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EASTMAN CHEMICAL CO

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1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 5, 2022 20:06 UTC GrantPhantom Stock Units · Derivative 609 $111.38 Strike: $0.00 $67,830.42
Disclosure

SEC source: 0000899243-22-013719 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,694

Underlying: Common Stock · 609 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 347 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:06 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013715 · doc4.xml · derivative · entry 2

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,306

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 353 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:06 UTC GrantPhantom Stock Units · Derivative 587 $111.38 Strike: $0.00 $65,380.06
Disclosure

SEC source: 0000899243-22-013715 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,036

Underlying: Common Stock · 587 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 353 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:06 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013718 · doc4.xml · derivative · entry 2

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,347

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 63 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:06 UTC GrantPhantom Stock Units · Derivative 541 $111.38 Strike: $0.00 $60,256.58
Disclosure

SEC source: 0000899243-22-013718 · doc4.xml · derivative · entry 1

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Stock · 541 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 63 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:06 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013714 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 17 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:06 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013717 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,884

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 105 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:05 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013703 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,980

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 399 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:05 UTC GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013704 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,467

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 113 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:12 UTC
LICH BRAD AEVP & CCO
Exercise / conversionRestricted Stock Units · Derivative 5,961 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008963 · doc4.xml · derivative · entry 5

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,922

Underlying: Common Stock · 5,961 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.expiration_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F5 · balance_after: Remaining two-thirds of the underlying shares that vest on March 1, 2024 subject to Mr. Lich's continued employment and his satisfactory performance, as determined in the sole discretion of the Compensation and Management Development Committee of the Board of Directors, in leadership of specified areas of corporate and business performance and senior managment leadership development and succession planning.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:12 UTC
LICH BRAD AEVP & CCO
Tax withholdingCommon Stock 2,346 $114.60 $268,851.60
Disclosure

SEC source: 0000899243-22-008963 · doc4.xml · nonDerivative · entry 2

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,895

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 5,961 restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:12 UTC
LICH BRAD AEVP & CCO
Exercise / conversionCommon Stock 5,961 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008963 · doc4.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 13:06 UTC
COX MARK KSVP, Chf Mfg & Eng Ofc
GiftCommon Stock 845 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008256 · doc4.xml · nonDerivative · entry 2

COX MARK K · CIK 0001595866 · SVP, Chf Mfg & Eng Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:26 UTC
Stewart Michelle ReneeCAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 446 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008553 · doc4.xml · derivative · entry 4

Stewart Michelle Renee · CIK 0001887956 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 446 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.expiration_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:26 UTC
Stewart Michelle ReneeCAO & Controller
Tax withholdingCommon Stock 124 $118.47 $14,690.28
Disclosure

SEC source: 0000899243-22-008553 · doc4.xml · nonDerivative · entry 2

Stewart Michelle Renee · CIK 0001887956 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 446 restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:26 UTC
Stewart Michelle ReneeCAO & Controller
Exercise / conversionCommon Stock 446 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008553 · doc4.xml · nonDerivative · entry 1

Stewart Michelle Renee · CIK 0001887956 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 16:47 UTC
Stewart Michelle ReneeCAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 4,930 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008278 · doc4.xml · derivative · entry 1

Stewart Michelle Renee · CIK 0001887956 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

Underlying: Common Stock · 4,930 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:33 UTC
BOLDEA LUCIANExecutive VP
GrantEmployee Stock Option (right to buy) · Derivative 22,832 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008273 · doc4.xml · derivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,832

Underlying: Common Stock · 22,832 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:31 UTC
CRAWFORD STEPHEN GLENNEVP & Chf Tech & Sustain Ofc.
GrantEmployee Stock Option (right to buy) · Derivative 20,756 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008272 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,756

Underlying: Common Stock · 20,756 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:26 UTC
Costa Mark JDirector · CEO & Board Chair
GrantEmployee Stock Option (right to buy) · Derivative 100,665 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008267 · doc4.xml · derivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,665

Underlying: Common Stock · 100,665 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:31 UTC GrantEmployee Stock Option (right to buy) · Derivative 14,529 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008270 · doc4.xml · derivative · entry 1

