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EGY

VAALCO ENERGY INC /DE/

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5308
SEC CIK
0000894627
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228

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2020 Filed Jun 30, 2020 01:01 UTC
DesAutels DavidExecutive VP, Corp. Dev.
GrantCommon Stock 41,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039336 · doc4.xml · nonDerivative · entry 1

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,759

F1 · shares: The Company granted shares of restricted stock under the Company's 2020 Long-Term Incentive Compensation Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:57 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
GrantEmployee Stock Options · Derivative 338,710 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-20-039332 · doc4.xml · derivative · entry 2

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,710

Underlying: Common Stock · 338,710 shares

Expires 2024-06-25

F2 · shares: Stock options issued on June 25, 2020 vest in equal installments annually on June 25, 2021, June 25, 2022 and June 25, 2023 and upon satisfaction of stock price appreciation of 15%, 32.5% and 52.5%, respectably, using a 30 day average stock price from the stock price on the date of the grant.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:57 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
GrantCommon Stock 210,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039332 · doc4.xml · nonDerivative · entry 1

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,569

F1 · shares: The Company granted shares of restricted stock under the Company's 2020 Long-Term Incentive Compensation Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 15:48 UTC GrantCommon Stock 65,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039392 · doc4.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,041

F1 · shares: Vested on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant (but not less than fifty (50) weeks following the Date of Grant), provided that the Participant then is, and continuously from the Date of Grant

Read SEC document
June 25, 2020 Filed Jun 30, 2020 15:51 UTC GrantCommon Stock 65,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039394 · doc4.xml · nonDerivative · entry 1

Stubbs Catherine L · CIK 0001570010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,041

F1 · shares: Vested on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant (but not less than fifty (50) weeks following the Date of Grant), provided that the Participant then is, and continuously from the Date of Grant

Read SEC document
April 01, 2020 Filed Apr 2, 2020 01:16 UTC
Silver Michael GEVP, Gen. Counsel & Corp. Sect
Tax withholdingCommon stock 2,266 $0.93 $2,107.38
Disclosure

SEC source: 0001209191-20-022313 · doc4.xml · nonDerivative · entry 1

Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,660

F1 · kind: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 23:58 UTC
Prochnow Elizabeth DChief Financial Officer
Tax withholdingCommon Stock 1,061 $2.00 $2,122.00
Disclosure

SEC source: 0001209191-20-014191 · doc4.xml · nonDerivative · entry 1

Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,269

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 23:56 UTC
DesAutels DavidExecutive VP, Corp. Dev.
Tax withholdingCommon Stock 1,642 $2.00 $3,284.00
Disclosure

SEC source: 0001209191-20-014189 · doc4.xml · nonDerivative · entry 2

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,759

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 23:56 UTC
DesAutels DavidExecutive VP, Corp. Dev.
Tax withholdingCommon stock 4,310 $2.00 $8,620.00
Disclosure

SEC source: 0001209191-20-014189 · doc4.xml · nonDerivative · entry 1

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,401

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 23:53 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Tax withholdingCommon Stock 6,844 $2.00 $13,688.00
Disclosure

SEC source: 0001209191-20-014187 · doc4.xml · nonDerivative · entry 2

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,569

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 23:53 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Tax withholdingCommon Stock 14,111 $2.00 $28,222.00
Disclosure

SEC source: 0001209191-20-014187 · doc4.xml · nonDerivative · entry 1

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,413

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

Read SEC document
December 29, 2019 Filed Dec 31, 2019 15:35 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Tax withholdingCommon Stock 24,291 $2.29 $55,626.39
Disclosure

SEC source: 0001209191-19-062200 · doc4.xml · nonDerivative · entry 1

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,524

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionSARs · Derivative 35,930 $1.98 Strike: $1.20 $71,141.40
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · derivative · entry 10

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,215

Underlying: Common Stock · 35,930 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionSARs · Derivative 251,572 $1.98 Strike: $1.20 $498,112.56
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · derivative · entry 9

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,145

Underlying: Common Stock · 251,572 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionOptions · Derivative 59,860 $2.00 Strike: $1.04 $119,720.00
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · derivative · entry 8

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,860

Underlying: CommonStock · 59,860 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionOptions · Derivative 59,860 $2.00 Strike: $1.04 $119,720.00
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · derivative · entry 7

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,720

Underlying: Common Stock · 59,860 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionCommon Stock 35,930 $1.20 $43,116.00
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · nonDerivative · entry 6

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionCommon Stock 35,930 $1.20 $43,116.00
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · nonDerivative · entry 5

