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Nasdaq · USD

EGAN

EGAIN Corp

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6315
SEC CIK
0001066194
Parsed reports
113

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2019 Filed Jun 10, 2019 20:05 UTC
NARANG PROMODSVP, Product and Technologies
Exercise / conversionCommon Stock 57,000 $0.74 $42,180.00
Disclosure

SEC source: 0001104659-19-034630 · a4.xml · nonDerivative · entry 1

NARANG PROMOD · CIK 0001259394 · SVP, Product and Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:05 UTC
SMIT ERICChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-033438 · a4.xml · derivative · entry 4

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Common Stock · 2,000 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:05 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 2,000 $8.13 $16,260.00
Disclosure

SEC source: 0001104659-19-033438 · a4.xml · nonDerivative · entry 3

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices raning from $8.02 to $8.23. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:05 UTC
SMIT ERICChief Financial Officer
Exercise / conversionCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001104659-19-033438 · a4.xml · nonDerivative · entry 2

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:05 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 1,000 $8.23 $8,230.00
Disclosure

SEC source: 0001104659-19-033438 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC
SMIT ERICChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · derivative · entry 7

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 2,000 shares

Expires 2024-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC
SMIT ERICChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · derivative · entry 6

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Common Stock · 2,000 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 2,000 $10.00 $20,000.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 5

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 2,000 $9.95 $19,900.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 4

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.77 to $10.01.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC
SMIT ERICChief Financial Officer
Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 3

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC
SMIT ERICChief Financial Officer
Exercise / conversionCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 2

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:05 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 1,000 $9.96 $9,960.00
Disclosure

SEC source: 0001104659-19-026482 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F4 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.77 to $10.005.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
SMIT ERICChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · derivative · entry 7

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 2,000 shares

Expires 2024-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
SMIT ERICChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · derivative · entry 6

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,000

Underlying: Common Stock · 2,000 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 2,000 $10.49 $20,980.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 5

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F4 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.42 to $10.55.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 2,000 $10.49 $20,980.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 4

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.42 to $10.55.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
SMIT ERICChief Financial Officer
Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 3

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
SMIT ERICChief Financial Officer
Exercise / conversionCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 2

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 1,000 $10.49 $10,490.00
Disclosure

SEC source: 0001104659-19-019356 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,187

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC
SMIT ERICChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · derivative · entry 7

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,000

Underlying: Common Stock · 2,000 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC
SMIT ERICChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $6.34 $0.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · derivative · entry 6

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Common Stock · 2,000 shares

Expires 2024-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 2,000 $11.04 $22,074.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 5

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,187

F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.2. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC
SMIT ERICChief Financial Officer
Exercise / conversionCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 4

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 2,000 $11.05 $22,092.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 3

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,187

F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.2. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC
SMIT ERICChief Financial Officer
Exercise / conversionCommon Stock 2,000 $6.34 $12,680.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 2

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:58 UTC
SMIT ERICChief Financial Officer
SaleCommon Stock 1,000 $11.20 $11,200.00
Disclosure

SEC source: 0001104659-19-012663 · a4.xml · nonDerivative · entry 1

SMIT ERIC · CIK 0001259393 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,187

Read SEC document
February 26, 2019 Filed Apr 4, 2019 20:07 UTC
SINHA GUNJANDirector
SaleCommon Stock 14,348 $11.35 $162,849.80
Disclosure

SEC source: 0001104659-19-019948 · a4.xml · nonDerivative · entry 2

SINHA GUNJAN · CIK 0001107299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,795

F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.41. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-011205 · a4.xml · derivative · entry 3

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,267

Underlying: Common Stock · 2,000 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:30 UTC SaleCommon Stock 2,000 $11.70 $23,400.00
Disclosure

SEC source: 0001104659-19-011205 · a4.xml · nonDerivative · entry 2

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $11.75. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:30 UTC Exercise / conversionCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001104659-19-011205 · a4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Apr 4, 2019 20:07 UTC
SINHA GUNJANDirector
SaleCommon Stock 5,070 $11.61 $58,862.70
Disclosure

SEC source: 0001104659-19-019948 · a4.xml · nonDerivative · entry 1

SINHA GUNJAN · CIK 0001107299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,143

F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.74. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-010364 · a4.xml · derivative · entry 3

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,267

Underlying: Common Stock · 62,291 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:52 UTC SaleCommon Stock 7,000 $11.80 $82,593.00
Disclosure

SEC source: 0001104659-19-010364 · a4.xml · nonDerivative · entry 2

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.71 to $11.90. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:52 UTC Exercise / conversionCommon Stock 7,000 $2.50 $17,500.00
Disclosure

