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person · Reporting owner

McKelvey James Morgan Jr.

Disclosed activity across 3 companies

Tapewire entity
36811
SEC CIK
0001658460

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ajax IAJAX · Entity 145705DirectorSeptember 28, 2020October 28, 2020
Block, Inc.XYZ · Entity 3041DirectorJune 16, 2026June 18, 2026
EMERSON ELECTRIC COEMR · Entity 2942DirectorFebruary 03, 2026February 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ajax I

Report date September 28, 2020 · Filed October 28, 2020

This filing explicitly reported no securities owned.

Block, Inc.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect16,151 Reported balance After 2026-06-16 transaction · row 1
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 3,682 · Balance 16,151

F1: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2027, or the date of the Issuer's next annual meeting of stockholders.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote125,000 Reported balance Holding disclosure · report date 2026-06-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 125,000

F2: The shares are held by the Anna Elefteria Ntenta Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote11,940,025 Reported balance Holding disclosure · report date 2026-06-16 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 11,940,025

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2027, or the date of the Issuer's next annual meeting of stockholders.

F2: The shares are held by the Anna Elefteria Ntenta Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee.

EMERSON ELECTRIC CO

Report date February 03, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,013 Reported balance After 2026-02-03 transaction · row 1
1 source row

Row 1 · 2026-02-03 · Grant · Acquired 1,251 · Balance 16,013

F1: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2026 Filed Jun 18, 2026 21:05 UTC Block, Inc. XYZ · Entity 3041 GrantClass A Common Stock 3,682 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-044409 · wk-form4_1781816696.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,151

F1 · acquired: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2027, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:36 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001658460-26-000002 · wk-form4_1770327415.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,013

F1 · kind: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 21:32 UTC Block, Inc. XYZ · Entity 3041 GrantClass A Common Stock 4,343 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-032183 · wk-form4_1750282333.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,469

F1 · acquired: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 17, 2026, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:18 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,476 Not disclosed Not disclosed
Disclosure

SEC source: 0000032604-25-000024 · wk-form4_1738876689.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,762

F1 · kind: Grant to Reporting Person of 1,476 restricted stock units having a fair market value of $128.6800 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,476 restricted stock units having a fair market value of $128.6800 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:32 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 319,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-036978 · wk-form4_1723584717.xml · derivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 11,940,025

Underlying: Class A Common Stock · 319,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee (the "Revocable Trust").

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Revocable Trust.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:32 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 6,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-036978 · wk-form4_1723584717.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,126

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:32 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 319,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-036978 · wk-form4_1723584717.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: The shares are held of record by the Revocable Trust.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:32 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 319,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-036978 · wk-form4_1723584717.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 319,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee (the "Revocable Trust").

F2 · ownership.nature: The shares are held of record by the Revocable Trust.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:53 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031150 · wk-form4_1720039996.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,653

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:59 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029388 · wk-form4_1719007152.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,498

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 18, 2025, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:37 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-014698 · wk-form4_1712180262.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,460

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 22:04 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002575 · form4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,286

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:10 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000850 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,342

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 17:57 UTC EMERSON ELECTRIC CO EMR · Entity 2942 PurchaseCommon Stock 8,000 $85.50 $684,000.00
Disclosure

SEC source: 0000950170-23-062713 · ownership.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,419

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:54 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052075 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,213

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:10 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041597 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,988

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:16 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 3,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037430 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,838

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 13, 2024, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:35 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,419 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-012267 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,419

F1 · kind: Grant to Reporting Person of 1,419 restricted stock units having a fair market value of $82.1750 per unit on the date of the grant under shareholder approved benefit plan pursuant to Rule 16b-3(d) in connection with annual retainer paid to all non-management directors.

F1 · shares: Grant to Reporting Person of 1,419 restricted stock units having a fair market value of $82.1750 per unit on the date of the grant under shareholder approved benefit plan pursuant to Rule 16b-3(d) in connection with annual retainer paid to all non-management directors.

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:20 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023404 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,023

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:22 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001960 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,878

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:12 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 181 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052818 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,719

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:21 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041254 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,538

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:43 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 4,145 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037549 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2023, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:23 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023185 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:17 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001804 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:42 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 372,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069550 · doc4.xml · derivative · entry 7

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 372,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:42 UTC Block, Inc. SQ · Entity 3041 GiftClass B Common Stock · Derivative 372,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069550 · doc4.xml · derivative · entry 6

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,191

Underlying: Class A Common Stock · 372,191 shares

Expires not disclosed

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:42 UTC Block, Inc. SQ · Entity 3041 GiftClass B Common Stock · Derivative 372,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069550 · doc4.xml · derivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,259,025

Underlying: Class A Common Stock · 372,191 shares

Expires not disclosed

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:42 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 425,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069550 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:42 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 372,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069550 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:42 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069550 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,906

F1 · kind: This transaction involved a gift of shares by a trust for the benefit of the Reporting Person's spouse to the Reporting Person.

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December 10, 2021 Filed Dec 14, 2021 22:42 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069550 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

F1 · kind: This transaction involved a gift of shares by a trust for the benefit of the Reporting Person's spouse to the Reporting Person.

F2 · ownership.nature: The shares are held by the Anna Elefteria Ntenta Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

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October 01, 2021 Filed Oct 5, 2021 21:22 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059592 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

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August 17, 2021 Filed Aug 19, 2021 21:01 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052562 · doc4.xml · derivative · entry 9

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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August 17, 2021 Filed Aug 19, 2021 21:01 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 4,089 $264.06 $1,079,741.34
Disclosure

SEC source: 0001209191-21-052562 · doc4.xml · nonDerivative · entry 7

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $263.90 to $264.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2021 Filed Aug 19, 2021 21:01 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 13,969 $263.00 $3,673,847.00
Disclosure

SEC source: 0001209191-21-052562 · doc4.xml · nonDerivative · entry 6

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,954

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $262.69 to $263.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2021 Filed Aug 19, 2021 21:01 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 5,448 $261.72 $1,425,850.56
Disclosure

SEC source: 0001209191-21-052562 · doc4.xml · nonDerivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,923

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $261.44 to $262.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2021 Filed Aug 19, 2021 21:01 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 42,134 $260.67 $10,983,069.78
Disclosure

SEC source: 0001209191-21-052562 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,371

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $260.43 to $261.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2021 Filed Aug 19, 2021 21:01 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 90,945 $259.90 $23,636,605.50
Disclosure

SEC source: 0001209191-21-052562 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,505

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $259.43 to $260.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2021 Filed Aug 19, 2021 21:01 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 43,415 $258.91 $11,240,577.65
Disclosure

SEC source: 0001209191-21-052562 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,450

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $258.42 to $259.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2021 Filed Aug 19, 2021 21:01 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052562 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · derivative · entry 10

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 3,550 $246.49 $875,039.50
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · nonDerivative · entry 8

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $246.20 to $246.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 6,731 $245.51 $1,652,527.81
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · nonDerivative · entry 7

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,415

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $245.18 to $245.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 57,956 $244.58 $14,174,878.48
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · nonDerivative · entry 6

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $244.17 to $245.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 21,813 $243.83 $5,318,663.79
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · nonDerivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,102

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $243.17 to $244.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 26,819 $242.62 $6,506,825.78
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,915

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $242.12 to $243.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 64,446 $241.57 $15,568,220.22
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,734

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $241.12 to $242.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 18,685 $240.78 $4,498,974.30
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,180

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $240.11 to $241.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 13, 2021 Filed Jul 15, 2021 21:14 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046800 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.