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person · Reporting owner

PULLY STEVEN J

Disclosed activity across 7 companies

Tapewire entity
76318
SEC CIK
0001246093

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOODRICH PETROLEUM CORPGDP · Entity 12257DirectorDecember 12, 2018December 14, 2018
New Fortress Energy Inc.NFE · Entity 6904DirectorSeptember 11, 2026September 23, 2026
RideNow Group, Inc.RMBL · Entity 6256DirectorDecember 12, 2024December 16, 2024
Titan Energy, LLCTTEN · Entity 16282DirectorMay 10, 2017May 12, 2017
VAALCO ENERGY INC /DE/EGY · Entity 5308DirectorJune 06, 2019June 10, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOODRICH PETROLEUM CORP

Report date December 12, 2018 · Filed December 14, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,166 Reported balance After 2018-12-14 transaction · row 1
1 source row

Row 1 · 2018-12-14 · Exercise / conversion · Acquired 11,996 · Balance 18,166

F1: Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 14, 2018 the reporting person settled 100% of the shares of phantom stock that were granted to him on December 14, 2017.

Phantom StockSEC Table II · derivative / convertible security · Expires 2018-12-14Direct0 Reported balance After 2018-12-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-12-14 · Exercise / conversion · Disposed 11,996 · Balance 0

F1: Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 14, 2018 the reporting person settled 100% of the shares of phantom stock that were granted to him on December 14, 2017.

Phantom StockSEC Table II · derivative / convertible security · Expires 2019-12-12Direct9,032 Reported balance After 2018-12-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-12-12 · Grant · Acquired 9,032 · Balance 9,032

F2: Each share of phantom stock is the economic equivalent of one share of GDP common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 14, 2018 the reporting person settled 100% of the shares of phantom stock that were granted to him on December 14, 2017.

F2: Each share of phantom stock is the economic equivalent of one share of GDP common stock.

New Fortress Energy Inc.

Report date September 11, 2026 · Filed September 23, 2026

This filing explicitly reported no securities owned.

RideNow Group, Inc.

Report date December 12, 2024 · Filed December 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect115,613 Reported balance After 2024-12-12 transaction · row 1
1 source row

Row 1 · 2024-12-12 · Exercise / conversion · Acquired 5,521 · Balance 115,613

F1: Represents the number of shares of Class B common stock of the Issuer that the reporting person purchased in the Issuer's rights offering pursuant to the exercise of his subscription rights. The subscription period for the Issuer's rights offering expired at 5:00 p.m. Eastern Time, on December 12, 2024. The closing of the rights offering and the issuance of the Class B common stock of the Issuer is expected to be on or about December 17, 2024.

F2: The effective purchase price of the shares of Class B common stock of the Issuer underlying the subscription rights issued in connections with the Issuer's rights offering was $4.18 per share.

Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.18 · Expires 2024-12-12Direct0 Reported balance After 2024-12-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-12-12 · Exercise / conversion · Acquired 81,561 · Balance 0

F3: The Issuer issued one subscription right for each share of the common stock owned by the reporting person as of the close of business on November 25, 2024, the record date of the rights offering. Each subscription right issued to the reporting person is exercisable for 0.0677 shares of the Class B common stock of the Issuer. The number of shares of Class B common stock of the Issuer reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B common stock of the Issuer.

F1: Represents the number of shares of Class B common stock of the Issuer that the reporting person purchased in the Issuer's rights offering pursuant to the exercise of his subscription rights. The subscription period for the Issuer's rights offering expired at 5:00 p.m. Eastern Time, on December 12, 2024. The closing of the rights offering and the issuance of the Class B common stock of the Issuer is expected to be on or about December 17, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Class B common stock of the Issuer that the reporting person purchased in the Issuer's rights offering pursuant to the exercise of his subscription rights. The subscription period for the Issuer's rights offering expired at 5:00 p.m. Eastern Time, on December 12, 2024. The closing of the rights offering and the issuance of the Class B common stock of the Issuer is expected to be on or about December 17, 2024.

F2: The effective purchase price of the shares of Class B common stock of the Issuer underlying the subscription rights issued in connections with the Issuer's rights offering was $4.18 per share.

