ELV

SEC source: 0001156039-20-000062 · wf-form4_159182127723706.xml · nonDerivative · entry 1

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

F1 · balance_after: Balance includes 17.86 shares acquired on March 27, 2020 through a dividend reinvestment plan.

SEC source: 0001156039-20-000060 · wf-form4_159182123559313.xml · nonDerivative · entry 1

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,192

SEC source: 0001156039-20-000059 · wf-form4_159182121303810.xml · derivative · entry 5

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075

Underlying: Common Stock · 9,334 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option represents a right to purchase a total of 11,409 shares, and is exercisable in six semi-annual installments with three installments of 1,901 shares and three installments of 1,902 shares each beginning on September 3, 2014, which is the six-month anniversary of the date on which the option was granted.

SEC source: 0001156039-20-000059 · wf-form4_159182121303810.xml · derivative · entry 4

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

Underlying: Common Stock · 2,087 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option represents a right to purchase a total of 10,127 shares, and is exercisable in six semi-annual installments with one installment of 1,687 shares and five installments of 1,688 shares each beginning on November 1, 2014, which is the six-month anniversary of the date on which the option was granted.

SEC source: 0001156039-20-000059 · wf-form4_159182121303810.xml · nonDerivative · entry 3

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,102

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2020.

SEC source: 0001156039-20-000059 · wf-form4_159182121303810.xml · nonDerivative · entry 2

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001156039-20-000059 · wf-form4_159182121303810.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001156039-20-000054 · wf-form4_159078441960706.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,568

SEC source: 0001156039-20-000052 · wf-form4_159052539475656.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,546

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000050 · wf-form4_159052534991634.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000051 · wf-form4_159052537160280.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,872

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000049 · wf-form4_159052532708946.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,128

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000048 · wf-form4_159052530372064.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000047 · wf-form4_159052528312965.xml · nonDerivative · entry 1

Tallett Elizabeth E · CIK 0001192460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,513

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000046 · wf-form4_159052525807174.xml · nonDerivative · entry 1

Jallal Bahija · CIK 0001730038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000045 · wf-form4_159052523534321.xml · nonDerivative · entry 1

HILL JULIE A · CIK 0001243394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,521

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000044 · wf-form4_159052521230913.xml · nonDerivative · entry 1

CLARK R KERRY · CIK 0001180776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,261

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-20-000034 · wf-form4_159009309824719.xml · nonDerivative · entry 1

HILL JULIE A · CIK 0001243394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,822

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · derivative · entry 10

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,261 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option represents a right to purchase a total of 18,261 shares, and is exercisable in six semi-annual installments, with three installments of 3,043 shares each and three installments of 3,044 shares each, beginning on 9/1/2016, which is the six-month anniversary of the option grant date.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 9

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,099

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F8 · price: This transaction was executed in multiple trades at prices ranging from $278.91 to $279.47. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 8

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,862

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $277.84 to $278.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 7

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $276.66 to $277.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 6

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,201

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $275.62 to $276.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 5

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,214

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $274.56 to $275.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 4

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,814

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 3

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,914

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $272.29 to $272.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 2

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,759

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $270.58 to $271.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000032 · wf-form4_158983605996440.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001156039-20-000030 · wf-form4_158862472321215.xml · derivative · entry 6

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,553 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option represents a right to purchase a total of 15,314 shares, and is exercisable in six semi-annual installments, with four installments of 2,552 shares each and two installments of 2,553 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

SEC source: 0001156039-20-000030 · wf-form4_158862472321215.xml · derivative · entry 5

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,786

Underlying: Common Stock · 1,892 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option represents a right to purchase a total of 11,354 shares, and is exercisable in six semi-annual installments, with four installments of 1,892 shares each and two installments of 1,893 shares each, beginning on September 1, 2018, which is the six-month anniversary of the option grant date.

SEC source: 0001156039-20-000030 · wf-form4_158862472321215.xml · nonDerivative · entry 4

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,550

F2 · price: This transaction was executed in multiple trades at prices ranging from $278.00 to $278.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000030 · wf-form4_158862472321215.xml · nonDerivative · entry 3

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,411

F1 · price: This transaction was executed in multiple trades at prices ranging from $278.44 to $279.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001156039-20-000030 · wf-form4_158862472321215.xml · nonDerivative · entry 2

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001156039-20-000030 · wf-form4_158862472321215.xml · nonDerivative · entry 1

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001156039-20-000025 · wf-form4_158715550844323.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,099

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.