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionCommon Stock 251,572 $1.20 $301,886.40
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · nonDerivative · entry 4

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionCommon Stock 251,572 $1.20 $301,886.40
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · nonDerivative · entry 3

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionCommon Stock 59,860 $1.04 $62,254.40
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · nonDerivative · entry 2

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:18 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
Exercise / conversionCommon Stock 59,860 $1.04 $62,254.40
Disclosure

SEC source: 0001209191-19-060315 · doc4.xml · nonDerivative · entry 1

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2019 Filed Nov 5, 2019 17:42 UTC
DesAutels DavidExecutive VP, Corp. Dev.
Tax withholdingCommon Stock 3,273 $2.01 $6,578.73
Disclosure

SEC source: 0001209191-19-055121 · doc4.xml · nonDerivative · entry 1

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,711

F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:07 UTC GrantNon Qualified Stock Option (right to buy) · Derivative 64,307 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-19-035994 · doc4.xml · derivative · entry 2

Thomas William R · CIK 0001777087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,307

Underlying: Common Stock · 64,307 shares

Expires 2024-06-06

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:07 UTC GrantCommon Stock 27,972 $1.43 $39,999.96
Disclosure

SEC source: 0001209191-19-035994 · doc4.xml · nonDerivative · entry 1

Thomas William R · CIK 0001777087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,972

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:05 UTC GrantNon Qualified Stock Option (right to buy) · Derivative 64,307 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-19-035992 · doc4.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,307

Underlying: Common Stock · 64,307 shares

Expires 2024-06-06

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:05 UTC GrantCommon Stock 27,972 $1.43 $39,999.96
Disclosure

SEC source: 0001209191-19-035992 · doc4.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,805

Read SEC document
June 06, 2019 Filed Jun 10, 2019 22:57 UTC GrantNon Qualified Stock Option (right to buy) · Derivative 64,307 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-19-035988 · doc4.xml · derivative · entry 3

Knapp Alfred John Jr. · CIK 0001556288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,307

Underlying: Common Stock · 64,307 shares

Expires 2024-06-06

Read SEC document
June 06, 2019 Filed Jun 10, 2019 22:57 UTC GrantCommon Stock 27,972 $1.43 $39,999.96
Disclosure

SEC source: 0001209191-19-035988 · doc4.xml · nonDerivative · entry 1

Knapp Alfred John Jr. · CIK 0001556288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,418

Read SEC document
June 06, 2019 Filed Jun 10, 2019 22:49 UTC GrantNon Qualified Stock Option (right to buy) · Derivative 64,307 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-19-035976 · doc4.xml · derivative · entry 2

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,307

Underlying: Common Stock · 64,307 shares

Expires 2024-06-06

Read SEC document
June 06, 2019 Filed Jun 10, 2019 22:49 UTC GrantCommon Stock 27,972 $1.43 $39,999.96
Disclosure

SEC source: 0001209191-19-035976 · doc4.xml · nonDerivative · entry 1

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,577

Read SEC document
May 24, 2019 Filed May 28, 2019 19:49 UTC
DesAutels DavidExecutive VP, Corp. Dev.
PurchaseCommon Stock 11,764 $1.72 $20,234.08
Disclosure

SEC source: 0001209191-19-032954 · doc4.xml · nonDerivative · entry 1

DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,984

Read SEC document
May 24, 2019 Filed May 29, 2019 13:51 UTC PurchaseCommon Stock 2,000 $1.68 $3,360.00
Disclosure

SEC source: 0001209191-19-033129 · doc4.xml · nonDerivative · entry 1

FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,605

Read SEC document
May 22, 2019 Filed May 22, 2019 21:51 UTC PurchaseCommon Stock 2,237 $1.66 $3,713.42
Disclosure

SEC source: 0001209191-19-032142 · doc4.xml · nonDerivative · entry 1

Thomas William R · CIK 0001777087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Read SEC document
May 22, 2019 Filed May 24, 2019 15:24 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
PurchaseCommon Stock 6,000 $1.68 $10,080.00
Disclosure

SEC source: 0001209191-19-032611 · doc4.xml · nonDerivative · entry 1

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,095

Read SEC document
May 17, 2019 Filed May 20, 2019 21:23 UTC PurchaseCommon Stock 20,000 $1.82 $36,400.00
Disclosure

SEC source: 0001209191-19-031463 · doc4.xml · nonDerivative · entry 1

Thomas William R · CIK 0001777087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,763

Read SEC document
May 17, 2019 Filed May 20, 2019 21:20 UTC PurchaseCommon Stock 20,000 $1.80 $36,000.00
Disclosure

