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Edesa Biotech, Inc.

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7223
SEC CIK
0001540159
Parsed reports
237

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202660
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2022 Filed Nov 4, 2022 19:27 UTC GrantCommon Share Warrants (Right to Buy) · Derivative 2,119 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0001654954-22-014747 · section16.xml · derivative · entry 3

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Shares · 2,119 shares

Expires not disclosed

F3 · security: Consists of Class B Warrants to purchase Common Shares.The Class B Warrants are exercisable on the Initial Exercise Date and will expire 12 months after the Initial Exercise Date.

F1 · price: The reported securities are included within 4,239 Common Shares purchased by the reporting person for $1.1250 per Common Share. Each Common Share includes the purchase of one-half of a Class A Warrant to purchase one Common Share, and one-half of a Class B Warrant to purchase one Common Share.

F3 · derivative.exercise_date: Consists of Class B Warrants to purchase Common Shares.The Class B Warrants are exercisable on the Initial Exercise Date and will expire 12 months after the Initial Exercise Date.

F3 · derivative.expiration_date: Consists of Class B Warrants to purchase Common Shares.The Class B Warrants are exercisable on the Initial Exercise Date and will expire 12 months after the Initial Exercise Date.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 19:27 UTC GrantCommon Share Warrants (Right to Buy) · Derivative 2,119 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001654954-22-014747 · section16.xml · derivative · entry 2

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Shares · 2,119 shares

Expires not disclosed

F2 · security: Consists of Class A Warrants to purchase Common Shares.The Class A Warrants are exercisable on the date that is the earlier to occur of 60 days from the closing date of the offering and the date a Registration Statement covering the resale of the Common Shares and Common Shares issuable upon exercise of the Warrants is declared effective (the "Initial Exercise Date") and will expire three years after the Initial Exercise Date.

F1 · price: The reported securities are included within 4,239 Common Shares purchased by the reporting person for $1.1250 per Common Share. Each Common Share includes the purchase of one-half of a Class A Warrant to purchase one Common Share, and one-half of a Class B Warrant to purchase one Common Share.

F2 · derivative.exercise_date: Consists of Class A Warrants to purchase Common Shares.The Class A Warrants are exercisable on the date that is the earlier to occur of 60 days from the closing date of the offering and the date a Registration Statement covering the resale of the Common Shares and Common Shares issuable upon exercise of the Warrants is declared effective (the "Initial Exercise Date") and will expire three years after the Initial Exercise Date.

F2 · derivative.expiration_date: Consists of Class A Warrants to purchase Common Shares.The Class A Warrants are exercisable on the date that is the earlier to occur of 60 days from the closing date of the offering and the date a Registration Statement covering the resale of the Common Shares and Common Shares issuable upon exercise of the Warrants is declared effective (the "Initial Exercise Date") and will expire three years after the Initial Exercise Date.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 19:27 UTC GrantCommon Shares 4,239 $1.13 $4,768.88
Disclosure

SEC source: 0001654954-22-014747 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,480

F1 · price: The reported securities are included within 4,239 Common Shares purchased by the reporting person for $1.1250 per Common Share. Each Common Share includes the purchase of one-half of a Class A Warrant to purchase one Common Share, and one-half of a Class B Warrant to purchase one Common Share.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 19:27 UTC
NIFFENEGGER KATHIChief Financial Officer
GrantCommon Share Warrants (Right to Buy) · Derivative 4,444 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0001654954-22-014746 · section16.xml · derivative · entry 3

NIFFENEGGER KATHI · CIK 0001620146 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,444

Underlying: Common Shares · 4,444 shares

Expires not disclosed

F3 · security: Consists of Class B Warrants to purchase Common Shares. The Class B Warrants are exercisable on the Initial Exercise Date and will expire 12 months after the Initial Exercise Date.

F1 · price: The reported securities are included within 8,888 Common Shares purchased by the reporting person for $1.1250 per Common Share. Each Common Share includes the purchase of one-half of a Class A Warrant to purchase one Common Share, and one-half of a Class B Warrant to purchase one Common Share.

