EMR

SEC source: 0001062993-24-018506 · form4.xml · nonDerivative · entry 2

Baughman Michael J · CIK 0001363092 · Exec VP, CFO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,727

F3 · kind: Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

F3 · shares: Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

F4 · price: Fair market value on date of withholding described in Note 1.

SEC source: 0001062993-24-018506 · form4.xml · nonDerivative · entry 1

Baughman Michael J · CIK 0001363092 · Exec VP, CFO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,849

F1 · kind: Acquisition of shares pursuant to Rule 16b-3 upon payout of 13,558 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2024.

F1 · shares: Acquisition of shares pursuant to Rule 16b-3 upon payout of 13,558 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2024.

F2 · price: Price is not applicable to the acquisition described in Note 1.

SEC source: 0001062993-24-018504 · form4.xml · nonDerivative · entry 3

Karsanbhai Surendralal Lanca · CIK 0001754881 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,931

F5 · kind: Grant to Reporting Person of 61,441 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F5 · shares: Grant to Reporting Person of 61,441 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F6 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-018504 · form4.xml · nonDerivative · entry 2

Karsanbhai Surendralal Lanca · CIK 0001754881 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,490

F3 · kind: Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

F3 · shares: Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

F4 · price: Fair market value on date of withholding described in Note 1.

SEC source: 0001062993-24-018504 · form4.xml · nonDerivative · entry 1

Karsanbhai Surendralal Lanca · CIK 0001754881 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,630

F1 · kind: Acquisition of shares pursuant to Rule 16b-3 upon payout of 129,422 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2024.

F1 · shares: Acquisition of shares pursuant to Rule 16b-3 upon payout of 129,422 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2024.

F2 · price: Price is not applicable to the acquisition described in Note 1.

F7 · balance_after: Balance reflects increase reported in Form 4/A filed on November 6, 2024.

SEC source: 0001628280-24-042581 · wk-form4_1728483709.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,416

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Fair market value on date of the withholding described in Note 1.

SEC source: 0001062993-24-014429 · form4.xml · nonDerivative · entry 1

BUTLER CALVIN JR · CIK 0001601193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762

F1 · kind: Grant to Reporting Person of 762 restricted stock units having a fair market value of $114.7750 per unit on the date of the grant under shareholder approved benefit plan pursuant to Rule 16b-3(d) in connection with annual retainer paid to all non-management directors.

F1 · shares: Grant to Reporting Person of 762 restricted stock units having a fair market value of $114.7750 per unit on the date of the grant under shareholder approved benefit plan pursuant to Rule 16b-3(d) in connection with annual retainer paid to all non-management directors.

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-013134 · form4.xml · nonDerivative · entry 2

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 149,084.0331

F1 · kind: Bona fide gift by Reporting Person of 542 shares to a revocable trust of which the Reporting Person and the Reporting Person's Spouse are co-trustees.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0001062993-24-013134 · form4.xml · nonDerivative · entry 1

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,208

F1 · kind: Bona fide gift by Reporting Person of 542 shares to a revocable trust of which the Reporting Person and the Reporting Person's Spouse are co-trustees.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0001062993-24-005502 · form4.xml · nonDerivative · entry 1

Piazza Nicholas J. · CIK 0001988238 · Senior VP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,754

SEC source: 0001062993-24-003425 · form4.xml · nonDerivative · entry 1

LEVATICH MATTHEW S · CIK 0001385208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,965

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.57 to $105.5919, inclusive. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-24-003421 · form4.xml · derivative · entry 12

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 1,334 incentive stock options and 2,666 non-qualified stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated

SEC source: 0001062993-24-003421 · form4.xml · nonDerivative · entry 4

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,750

SEC source: 0001062993-24-003421 · form4.xml · nonDerivative · entry 3

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,094

F3 · kind: Payment of option exercise price by delivering securities.

F3 · shares: Payment of option exercise price by delivering securities.

SEC source: 0001062993-24-003421 · form4.xml · nonDerivative · entry 2

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,886

F2 · kind: Shares withheld for taxes exempt under Rule 16-b3 resulting from non-qualified stock option exercise.

F2 · shares: Shares withheld for taxes exempt under Rule 16-b3 resulting from non-qualified stock option exercise.

SEC source: 0001062993-24-003421 · form4.xml · nonDerivative · entry 1

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 1,334 incentive stock options and 2,666 non-qualified stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 1,334 incentive stock options and 2,666 non-qualified stock options exempt under Rule 16b-3.