SEC source: 0001209191-19-031460 · doc4.xml · nonDerivative · entry 1

Knapp Alfred John Jr. · CIK 0001556288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,446

Read SEC document
May 16, 2019 Filed May 16, 2019 20:11 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
PurchaseCommon Stock 5,600 $1.80 $10,080.00
Disclosure

SEC source: 0001209191-19-030344 · doc4.xml · nonDerivative · entry 2

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,095

Read SEC document
May 15, 2019 Filed May 16, 2019 20:11 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
PurchaseCommon Stock 22 $1.72 $37.84
Disclosure

SEC source: 0001209191-19-030344 · doc4.xml · nonDerivative · entry 1

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,495

Read SEC document
May 15, 2019 Filed May 17, 2019 17:41 UTC PurchaseCommon Stock 12,763 $1.70 $21,697.10
Disclosure

SEC source: 0001209191-19-030754 · doc4.xml · nonDerivative · entry 2

Thomas William R · CIK 0001777087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,763

Read SEC document
May 14, 2019 Filed May 16, 2019 00:42 UTC
Bounds Cary MDirector · Chief Executive Officer & COO
PurchaseCommon Stock 6,000 $1.63 $9,780.00
Disclosure

SEC source: 0001209191-19-030194 · doc4.xml · nonDerivative · entry 1

Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,473

Read SEC document
May 14, 2019 Filed May 16, 2019 00:45 UTC PurchaseCommon Stock 100,000 $1.68 $168,000.00
Disclosure

SEC source: 0001209191-19-030196 · doc4.xml · nonDerivative · entry 1

Knapp Alfred John Jr. · CIK 0001556288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,446

Read SEC document
May 14, 2019 Filed May 15, 2019 19:31 UTC
Prochnow Elizabeth DChief Financial Officer
PurchaseCommon Stock 8,600 $1.70 $14,620.00
Disclosure

SEC source: 0001209191-19-029943 · doc4.xml · nonDerivative · entry 1

Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,330

Read SEC document
May 14, 2019 Filed May 17, 2019 17:41 UTC PurchaseCommon Stock 25,000 $1.73 $43,250.00
Disclosure

SEC source: 0001209191-19-030754 · doc4.xml · nonDerivative · entry 1

Thomas William R · CIK 0001777087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
April 22, 2019 Filed Apr 24, 2019 23:43 UTC
Patman Philip F JrFormer Officer
Exercise / conversionOptions · Derivative 62,235 $2.56 Strike: $0.96 $159,321.60
Disclosure

SEC source: 0001209191-19-025832 · doc4.xml · derivative · entry 4

Patman Philip F Jr · CIK 0001704522 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,235 shares

Expires 2022-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 23:43 UTC
Patman Philip F JrFormer Officer
Disposition to issuerCommon Stock 62,235 $2.56 $159,321.60
Disclosure

SEC source: 0001209191-19-025832 · doc4.xml · nonDerivative · entry 2

Patman Philip F Jr · CIK 0001704522 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 22, 2019 Filed Apr 24, 2019 23:43 UTC
Patman Philip F JrFormer Officer
Disposition to issuerCommon Stock 35,265 $2.61 $92,041.65
Disclosure

SEC source: 0001209191-19-025832 · doc4.xml · nonDerivative · entry 1

Patman Philip F Jr · CIK 0001704522 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,388

Read SEC document
April 18, 2019 Filed Apr 24, 2019 23:43 UTC
Patman Philip F JrFormer Officer
Exercise / conversionSAR · Derivative 151,791 $2.49 Strike: $0.86 $377,959.59
Disclosure

SEC source: 0001209191-19-025832 · doc4.xml · derivative · entry 5

Patman Philip F Jr · CIK 0001704522 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 151,791 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2019 Filed Apr 24, 2019 23:43 UTC
Patman Philip F JrFormer Officer
Disposition to issuerCommon Stock 151,791 $2.49 $377,959.59
Disclosure

SEC source: 0001209191-19-025832 · doc4.xml · nonDerivative · entry 3

Patman Philip F Jr · CIK 0001704522 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 01, 2019 Filed May 6, 2019 20:20 UTC
Silver Michael GVP, General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 44,163 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001209191-19-027700 · doc4.xml · derivative · entry 2

Silver Michael G · CIK 0001772934 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,163

Underlying: Common Stock · 44,163 shares

Expires 2024-04-01

F1 · derivative.exercise_date: Employee Stock Options vest in equal installments on April 1, 2020, April 1, 2021 and April 1, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.