F3: The Issuer issued one subscription right for each share of the common stock owned by the reporting person as of the close of business on November 25, 2024, the record date of the rights offering. Each subscription right issued to the reporting person is exercisable for 0.0677 shares of the Class B common stock of the Issuer. The number of shares of Class B common stock of the Issuer reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B common stock of the Issuer.

Titan Energy, LLC

Report date May 10, 2017 · Filed May 12, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect2,438 Reported balance After 2017-05-10 transaction · row 1
1 source row

Row 1 · 2017-05-10 · Grant · Acquired 2,438 · Balance 2,438

F1: Shares issued pursuant to the Reporting Person's participation in the Issuer's Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued pursuant to the Reporting Person's participation in the Issuer's Long-Term Incentive Plan.

VAALCO ENERGY INC /DE/

Report date June 06, 2019 · Filed June 10, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect200,805 Reported balance After 2019-06-06 transaction · row 1
1 source row

Row 1 · 2019-06-06 · Grant · Acquired 27,972 · Balance 200,805

Non Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.43 · Expires 2024-06-06Direct64,307 Reported balance After 2019-06-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-06 · Grant · Acquired 64,307 · Balance 64,307

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENZO BIOCHEM INC

Report date August 20, 2025 · Filed August 20, 2025

Section 16 reporting ended · disclosed 2025-08-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-20 transaction · row 1
1 source row

Row 1 · 2025-08-20 · Disposition to issuer · Disposed 239,992 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated June 23, 2025 (the "Merger Agreement"), by and among the Issuer, Bethpage Parent, Inc. ("Parent"), and Bethpage Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock, par value $0.01 per share ("Common Stock"), was canceled and automatically converted into the right to receive $0.70 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was held by a member of the Issuer's Board of Directors was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F3: Represents 142,897 RSUs and 79,365 shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated June 23, 2025 (the "Merger Agreement"), by and among the Issuer, Bethpage Parent, Inc. ("Parent"), and Bethpage Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock, par value $0.01 per share ("Common Stock"), was canceled and automatically converted into the right to receive $0.70 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was held by a member of the Issuer's Board of Directors was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F3: Represents 142,897 RSUs and 79,365 shares of Common Stock.

Energy XXI Gulf Coast, Inc.

Report date May 10, 2017 · Filed May 12, 2017

Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,833 Reported balance After 2017-05-10 transaction · row 1
1 source row

Row 1 · 2017-05-10 · Exercise / conversion · Acquired 9,833 · Balance 9,833

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share ("Common Stock"), of Energy XXI Gulf Coast, Inc. (the "Issuer") upon vesting and settlement.

F2: Mr. Pully did not stand for reelection at the Issuer's 2017 Annual Meeting held on May 10, 2017 (the "Annual Meeting"). In recognition of Mr. Pully's service, the Issuer's board of directors (the "Board") accelerated the vesting date of certain RSUs granted to Mr. Pully, so that 6,583 RSUs that were scheduled to vest on January 31, 2018, vested instead on May 10, 2017. Upon vesting, such RSUs were settled in shares of Common Stock, on a one-for-one basis. In addition, 3,250 RSUs that had previously vested were settled in shares of Common Stock, on a one-for-one basis, when Mr. Pully ceased to be a member of the Board on May 10, 2017.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,667 Reported balance After 2017-05-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-05-10 · Exercise / conversion · Disposed 9,833 · Balance 6,667

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share ("Common Stock"), of Energy XXI Gulf Coast, Inc. (the "Issuer") upon vesting and settlement.

F2: Mr. Pully did not stand for reelection at the Issuer's 2017 Annual Meeting held on May 10, 2017 (the "Annual Meeting"). In recognition of Mr. Pully's service, the Issuer's board of directors (the "Board") accelerated the vesting date of certain RSUs granted to Mr. Pully, so that 6,583 RSUs that were scheduled to vest on January 31, 2018, vested instead on May 10, 2017. Upon vesting, such RSUs were settled in shares of Common Stock, on a one-for-one basis. In addition, 3,250 RSUs that had previously vested were settled in shares of Common Stock, on a one-for-one basis, when Mr. Pully ceased to be a member of the Board on May 10, 2017.