SEC source: 0001104659-19-010364 · a4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:30 UTC SaleCommon Stock 25,500 $11.56 $294,780.00
Disclosure

SEC source: 0001104659-19-010346 · a4.xml · nonDerivative · entry 3

Darukhanavala Phiroz P · CIK 0001512832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.85. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:30 UTC Exercise / conversionCommon Stock 25,000 $1.50 $37,500.00
Disclosure

SEC source: 0001104659-19-010346 · a4.xml · nonDerivative · entry 2

Darukhanavala Phiroz P · CIK 0001512832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:30 UTC Exercise / conversionCommon Stock 500 $5.55 $2,775.00
Disclosure

SEC source: 0001104659-19-010346 · a4.xml · nonDerivative · entry 1

Darukhanavala Phiroz P · CIK 0001512832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:25 UTC
SINHA GUNJANDirector
SaleCommon Stock 9,790 $11.64 $113,945.81
Disclosure

SEC source: 0001104659-19-010342 · a4.xml · nonDerivative · entry 1

SINHA GUNJAN · CIK 0001107299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,213

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:05 UTC SaleCommon Stock 5,793 $11.83 $68,531.19
Disclosure

SEC source: 0001104659-19-010080 · a4.xml · nonDerivative · entry 3

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:30 UTC Exercise / conversionStock Option (right to purchase) · Derivative 25,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001104659-19-010346 · a4.xml · derivative · entry 5

Darukhanavala Phiroz P · CIK 0001512832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 50,000 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 100% on February 3, 2015 (four years after date of grant).

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February 21, 2019 Filed Feb 25, 2019 21:30 UTC Exercise / conversionStock Option (right to purcahse) · Derivative 500 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001104659-19-010346 · a4.xml · derivative · entry 4

Darukhanavala Phiroz P · CIK 0001512832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested 100% on November 12, 2013 (one year after date of grant).

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February 21, 2019 Filed Feb 25, 2019 21:26 UTC
NARANG PROMODSVP, Product and Technologies
Exercise / conversionStock Option (right to buy) · Derivative Not disclosed $0.00 Strike: $0.74 $15,000.00
Disclosure

SEC source: 0001104659-19-010343 · a4.xml · derivative · entry 3

NARANG PROMOD · CIK 0001259394 · SVP, Product and Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 72,000 shares

Expires 2019-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.9 and $11.98. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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February 21, 2019 Filed Feb 25, 2019 21:26 UTC
NARANG PROMODSVP, Product and Technologies
SaleCommon Stock 15,000 $11.90 $178,500.00
Disclosure

SEC source: 0001104659-19-010343 · a4.xml · nonDerivative · entry 2

NARANG PROMOD · CIK 0001259394 · SVP, Product and Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 21, 2019 Filed Feb 25, 2019 21:26 UTC
NARANG PROMODSVP, Product and Technologies
Exercise / conversionCommon Stock 15,000 $0.74 $11,100.00
Disclosure

SEC source: 0001104659-19-010343 · a4.xml · nonDerivative · entry 1

NARANG PROMOD · CIK 0001259394 · SVP, Product and Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2019 Filed Apr 4, 2019 20:08 UTC Amendment Exercise / conversionStock Option (right to buy) · Derivative 5,793 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 14

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,267

Underlying: Common Stock · 5,793 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.

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February 21, 2019 Filed Apr 4, 2019 20:08 UTC Amendment SaleCommon Stock 5,793 $11.83 $68,531.19
Disclosure

SEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 8

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F4 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $11.89.

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February 21, 2019 Filed Apr 4, 2019 20:08 UTC Amendment Exercise / conversionCommon Stock 5,793 $2.50 $14,482.50
Disclosure

SEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 7

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2019 Filed Dec 11, 2020 21:01 UTC Amendment Exercise / conversionEmployee Stock Option (right to buy) · Derivative 500 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001104659-20-134749 · a4a.xml · derivative · entry 1

Darukhanavala Phiroz P · CIK 0001512832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2021-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested 100% on November 11, 2012 (one year after date of grant).

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February 20, 2019 Filed Feb 22, 2019 21:05 UTC Exercise / conversionOptions (right to buy) · Derivative 500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001104659-19-010080 · a4.xml · derivative · entry 5

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2025-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options, representing a right to purchase a total of 500 shares, became exercisable beginning on November 1, 2016 over four years at the rate of 1/48th of the total shares each month.

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February 20, 2019 Filed Feb 22, 2019 21:05 UTC Exercise / conversionOptions (right to buy) · Derivative 11,024 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-19-010080 · a4.xml · derivative · entry 4

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,267

Underlying: Common Stock · 62,291 shares

Expires 2027-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.