SEC source: 0001156039-20-000023 · wf-form4_158620530401360.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,983

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

SEC source: 0001127602-20-009432 · form4.xml · derivative · entry 5

BOUDREAUX GAIL · CIK 0001287920 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,809

Underlying: Common Stock · 58,809 shares

Expires 2030-03-02

F4 · derivative.exercise_date: The option represents a right to purchase a total of 58,809 shares, and is exercisable in three annual installments of 19,603 shares each, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.

SEC source: 0001127602-20-009432 · form4.xml · nonDerivative · entry 3

BOUDREAUX GAIL · CIK 0001287920 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,277.78

F3 · shares: Represents performance based restricted share units. Restrictions lapse on 12/1/2020.

SEC source: 0001127602-20-009432 · form4.xml · nonDerivative · entry 2

BOUDREAUX GAIL · CIK 0001287920 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,175.78

F2 · shares: Represents restricted share units. Restrictions lapse as follows: 3,686 shares on 3/2/2021, and 3,687 shares each on 3/2/2022 and 3/2/2023.

SEC source: 0001127602-20-009432 · form4.xml · nonDerivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,115.78

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

SEC source: 0001127602-20-009450 · form4.xml · derivative · entry 3

Patel Prakash R · CIK 0001751045 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,253

Underlying: Common Stock · 12,253 shares

Expires 2030-03-02

F3 · derivative.exercise_date: The option represents a right to purchase a total of 12,253 shares, and is exercisable in three annual installments, with two installments of 4,084 shares each and one installment of 4,085 shares, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.

SEC source: 0001127602-20-009450 · form4.xml · nonDerivative · entry 2

Patel Prakash R · CIK 0001751045 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,191

F2 · shares: Represents restricted share units. Restrictions lapse as follows: 1,997 shares each on 3/2/2021, 3/2/2022 and 3/2/2023.

SEC source: 0001127602-20-009450 · form4.xml · nonDerivative · entry 1

Patel Prakash R · CIK 0001751045 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

SEC source: 0001127602-20-009447 · form4.xml · derivative · entry 3

STARK LEAH · CIK 0001679575 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 9,800 shares

Expires 2030-03-02

F3 · derivative.exercise_date: The option represents a right to purchase a total of 9,800 shares, and is exercisable in three annual installments, with one installment of 3,266 shares and two installments of 3,267 shares each, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.

SEC source: 0001127602-20-009447 · form4.xml · nonDerivative · entry 2

STARK LEAH · CIK 0001679575 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,197.18

F2 · shares: Represents restricted share units. Restrictions lapse as follows: 2,457 shares on 3/2/2021, 2,458 shares on 3/2/2022 and 2,459 shares on 3/2/2023.

SEC source: 0001127602-20-009447 · form4.xml · nonDerivative · entry 1

STARK LEAH · CIK 0001679575 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,823.18

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

SEC source: 0001127602-20-009444 · form4.xml · derivative · entry 3

Norwood Felicia F · CIK 0001743548 · EVP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,926

Underlying: Common Stock · 15,926 shares

Expires 2030-03-02

F3 · derivative.exercise_date: The option represents a right to purchase a total of 15,926 shares, and is exercisable in three annual installments, with one installment of 5,308 shares and two installments of 5,309 shares each, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.

SEC source: 0001127602-20-009444 · form4.xml · nonDerivative · entry 2

Norwood Felicia F · CIK 0001743548 · EVP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,412

F2 · shares: Represents restricted share units. Restrictions lapse as follows: 998 shares on 3/2/2021, and 999 shares each on 3/2/2022 and 3/2/2023.

SEC source: 0001127602-20-009444 · form4.xml · nonDerivative · entry 1

Norwood Felicia F · CIK 0001743548 · EVP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,416

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

SEC source: 0001127602-20-009441 · form4.xml · derivative · entry 4

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,926

Underlying: Common Stock · 15,926 shares

Expires 2030-03-02

F4 · derivative.exercise_date: The option represents a right to purchase a total of 15,926 shares, and is exercisable in three annual installments, with one installment of 5,308 shares and two installments of 5,309 shares each, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.