F3 · derivative.exercise_date: Consists of Class B Warrants to purchase Common Shares. The Class B Warrants are exercisable on the Initial Exercise Date and will expire 12 months after the Initial Exercise Date.

F3 · derivative.expiration_date: Consists of Class B Warrants to purchase Common Shares. The Class B Warrants are exercisable on the Initial Exercise Date and will expire 12 months after the Initial Exercise Date.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 19:27 UTC
NIFFENEGGER KATHIChief Financial Officer
GrantCommon Share Warrants (Right to Buy) · Derivative 4,444 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001654954-22-014746 · section16.xml · derivative · entry 2

NIFFENEGGER KATHI · CIK 0001620146 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,444

Underlying: Common Shares · 4,444 shares

Expires not disclosed

F2 · security: Consists of Class A Warrants to purchase Common Shares. The Class A Warrants are exercisable on the date that is the earlier to occur of 60 days from the closing date of the offering and the date a Registration Statement covering the resale of the Common Shares and Common Shares issuable upon exercise of the Warrants is declared effective (the "Initial Exercise Date") and will expire three years after the Initial Exercise Date.

F1 · price: The reported securities are included within 8,888 Common Shares purchased by the reporting person for $1.1250 per Common Share. Each Common Share includes the purchase of one-half of a Class A Warrant to purchase one Common Share, and one-half of a Class B Warrant to purchase one Common Share.

F2 · derivative.exercise_date: Consists of Class A Warrants to purchase Common Shares. The Class A Warrants are exercisable on the date that is the earlier to occur of 60 days from the closing date of the offering and the date a Registration Statement covering the resale of the Common Shares and Common Shares issuable upon exercise of the Warrants is declared effective (the "Initial Exercise Date") and will expire three years after the Initial Exercise Date.

F2 · derivative.expiration_date: Consists of Class A Warrants to purchase Common Shares. The Class A Warrants are exercisable on the date that is the earlier to occur of 60 days from the closing date of the offering and the date a Registration Statement covering the resale of the Common Shares and Common Shares issuable upon exercise of the Warrants is declared effective (the "Initial Exercise Date") and will expire three years after the Initial Exercise Date.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 19:27 UTC
NIFFENEGGER KATHIChief Financial Officer
GrantCommon Shares 8,888 $1.13 $9,999.00
Disclosure

SEC source: 0001654954-22-014746 · section16.xml · nonDerivative · entry 1

NIFFENEGGER KATHI · CIK 0001620146 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,715

F1 · price: The reported securities are included within 8,888 Common Shares purchased by the reporting person for $1.1250 per Common Share. Each Common Share includes the purchase of one-half of a Class A Warrant to purchase one Common Share, and one-half of a Class B Warrant to purchase one Common Share.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 13:38 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 20,000 $1.60 $32,078.00
Disclosure

SEC source: 0001654954-22-009259 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,812

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.52 to $1.6622. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 15:23 UTC PurchaseCommon Shares 3,000 $1.49 $4,482.90
Disclosure

SEC source: 0001654954-22-009005 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,241

Read SEC document
June 16, 2022 Filed Jun 21, 2022 12:30 UTC PurchaseCommon Shares 3,000 $1.61 $4,816.50
Disclosure

SEC source: 0001654954-22-008536 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,241

Read SEC document
May 27, 2022 Filed May 31, 2022 09:00 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 5,000 $1.92 $9,599.00
Disclosure

SEC source: 0001654954-22-007684 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,812

Read SEC document
May 25, 2022 Filed May 26, 2022 16:29 UTC PurchaseCommon Shares 3,500 $1.74 $6,090.00
Disclosure

SEC source: 0001654954-22-007559 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,241

Read SEC document
May 24, 2022 Filed May 25, 2022 12:13 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 2,000 $1.80 $3,599.60
Disclosure

SEC source: 0001654954-22-007509 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,812

Read SEC document
March 31, 2022 Filed Apr 1, 2022 10:56 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 2,000 $2.99 $5,971.60
Disclosure