F3: The remaining 6,667 RSUs previously granted to Mr. Pully, which were scheduled to vest in equal installments on December 31, 2018 and December 31, 2019, remained unvested when Mr. Pully ceased to be a member of the Board on May 10, 2017 and, accordingly, were forfeited back to the Issuer. Such forfeiture is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share ("Common Stock"), of Energy XXI Gulf Coast, Inc. (the "Issuer") upon vesting and settlement.

F2: Mr. Pully did not stand for reelection at the Issuer's 2017 Annual Meeting held on May 10, 2017 (the "Annual Meeting"). In recognition of Mr. Pully's service, the Issuer's board of directors (the "Board") accelerated the vesting date of certain RSUs granted to Mr. Pully, so that 6,583 RSUs that were scheduled to vest on January 31, 2018, vested instead on May 10, 2017. Upon vesting, such RSUs were settled in shares of Common Stock, on a one-for-one basis. In addition, 3,250 RSUs that had previously vested were settled in shares of Common Stock, on a one-for-one basis, when Mr. Pully ceased to be a member of the Board on May 10, 2017.

F3: The remaining 6,667 RSUs previously granted to Mr. Pully, which were scheduled to vest in equal installments on December 31, 2018 and December 31, 2019, remained unvested when Mr. Pully ceased to be a member of the Board on May 10, 2017 and, accordingly, were forfeited back to the Issuer. Such forfeiture is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Exchange Act.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2025 Filed Aug 20, 2025 08:29 UTC ENZO BIOCHEM INC ENZB · Entity 76314 Disposition to issuerCommon Stock 239,992 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-078741 · ownership.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated June 23, 2025 (the "Merger Agreement"), by and among the Issuer, Bethpage Parent, Inc. ("Parent"), and Bethpage Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock, par value $0.01 per share ("Common Stock"), was canceled and automatically converted into the right to receive $0.70 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

F2 · shares: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was held by a member of the Issuer's Board of Directors was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F3 · shares: Represents 142,897 RSUs and 79,365 shares of Common Stock.

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated June 23, 2025 (the "Merger Agreement"), by and among the Issuer, Bethpage Parent, Inc. ("Parent"), and Bethpage Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock, par value $0.01 per share ("Common Stock"), was canceled and automatically converted into the right to receive $0.70 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was held by a member of the Issuer's Board of Directors was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 16:44 UTC ENZO BIOCHEM INC ENZ · Entity 76314 GrantCommon Stock 142,897 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-004655 · ownership.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,992

F1 · shares: The Reporting Person was granted Restricted Stock Units that will fully vest upon the earlier of: (i) the first anniversary of the grant date (i.e., January 16, 2026), or (ii) a change of control event.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 18:37 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionSubscription Rights (right to buy) · Derivative 81,561 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001596961-24-000122 · wk-form4_1734392232.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 81,561 shares

Expires 2024-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Issuer issued one subscription right for each share of the common stock owned by the reporting person as of the close of business on November 25, 2024, the record date of the rights offering. Each subscription right issued to the reporting person is exercisable for 0.0677 shares of the Class B common stock of the Issuer. The number of shares of Class B common stock of the Issuer reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B common stock of the Issuer.

F1 · derivative.underlying_shares: Represents the number of shares of Class B common stock of the Issuer that the reporting person purchased in the Issuer's rights offering pursuant to the exercise of his subscription rights. The subscription period for the Issuer's rights offering expired at 5:00 p.m. Eastern Time, on December 12, 2024. The closing of the rights offering and the issuance of the Class B common stock of the Issuer is expected to be on or about December 17, 2024.

F3 · derivative.underlying_shares: The Issuer issued one subscription right for each share of the common stock owned by the reporting person as of the close of business on November 25, 2024, the record date of the rights offering. Each subscription right issued to the reporting person is exercisable for 0.0677 shares of the Class B common stock of the Issuer. The number of shares of Class B common stock of the Issuer reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B common stock of the Issuer.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 18:37 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 5,521 $4.18 $23,077.78
Disclosure

SEC source: 0001596961-24-000122 · wk-form4_1734392232.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of Class B common stock of the Issuer that the reporting person purchased in the Issuer's rights offering pursuant to the exercise of his subscription rights. The subscription period for the Issuer's rights offering expired at 5:00 p.m. Eastern Time, on December 12, 2024. The closing of the rights offering and the issuance of the Class B common stock of the Issuer is expected to be on or about December 17, 2024.