SEC source: 0001062993-24-003040 · form4.xml · nonDerivative · entry 1

BLINN MARK A · CIK 0001129149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,591

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.11 to $103.20, inclusive. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-24-002583 · form4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,731

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-002575 · form4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,286

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-002573 · form4.xml · nonDerivative · entry 1

Lourenco Leticia Goncalves · CIK 0001974509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,286

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-002571 · form4.xml · nonDerivative · entry 1

LEVATICH MATTHEW S · CIK 0001385208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,898

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-002562 · form4.xml · nonDerivative · entry 1

Lee Lori M · CIK 0001555575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,386

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-002555 · form4.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,041

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

F3 · balance_after: Includes 307 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

SEC source: 0001062993-24-002553 · form4.xml · nonDerivative · entry 1

EASTER WILLIAM H III · CIK 0001275630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,725

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-002549 · form4.xml · nonDerivative · entry 1

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,140

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-002547 · form4.xml · nonDerivative · entry 1

BOLTEN JOSHUA B. · CIK 0001541370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,567

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-002545 · form4.xml · nonDerivative · entry 1

BLINN MARK A · CIK 0001129149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,004

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-000122 · form4.xml · nonDerivative · entry 2

Tang Michael · CIK 0001663020 · Sr VP, Secy & Chf Leg Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,663

F3 · kind: Grant of restricted stock under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F3 · shares: Grant of restricted stock under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F4 · price: Price is not applicable to acquisitions resulting from grants of restricted stock.

SEC source: 0001062993-24-000122 · form4.xml · nonDerivative · entry 1

Tang Michael · CIK 0001663020 · Sr VP, Secy & Chf Leg Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,663

F1 · kind: Grant to Reporting Person of 13,663 restricted stock units under a shareholder-approved benefit plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 13,663 restricted stock units under a shareholder-approved benefit plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-23-022739 · form4.xml · nonDerivative · entry 1

Krishnan Ram R. · CIK 0001847946 · Executive Vice Pres & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 97,310

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.04 to $96.13, inclusive. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-23-021202 · form4.xml · nonDerivative · entry 2

Krishnan Ram R. · CIK 0001847946 · Executive Vice Pres & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 109,810

F1 · kind: Bona fide gift by Reporting Person of 22,788 shares to a revocable trust of which the Reporting Person and the Reporting Person's Spouse are co-trustees.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0001062993-23-021202 · form4.xml · nonDerivative · entry 1

Krishnan Ram R. · CIK 0001847946 · Executive Vice Pres & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,232

F1 · kind: Bona fide gift by Reporting Person of 22,788 shares to a revocable trust of which the Reporting Person and the Reporting Person's Spouse are co-trustees.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0001062993-23-021168 · form4.xml · nonDerivative · entry 1

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 148,542.0331

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $88.16 to $88.20, inclusive. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-23-020815 · form4.xml · nonDerivative · entry 2

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 138,542.0331

F1 · kind: Bona fide gift by Reporting Person of 67,655 shares to a revocable trust of which the Reporting Person and the Reporting Person's Spouse are co-trustees.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0001062993-23-020815 · form4.xml · nonDerivative · entry 1

Karsanbhai Surendralal Lanca · CIK 0001754881 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,208

F1 · kind: Bona fide gift by Reporting Person of 67,655 shares to a revocable trust of which the Reporting Person and the Reporting Person's Spouse are co-trustees.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0001062993-23-020635 · form4.xml · nonDerivative · entry 1

BOLTEN JOSHUA B. · CIK 0001541370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,700

SEC source: 0000950170-23-062713 · ownership.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,419

SEC source: 0001062993-23-020512 · form4.xml · nonDerivative · entry 1

GOLDEN ARTHUR F · CIK 0001023260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,504

F1 · balance_after: Includes 1,424 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

SEC source: 0001062993-23-020831 · form4.xml · nonDerivative · entry 1

EASTER WILLIAM H III · CIK 0001275630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,858

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $84.6850 to $84.9950, inclusive. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-23-020358 · form4.xml · nonDerivative · entry 2

Zornio Peter · CIK 0001957129 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,630

F3 · kind: Grant to Reporting Person of 3,654 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F3 · shares: Grant to Reporting Person of 3,654 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F4 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-23-020358 · form4.xml · nonDerivative · entry 1

Zornio Peter · CIK 0001957129 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,976

F1 · kind: Acquisition of 5,192 shares pursuant to Rule 16b-3 upon payout of 9,440 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 9,440 units, 5,192 units were paid in shares of Issuer stock, with the remaining 4,248 units paid in cash to cover the reporting person's tax obligations.