SEC source: 0001654954-22-004413 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,812

Read SEC document
March 30, 2022 Filed Mar 31, 2022 10:52 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 2,000 $3.05 $6,098.20
Disclosure

SEC source: 0001654954-22-004245 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,812

Read SEC document
March 29, 2022 Filed Mar 30, 2022 12:47 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 2,000 $3.02 $6,033.60
Disclosure

SEC source: 0001654954-22-004118 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,812

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:52 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001654954-22-004197 · section16.xml · derivative · entry 1

Chao Jennifer M · CIK 0001639625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Shares · 30,000 shares

Expires 2032-03-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 10:27 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 2,000 $3.85 $7,699.20
Disclosure

SEC source: 0001654954-22-003483 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,812

Read SEC document
March 17, 2022 Filed Mar 18, 2022 11:26 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 1,603 $3.26 $5,232.19
Disclosure

SEC source: 0001654954-22-003409 · section16.xml · nonDerivative · entry 2

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,812

Read SEC document
March 17, 2022 Filed Mar 18, 2022 11:26 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 397 $3.25 $1,290.17
Disclosure

SEC source: 0001654954-22-003409 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,209

Read SEC document
March 15, 2022 Filed Mar 16, 2022 11:17 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 2,000 $2.80 $5,598.00
Disclosure

SEC source: 0001654954-22-003224 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,812

Read SEC document
March 14, 2022 Filed Mar 15, 2022 16:44 UTC PurchaseCommon Shares 1,250 $2.79 $3,486.63
Disclosure

SEC source: 0001654954-22-003144 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,741

Read SEC document
March 11, 2022 Filed Mar 14, 2022 13:59 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 5,000 $3.06 $15,294.50
Disclosure

SEC source: 0001654954-22-003095 · section16.xml · nonDerivative · entry 2

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,812

Read SEC document
March 11, 2022 Filed Mar 14, 2022 13:59 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 2,000 $3.18 $6,357.60
Disclosure

SEC source: 0001654954-22-003095 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,812

Read SEC document
March 10, 2022 Filed Mar 11, 2022 16:10 UTC PurchaseCommon Shares 1,000 $3.22 $3,222.90
Disclosure

SEC source: 0001654954-22-002936 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,491

Read SEC document
March 09, 2022 Filed Mar 10, 2022 11:10 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 1,500 $3.05 $4,569.60
Disclosure

SEC source: 0001654954-22-002850 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,812

Read SEC document
March 08, 2022 Filed Mar 9, 2022 16:06 UTC PurchaseCommon Shares 1,250 $2.90 $3,621.88
Disclosure

SEC source: 0001654954-22-002765 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,491

Read SEC document
February 28, 2022 Filed Mar 7, 2022 19:41 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001654954-22-002656 · section16.xml · derivative · entry 1

JOHNSON LORIN K · CIK 0001053878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Shares · 11,000 shares

Expires 2032-02-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
February 28, 2022 Filed Mar 8, 2022 00:53 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001654954-22-002659 · section16.xml · derivative · entry 1

MacDonald Sean Arthur · CIK 0001778981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Shares · 11,000 shares

Expires 2032-02-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
February 28, 2022 Filed Mar 8, 2022 00:40 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001654954-22-002654 · section16.xml · derivative · entry 1

Sistilli Carlo · CIK 0001777988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Shares · 11,000 shares

Expires 2032-02-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
February 28, 2022 Filed Mar 8, 2022 00:56 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001654954-22-002660 · section16.xml · derivative · entry 1

Pay Paul William · CIK 0001778480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Shares · 11,000 shares

Expires 2032-02-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
February 28, 2022 Filed Mar 8, 2022 00:40 UTC GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001654954-22-002655 · section16.xml · derivative · entry 1

OAKES FRANK R. · CIK 0001620188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2022-02-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
February 28, 2022 Filed Mar 8, 2022 00:40 UTC GrantStock Option (right to buy) · Derivative 43,500 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001654954-22-002653 · section16.xml · derivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Common Shares · 43,500 shares

Expires 2032-02-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 36 months beginning on the Grant Date.