F2 · price: The effective purchase price of the shares of Class B common stock of the Issuer underlying the subscription rights issued in connections with the Issuer's rights offering was $4.18 per share.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 15:52 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 28,531 Not disclosed Not disclosed
Disclosure

SEC source: 0001596961-24-000092 · wk-form4_1723578719.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,092

F1 · shares: On August 9, 2024, the reporting person received a grant of 28,531 restricted stock units (RSUs) calculated based on the share price at the conclusion of the second trading day following the release of earnings for the second quarter of 2024. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs will vest on June 4, 2025, and are subject to pro rata vesting if the reporting person leaves the board of directors before that date.

F1 · price: On August 9, 2024, the reporting person received a grant of 28,531 restricted stock units (RSUs) calculated based on the share price at the conclusion of the second trading day following the release of earnings for the second quarter of 2024. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs will vest on June 4, 2025, and are subject to pro rata vesting if the reporting person leaves the board of directors before that date.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 17:27 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 6,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001596961-24-000015 · wk-form4_1711574848.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,561

F1 · shares: On March 25, 2024, the reporting person received a grant of 6,838 restricted stock units (RSUs) calculated based upon the share price at the conclusion of the second trading day he ceased to be Executive Chairman. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs will vest in equal installments on April 1, 2024 and July 1, 2024, which are the remaining vesting dates for the director grants, and are subject to pro rata vesting if he leaves the board of directors before the end of either vesting period.

F1 · price: On March 25, 2024, the reporting person received a grant of 6,838 restricted stock units (RSUs) calculated based upon the share price at the conclusion of the second trading day he ceased to be Executive Chairman. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. The RSUs will vest in equal installments on April 1, 2024 and July 1, 2024, which are the remaining vesting dates for the director grants, and are subject to pro rata vesting if he leaves the board of directors before the end of either vesting period.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:02 UTC ENZO BIOCHEM INC ENZ · Entity 76314 GrantCommon Stock 79,365 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-009795 · ownership.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,095

F1 · shares: The Reporting Person was granted Restricted Stock Units that will fully vest upon the earlier of: (i) the first anniversary of the grant date (i.e., January 31, 2025), or (ii) a change of control event.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 17:20 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionSubscription Rights (right to buy) · Derivative 25,370 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001596961-23-000062 · wk-form4_1701987639.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 27,359 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each subscription right issued to the Reporting Person is exercisable for 1.078444 shares of the Issuer's Class B Common Stock. The number of shares of Class B Common Stock reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B Common Stock. The rights offering also included an over-subscription right, which entitled eligible stockholders who fully exercised their basic subscription right the right to purchase additional shares of Class B Common Stock that remained unsubscribed at the expiration time of the rights offering at a price of $5.50 per share, subject to allocation. Includes approxiately 1,000 shares issued pursuant to the over-subscription right in connection with the rights offering.

F1 · derivative.underlying_shares: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023.

F3 · derivative.underlying_shares: Each subscription right issued to the Reporting Person is exercisable for 1.078444 shares of the Issuer's Class B Common Stock. The number of shares of Class B Common Stock reported in Column 7 is rounded down to the nearest whole number. The subscription rights are only exercisable for whole shares of Class B Common Stock. The rights offering also included an over-subscription right, which entitled eligible stockholders who fully exercised their basic subscription right the right to purchase additional shares of Class B Common Stock that remained unsubscribed at the expiration time of the rights offering at a price of $5.50 per share, subject to allocation. Includes approxiately 1,000 shares issued pursuant to the over-subscription right in connection with the rights offering.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 17:20 UTC RideNow Group, Inc. RMBL · Entity 6256 Exercise / conversionClass B Common Stock 27,359 $5.50 $150,474.50
Disclosure

SEC source: 0001596961-23-000062 · wk-form4_1701987639.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of Class B Common Stock that the Reporting Person purchased in the Issuer's rights offering pursuant to the subscription rights. The closing of the rights offering and the issuance of the Class B Common Stock is expected to be on or about December 8, 2023.

F2 · price: The effective purchase price of the shares of Class B Common Stock underlying the subscription rights issued in connection with the Issuer's rights offering was $5.50 per share.