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,529

Underlying: Common Stock · 14,529 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:24 UTC
McAlindon Julie A.SVP SupChn,Regions& Transform
GrantEmployee Stock Option (right to buy) · Derivative 10,378 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008265 · doc4.xml · derivative · entry 1

McAlindon Julie A. · CIK 0001571482 · SVP SupChn,Regions& Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,378

Underlying: Common Stock · 10,378 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:19 UTC
LICH BRAD AEVP & CCO
GrantEmployee Stock Option (right to buy) · Derivative 23,869 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008263 · doc4.xml · derivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,869

Underlying: Common Stock · 23,869 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:17 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 16,605 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008261 · doc4.xml · derivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,605

Underlying: Common Stock · 16,605 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:06 UTC
COX MARK KSVP, Chf Mfg & Eng Ofc
GrantEmployee Stock Option (right to buy) · Derivative 10,378 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008256 · doc4.xml · derivative · entry 3

COX MARK K · CIK 0001595866 · SVP, Chf Mfg & Eng Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,378

Underlying: Common Stock · 10,378 shares

Expires 2032-02-24

F2 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:06 UTC
COX MARK KSVP, Chf Mfg & Eng Ofc
SaleCommon Stock 4,858 $120.79 $586,797.82
Disclosure

SEC source: 0000899243-22-008256 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · SVP, Chf Mfg & Eng Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $120.59 to $121.00. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 25, 2022 Filed Mar 1, 2022 13:08 UTC GrantEmployee Stock Option (right to buy) · Derivative 13,492 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008258 · doc4.xml · derivative · entry 1

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,492

Underlying: Common Stock · 13,492 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

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February 25, 2022 Filed Mar 1, 2022 13:05 UTC GrantEmployee Stock Option (right to buy) · Derivative 23,869 $0.00 Strike: $120.80 $0.00
Disclosure

SEC source: 0000899243-22-008254 · doc4.xml · derivative · entry 1

McLain William Thomas Jr. · CIK 0001805013 · Sr. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,869

Underlying: Common Stock · 23,869 shares

Expires 2032-02-24

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 25, 2023, February 25, 2024, and February 25, 2025, respectively.

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February 23, 2022 Filed Feb 25, 2022 18:10 UTC
Stuckey PerrySVP, Chf HR Ofcr
Tax withholdingCommon Stock 3,199 $119.03 $380,776.97
Disclosure

SEC source: 0000899243-22-007849 · doc4.xml · nonDerivative · entry 2

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,186

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 23, 2022 Filed Feb 25, 2022 18:10 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantCommon Stock 11,305 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007849 · doc4.xml · nonDerivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,385

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

F2 · balance_after: Includes 684 shares acquired since June 1, 2021 resulting from automatic reinvestment of dividends.

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February 23, 2022 Filed Feb 25, 2022 17:25 UTC
Costa Mark JDirector · CEO & Board Chair
Tax withholdingCommon Stock 32,718 $119.03 $3,894,423.54
Disclosure

SEC source: 0000899243-22-007843 · doc4.xml · nonDerivative · entry 2

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,989

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 23, 2022 Filed Feb 25, 2022 17:25 UTC
Costa Mark JDirector · CEO & Board Chair
GrantCommon Stock 86,326 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007843 · doc4.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,707

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

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February 23, 2022 Filed Feb 25, 2022 17:16 UTC
McAlindon Julie A.SVP SupChn,Regions&Transform
Tax withholdingCommon Stock 757 $119.03 $90,105.71
Disclosure

SEC source: 0000899243-22-007840 · doc4.xml · nonDerivative · entry 2

McAlindon Julie A. · CIK 0001571482 · SVP SupChn,Regions&Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 23, 2022 Filed Feb 25, 2022 17:16 UTC
McAlindon Julie A.SVP SupChn,Regions&Transform
GrantCommon Stock 3,025 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007840 · doc4.xml · nonDerivative · entry 1

McAlindon Julie A. · CIK 0001571482 · SVP SupChn,Regions&Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,025

