.53 | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 8 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,013 shares Expires 2021-08-22 F4 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 23, 2011. In exchange for the option, the reporting person received 3,083 shares of RSUs. F10 · derivative.exercise_date: The canceled option provided vesting in variable installments over a four-year period commencing February 4, 2012. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,320 | Not disclosed Strike: $4.09 | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · derivative · entry 7 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,320 shares Expires 2021-05-04 F2 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 5, 2011. In exchange for the option, the reporting person received 528 shares of RSUs. F9 · derivative.exercise_date: The canceled option provided vesting in variable installments over a four-year period commencing January 21, 2012. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 5,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 6 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,976 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F8 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 14, 2014. In exchange for the option, the reporting person received 5,599 shares of RSUs. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 3,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 5 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,377 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F7 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 1, 2013. In exchange for the option, the reporting person received 3,584 shares of RSUs. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 1,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 4 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,793 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F6 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 31, 2012. In exchange for the option, the reporting person received 1,082 shares of RSUs. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 3 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,711 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F5 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 12, 2012. In exchange for the option, the reporting person received 528 shares of RSUs. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 3,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,183 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F4 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 23, 2011. In exchange for the option, the reporting person received 3,083 shares of RSUs. Read SEC document |
| May 01, 2017 Filed May 24, 2017 20:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units | 528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463101-17-000070 · wf-form4_149565692542307.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,100 F1 · shares: The restricted stock units ("RSUs") will vest as follows: Any vested portion of the canceled option is subject to a new one-year cliff vesting date with 100% of such portion of the RSU vesting on May 15, 2018. Any portion of a new RSU issued in exchange for the unvested portion of the canceled option will continue to vest over the remainder of the original vesting period of the unvested portion of the option; however, the new RSU will vest and shares will be issued on a quarterly vesting schedule with fixed vesting dates occurring on February 15, May 15, August 15 and November 15 each year. The first new RSU Vesting Date for the portion of the new RSU issued in exchange for the unvested portion of a canceled option will be August 15, 2017. F2 · price: On May 1, 2017, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 5, 2011. In exchange for the option, the reporting person received 528 shares of RSUs. F3 · balance_after: This total corrects the total aggregate number of shares following the transaction previously reported by the reporting person on May 17, 2017. Read SEC document |
| February 15, 2017 Filed Mar 3, 2017 23:29 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 2,737 | $1.60 | $4,379.20 |
DisclosureSEC source: 0001463101-17-000018 · wf-form4_148858376080043.xml · nonDerivative · entry 3 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,882 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on August 9, 2016 and reported on the Form 4 filed on August 11, 2016. Read SEC document |
| February 15, 2017 Filed Mar 3, 2017 23:29 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 548 | $1.60 | $876.80 |
DisclosureSEC source: 0001463101-17-000018 · wf-form4_148858376080043.xml · nonDerivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,619 F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on March 4, 2015 and reported on the Form 3 filed August 11, 2016. Read SEC document |
| February 15, 2017 Filed Mar 3, 2017 23:29 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 958 | $1.60 | $1,532.80 |
DisclosureSEC source: 0001463101-17-000018 · wf-form4_148858376080043.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,167 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) initially granted on March 6, 2014 and reported on the Form 3 filed August 11, 2016. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 00:27 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 384 | $1.05 | $403.20 |
DisclosureSEC source: 0001209191-16-151014 · doc4.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,125 F1 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 6, 2014. Acquisition of the RSUs were previously reported in Table I of Mr. Garcia's Form 3 on August 11, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.