Read SEC document
October 30, 2023 Filed Dec 15, 2023 16:01 UTC ENZO BIOCHEM INC ENZ · Entity 76314 GrantCommon Stock 17,730 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-096070 · ownership.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,730

F1 · shares: Represents an award of 17,730 Restricted Stock Units, granted to Mr.Pully in connection with his service on the Board of Directors of Enzo Biochem, Inc. The award vests in full three months after the grant date and will be settled in shares of common stock upon vesting.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:08 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 48,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001596961-23-000029 · wk-form4_1693958906.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,364

F1 · shares: On September 1, 2023, the reporting person received a grant of 48,844 restricted stock units (RSUs) pursuant to the terms of his employment agreement, effective as of July 14, 2023 and calculated based upon the share price at the conclusion of the second trading day following the Company's release of earnings for Q2 2023. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. As stated in the employment agreement, these RSUs vest in two (2) equal installments on October 14, 2023 and December 15, 2023.

F1 · price: On September 1, 2023, the reporting person received a grant of 48,844 restricted stock units (RSUs) pursuant to the terms of his employment agreement, effective as of July 14, 2023 and calculated based upon the share price at the conclusion of the second trading day following the Company's release of earnings for Q2 2023. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. As stated in the employment agreement, these RSUs vest in two (2) equal installments on October 14, 2023 and December 15, 2023.

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September 01, 2023 Filed Nov 16, 2023 17:48 UTC Amendment RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 45,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001596961-23-000058 · wk-form4a_1700174914.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,364

F1 · price: On September 1, 2023, the reporting person received a grant of 45,844 restricted stock units (RSUs) pursuant to the term of his employment agreement, effective as of July 14, 2023 and calculated based upon the share price at the conclusion of the second trading day following the Company's release of earnings for Q2 2023. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock. As stated in the employment agreement, these RSUs vest in two (2) equal installments on October 14, 2023 and December 15, 2023.

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May 15, 2023 Filed May 17, 2023 17:16 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 950 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-040908 · ownership.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950

F1 · shares: On May 15, 2023, the reporting person received a grant of 950 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on July 1, 2023, and are subject to prorata vesting if a director leaves the board of directors before the vesting date.

F1 · price: On May 15, 2023, the reporting person received a grant of 950 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on July 1, 2023, and are subject to prorata vesting if a director leaves the board of directors before the vesting date.

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May 11, 2023 Filed Jun 30, 2023 17:17 UTC Amendment RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 1,520 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-053618 · ownership.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,520

F1 · shares: In connection with the Reporting Person's appointment to the Issuer's Board of Directors on May 11, 2023, the Reporting Person received a grant of 1,520 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on July 1, 2023, and are subject to prorata vesting if a director leaves the Board of Directors before the vesting date. This amendment is filed to reflect the correct number of shares issued based on the fair market value of the RSUs at the date of the Reporting Person's appointment to the Board.

F1 · price: In connection with the Reporting Person's appointment to the Issuer's Board of Directors on May 11, 2023, the Reporting Person received a grant of 1,520 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. The RSUs vest on July 1, 2023, and are subject to prorata vesting if a director leaves the Board of Directors before the vesting date. This amendment is filed to reflect the correct number of shares issued based on the fair market value of the RSUs at the date of the Reporting Person's appointment to the Board.

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June 06, 2019 Filed Jun 10, 2019 23:05 UTC VAALCO ENERGY INC /DE/ EGY · Entity 5308 GrantNon Qualified Stock Option (right to buy) · Derivative 64,307 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-19-035992 · doc4.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,307

Underlying: Common Stock · 64,307 shares

Expires 2024-06-06

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June 06, 2019 Filed Jun 10, 2019 23:05 UTC VAALCO ENERGY INC /DE/ EGY · Entity 5308 GrantCommon Stock 27,972 $1.43 $39,999.96
Disclosure

SEC source: 0001209191-19-035992 · doc4.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,805

Read SEC document
December 14, 2018 Filed Dec 14, 2018 17:48 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 Exercise / conversionPhantom Stock · Derivative 11,996 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008045 · doc1.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,996 shares

Expires 2018-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 14, 2018 the reporting person settled 100% of the shares of phantom stock that were granted to him on December 14, 2017.