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

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February 23, 2022 Filed Feb 25, 2022 16:50 UTC
CRAWFORD STEPHEN GLENNEVP & Chf Tech & Sustain Ofc.
Tax withholdingCommon Stock 4,350 $119.03 $517,780.50
Disclosure

SEC source: 0000899243-22-007834 · doc4.xml · nonDerivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,663

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 23, 2022 Filed Feb 25, 2022 16:50 UTC
CRAWFORD STEPHEN GLENNEVP & Chf Tech & Sustain Ofc.
GrantCommon Stock 12,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007834 · doc4.xml · nonDerivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,013

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

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February 23, 2022 Filed Feb 25, 2022 16:48 UTC
Stewart Michelle ReneeCAO & Controller
Tax withholdingCommon Stock 206 $119.03 $24,520.18
Disclosure

SEC source: 0000899243-22-007832 · doc4.xml · nonDerivative · entry 2

Stewart Michelle Renee · CIK 0001887956 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 23, 2022 Filed Feb 25, 2022 16:48 UTC
Stewart Michelle ReneeCAO & Controller
GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007832 · doc4.xml · nonDerivative · entry 1

Stewart Michelle Renee · CIK 0001887956 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:57 UTC
COX MARK KSVP, Chf Mfg & Eng Ofc
Tax withholdingCommon Stock 2,290 $119.03 $272,578.70
Disclosure

SEC source: 0000899243-22-007836 · doc4.xml · nonDerivative · entry 2

COX MARK K · CIK 0001595866 · SVP, Chf Mfg & Eng Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 23, 2022 Filed Feb 25, 2022 16:57 UTC
COX MARK KSVP, Chf Mfg & Eng Ofc
GrantCommon Stock 8,993 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007836 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · SVP, Chf Mfg & Eng Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,657

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

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February 23, 2022 Filed Feb 25, 2022 16:14 UTC Tax withholdingCommon Stock 746 $119.03 $88,796.38
Disclosure

SEC source: 0000899243-22-007818 · doc4.xml · nonDerivative · entry 2

McLain William Thomas Jr. · CIK 0001805013 · Sr. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,883

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:14 UTC GrantCommon Stock 3,073 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007818 · doc4.xml · nonDerivative · entry 1

McLain William Thomas Jr. · CIK 0001805013 · Sr. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,629

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:39 UTC
LICH BRAD AEVP & CCO
Tax withholdingCommon Stock 7,242 $119.03 $862,015.26
Disclosure

SEC source: 0000899243-22-007825 · doc4.xml · nonDerivative · entry 2

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,280

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:39 UTC
LICH BRAD AEVP & CCO
GrantCommon Stock 21,582 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007825 · doc4.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,522

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:48 UTC Tax withholdingCommon Stock 986 $119.03 $117,363.58
Disclosure

SEC source: 0000899243-22-007831 · doc4.xml · nonDerivative · entry 2

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,310

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:48 UTC GrantCommon Stock 4,047 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007831 · doc4.xml · nonDerivative · entry 1

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,296

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:02 UTC
BOLDEA LUCIANExecutive VP
Tax withholdingCommon Stock 6,427 $119.03 $765,005.81
Disclosure

SEC source: 0000899243-22-007814 · doc4.xml · nonDerivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,539

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:02 UTC
BOLDEA LUCIANExecutive VP
GrantCommon Stock 19,526 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007814 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,966

F1 · shares: Payout under performance shares awarded at beginning of three-year (2019-2021) performance period.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:38 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,420 $0.00 Strike: $72.92 $0.00
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · derivative · entry 9

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,869

Underlying: Common Stock · 3,420 shares

Expires 2029-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of the option became exercisable on October 15, 2020 and October 15, 2021, respectively, and one-third of the option becomes exercisable on October 15, 2022.

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February 10, 2022 Filed Feb 11, 2022 21:38 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,840 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · derivative · entry 8

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

Underlying: Common Stock · 4,840 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of the option became exercisable on February 28, 2020 and February 28, 2021, respectively, and one-third of the option becomes exercisable on Februrary 28, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.