F1 · shares: Acquisition of 5,192 shares pursuant to Rule 16b-3 upon payout of 9,440 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 9,440 units, 5,192 units were paid in shares of Issuer stock, with the remaining 4,248 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0001062993-23-020356 · form4.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,901

F3 · kind: Grant to Reporting Person of 9,744 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F3 · shares: Grant to Reporting Person of 9,744 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F4 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-23-020356 · form4.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,157

F1 · kind: Acquisition of 28,305 shares pursuant to Rule 16b-3 upon payout of 51,465 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 51,465 units, 28,305 units were paid in shares of Issuer stock, with the remaining 23,160 units paid in cash to cover the reporting person's tax obligations.

F1 · shares: Acquisition of 28,305 shares pursuant to Rule 16b-3 upon payout of 51,465 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 51,465 units, 28,305 units were paid in shares of Issuer stock, with the remaining 23,160 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0001062993-23-020354 · form4.xml · nonDerivative · entry 2

Ramnath Vidya · CIK 0001973454 · Senior VP &CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,963

F3 · kind: Grant to Reporting Person of 3,654 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F3 · shares: Grant to Reporting Person of 3,654 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F4 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-23-020354 · form4.xml · nonDerivative · entry 1

Ramnath Vidya · CIK 0001973454 · Senior VP &CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,309

F1 · kind: Acquisition of 3,439 shares pursuant to Rule 16b-3 upon payout of 6,254 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 6,254 units, 3,439 units were paid in shares of Issuer stock, with the remaining 2,815 units paid in cash to cover the reporting person's tax obligations.

F1 · shares: Acquisition of 3,439 shares pursuant to Rule 16b-3 upon payout of 6,254 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 6,254 units, 3,439 units were paid in shares of Issuer stock, with the remaining 2,815 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0001062993-23-020352 · form4.xml · nonDerivative · entry 3

Piazza Nicholas J. · CIK 0001988238 · Senior VP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,954

F5 · kind: Grant to Reporting Person of 10,000 shares of restricted stock under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F5 · shares: Grant to Reporting Person of 10,000 shares of restricted stock under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F6 · price: Price is not applicable to acquisitions resulting from grants of restricted stock.

SEC source: 0001062993-23-020352 · form4.xml · nonDerivative · entry 2

Piazza Nicholas J. · CIK 0001988238 · Senior VP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,954

F3 · kind: Grant to Reporting Person of 5,846 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F3 · shares: Grant to Reporting Person of 5,846 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F4 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-23-020352 · form4.xml · nonDerivative · entry 1

Piazza Nicholas J. · CIK 0001988238 · Senior VP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,108

F1 · kind: Acquisition of 2,076 shares pursuant to Rule 16b-3 upon payout of 3,776 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 3,776 units, 2,076 units were paid in shares of Issuer stock, with the remaining 1,700 units paid in cash to cover the reporting person's tax obligations.

F1 · shares: Acquisition of 2,076 shares pursuant to Rule 16b-3 upon payout of 3,776 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 3,776 units, 2,076 units were paid in shares of Issuer stock, with the remaining 1,700 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0001062993-23-020346 · form4.xml · nonDerivative · entry 1

Bosco Sara Yang · CIK 0001673670 · Sr VP, Secy & Chf Leg Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,962

F1 · kind: Acquisition of 20,757 shares pursuant to Rule 16b-3 upon payout of 37,742 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 37,742 units, 20,757 units were paid in shares of Issuer stock, with the remaining 16,985 units paid in cash to cover the reporting person's tax obligations.

F1 · shares: Acquisition of 20,757 shares pursuant to Rule 16b-3 upon payout of 37,742 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 37,742 units, 20,757 units were paid in shares of Issuer stock, with the remaining 16,985 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0001062993-23-020350 · form4.xml · nonDerivative · entry 2

Krishnan Ram R. · CIK 0001847946 · Executive Vice Pres & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,020

F3 · kind: Grant to Reporting Person of 29,232 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F3 · shares: Grant to Reporting Person of 29,232 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F4 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.