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December 14, 2018 Filed Dec 14, 2018 17:48 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 Exercise / conversionCommon Stock 11,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-008045 · doc1.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 14, 2018 the reporting person settled 100% of the shares of phantom stock that were granted to him on December 14, 2017.

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December 12, 2018 Filed Dec 14, 2018 17:48 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 GrantPhantom Stock · Derivative 9,032 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008045 · doc1.xml · derivative · entry 3

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,032

Underlying: Common Stock · 9,032 shares

Expires 2019-12-12

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of GDP common stock.

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May 09, 2018 Filed May 15, 2018 00:26 UTC VAALCO ENERGY INC /DE/ EGY · Entity 5308 GrantNon Qualified Stock Option (right to buy) · Derivative 58,548 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-18-030088 · doc4.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,548

Underlying: Common Stock · 58,548 shares

Expires 2023-05-09

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May 09, 2018 Filed May 15, 2018 00:26 UTC VAALCO ENERGY INC /DE/ EGY · Entity 5308 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030088 · doc4.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,833

Read SEC document
December 14, 2017 Filed Dec 18, 2017 19:27 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 GrantPhantom Stock · Derivative 11,996 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-046596 · doc1.xml · derivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,996

Underlying: Common Stock · 11,996 shares

Expires 2018-12-14

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of GDP common stock.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:15 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 Exercise / conversionPhantom Stock · Derivative 6,170 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045877 · doc1.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,170 shares

Expires 2017-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 8, 2017 the reporting person settled 100% of the shares of phantom stock that were granted to him on March 21, 2017.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:15 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 Exercise / conversionCommon Stock 6,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-045877 · doc1.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 8, 2017 the reporting person settled 100% of the shares of phantom stock that were granted to him on March 21, 2017.

Read SEC document
June 01, 2017 Filed Jun 16, 2017 21:44 UTC VAALCO ENERGY INC /DE/ EGY · Entity 5308 GrantNon Qualified Stock Option (right to buy) · Derivative 93,190 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001209191-17-040618 · doc4.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,190

Underlying: Common Stock · 93,190 shares

Expires 2022-06-01

Read SEC document
June 01, 2017 Filed Jun 16, 2017 21:44 UTC VAALCO ENERGY INC /DE/ EGY · Entity 5308 GrantCommon Stock 40,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040618 · doc4.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,833

Read SEC document
May 10, 2017 Filed May 12, 2017 07:33 UTC Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 Exercise / conversionRestricted Stock Units · Derivative 9,833 $0.00 $0.00
Disclosure

SEC source: 0001404973-17-000010 · certent-form4.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 9,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share ("Common Stock"), of Energy XXI Gulf Coast, Inc. (the "Issuer") upon vesting and settlement.

F2 · derivative.exercise_date: Mr. Pully did not stand for reelection at the Issuer's 2017 Annual Meeting held on May 10, 2017 (the "Annual Meeting"). In recognition of Mr. Pully's service, the Issuer's board of directors (the "Board") accelerated the vesting date of certain RSUs granted to Mr. Pully, so that 6,583 RSUs that were scheduled to vest on January 31, 2018, vested instead on May 10, 2017. Upon vesting, such RSUs were settled in shares of Common Stock, on a one-for-one basis. In addition, 3,250 RSUs that had previously vested were settled in shares of Common Stock, on a one-for-one basis, when Mr. Pully ceased to be a member of the Board on May 10, 2017.

F3 · derivative.exercise_date: The remaining 6,667 RSUs previously granted to Mr. Pully, which were scheduled to vest in equal installments on December 31, 2018 and December 31, 2019, remained unvested when Mr. Pully ceased to be a member of the Board on May 10, 2017 and, accordingly, were forfeited back to the Issuer. Such forfeiture is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Exchange Act.

F2 · derivative.expiration_date: Mr. Pully did not stand for reelection at the Issuer's 2017 Annual Meeting held on May 10, 2017 (the "Annual Meeting"). In recognition of Mr. Pully's service, the Issuer's board of directors (the "Board") accelerated the vesting date of certain RSUs granted to Mr. Pully, so that 6,583 RSUs that were scheduled to vest on January 31, 2018, vested instead on May 10, 2017. Upon vesting, such RSUs were settled in shares of Common Stock, on a one-for-one basis. In addition, 3,250 RSUs that had previously vested were settled in shares of Common Stock, on a one-for-one basis, when Mr. Pully ceased to be a member of the Board on May 10, 2017.

F3 · derivative.expiration_date: The remaining 6,667 RSUs previously granted to Mr. Pully, which were scheduled to vest in equal installments on December 31, 2018 and December 31, 2019, remained unvested when Mr. Pully ceased to be a member of the Board on May 10, 2017 and, accordingly, were forfeited back to the Issuer. Such forfeiture is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Exchange Act.

F3 · balance_after: The remaining 6,667 RSUs previously granted to Mr. Pully, which were scheduled to vest in equal installments on December 31, 2018 and December 31, 2019, remained unvested when Mr. Pully ceased to be a member of the Board on May 10, 2017 and, accordingly, were forfeited back to the Issuer. Such forfeiture is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Exchange Act.

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May 10, 2017 Filed May 12, 2017 07:33 UTC Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 Exercise / conversionCommon Stock 9,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001404973-17-000010 · certent-form4.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share ("Common Stock"), of Energy XXI Gulf Coast, Inc. (the "Issuer") upon vesting and settlement.

F2 · price: Mr. Pully did not stand for reelection at the Issuer's 2017 Annual Meeting held on May 10, 2017 (the "Annual Meeting"). In recognition of Mr. Pully's service, the Issuer's board of directors (the "Board") accelerated the vesting date of certain RSUs granted to Mr. Pully, so that 6,583 RSUs that were scheduled to vest on January 31, 2018, vested instead on May 10, 2017. Upon vesting, such RSUs were settled in shares of Common Stock, on a one-for-one basis. In addition, 3,250 RSUs that had previously vested were settled in shares of Common Stock, on a one-for-one basis, when Mr. Pully ceased to be a member of the Board on May 10, 2017.

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May 10, 2017 Filed May 12, 2017 14:15 UTC Titan Energy, LLC TTEN · Entity 16282 GrantCommon Shares 2,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031821 · doc4.xml · nonDerivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

F1 · price: Shares issued pursuant to the Reporting Person's participation in the Issuer's Long-Term Incentive Plan.

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March 21, 2017 Filed Mar 22, 2017 17:41 UTC GOODRICH PETROLEUM CORP GDPP · Entity 12257 GrantPhantom Stock · Derivative 6,170 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-012959 · doc1.xml · derivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,170

Underlying: Common Stock · 6,170 shares

Expires 2017-12-08

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of GDPP common stock.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 21:31 UTC Energy XXI Gulf Coast, Inc. NONE · Entity 162906 GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-001714 · v456714_4.xml · derivative · entry 2

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The restricted stock units were awarded under the Energy XXI Gulf Coast, Inc. 2016 Long Term Incentive Plan to Mr. Pully.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on January 31, 2018, December 31, 2018, and December 31, 2019, but settlement of the award may be deferred at the election of Mr. Pully.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on January 31, 2018, December 31, 2018, and December 31, 2019, but settlement of the award may be deferred at the election of Mr. Pully.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 21:31 UTC Energy XXI Gulf Coast, Inc. NONE · Entity 162906 GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-001714 · v456714_4.xml · derivative · entry 1

PULLY STEVEN J · CIK 0001246093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · security: The restricted stock units were awarded under the Energy XXI Gulf Coast, Inc. 2016 Long Term Incentive Plan to Mr. Pully.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc.

F3 · derivative.exercise_date: 3,250 of the restricted stock units are vested, but settlement of this portion of this award is deferred until the earlier of (a) a change of control of Energy XXI Gulf Coast, Inc. or (b) the date that Mr. Pully ceases to be a member of the Board of Directors. 3,250 of the restricted stock units will vest on January 31, 2018, but the settlement of this portion of this award may be deferred at the election of Mr. Pully.

F3 · derivative.expiration_date: 3,250 of the restricted stock units are vested, but settlement of this portion of this award is deferred until the earlier of (a) a change of control of Energy XXI Gulf Coast, Inc. or (b) the date that Mr. Pully ceases to be a member of the Board of Directors. 3,250 of the restricted stock units will vest on January 31, 2018, but the settlement of this portion of this award may be deferred at the election of Mr. Pully.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.