Read SEC document
February 28, 2022 Filed Mar 8, 2022 00:40 UTC
NIFFENEGGER KATHIChief Financial Officer
GrantStock Option (right to buy) · Derivative 43,500 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001654954-22-002652 · section16.xml · derivative · entry 1

NIFFENEGGER KATHI · CIK 0001620146 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Common Shares · 43,500 shares

Expires 2032-02-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 36 months beginning on the Grant Date.

Read SEC document
February 28, 2022 Filed Mar 8, 2022 00:37 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 49,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001654954-22-002646 · section16.xml · derivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Shares · 49,000 shares

Expires 2032-02-28

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 36 months beginning on the Grant Date.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:04 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004638 · section16.xml · derivative · entry 1

JOHNSON LORIN K · CIK 0001053878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:47 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004623 · section16.xml · derivative · entry 1

MacDonald Sean Arthur · CIK 0001778981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:53 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004626 · section16.xml · derivative · entry 1

Sistilli Carlo · CIK 0001777988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:04 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004637 · section16.xml · derivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Shares · 120,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 36 months beginning on the Grant Date.

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April 22, 2021 Filed Apr 26, 2021 21:01 UTC
NIFFENEGGER KATHIChief Financial Officer
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004635 · section16.xml · derivative · entry 1

NIFFENEGGER KATHI · CIK 0001620146 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Shares · 80,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 36 months beginning on the Grant Date.

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April 22, 2021 Filed Apr 26, 2021 21:00 UTC GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004632 · section16.xml · derivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Shares · 80,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 36 months beginning on the Grant Date.

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April 22, 2021 Filed Apr 26, 2021 20:57 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004630 · section16.xml · derivative · entry 1

Pay Paul William · CIK 0001778480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

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April 22, 2021 Filed Apr 26, 2021 20:55 UTC
van der Velden PeterDirector · 10% owner
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004628 · section16.xml · derivative · entry 1

van der Velden Peter · CIK 0001778046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

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April 22, 2021 Filed Apr 26, 2021 20:49 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001654954-21-004624 · section16.xml · derivative · entry 1

OAKES FRANK R. · CIK 0001620188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires 2031-04-22

F1 · derivative.exercise_date: This option vests monthly in equal proportions over 12 months beginning on the Grant Date.

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March 25, 2021 Filed Mar 26, 2021 11:44 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 3,000 $5.25 $15,750.00
Disclosure

SEC source: 0001654954-21-003334 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,312

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March 25, 2021 Filed Mar 26, 2021 15:44 UTC PurchaseCommon Shares 3,500 $5.19 $18,165.00
Disclosure

SEC source: 0001654954-21-003333 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,241

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March 24, 2021 Filed Mar 25, 2021 14:43 UTC
Nijhawan PardeepDirector · Chief Executive Officer · 10% owner
Pardeep Nijhawan Medicine Professional CorpDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 5,000 $5.16 $25,800.00
Disclosure

SEC source: 0001654954-21-003274 · section16.xml · nonDerivative · entry 1

Nijhawan Pardeep · CIK 0001777962 · Director · Chief Executive Officer · 10% owner

Pardeep Nijhawan Medicine Professional Corp · CIK 0001780021 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,312

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March 24, 2021 Filed Mar 25, 2021 18:56 UTC PurchaseCommon stock 4,500 $5.08 $22,860.00
Disclosure

SEC source: 0001654954-21-003279 · section16.xml · nonDerivative · entry 1

Brooks Michael J · CIK 0001779126 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,741

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February 18, 2021 Filed Feb 19, 2021 00:40 UTC SaleCommon Shares 6,165 $7.25 $44,696.25
Disclosure

SEC source: 0001654954-21-001837 · section16.xml · nonDerivative · entry 2

OAKES FRANK R. · CIK 0001620188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 18, 2021 Filed Feb 19, 2021 00:40 UTC SaleCommon Shares 1,827 $7.25 $13,245.75
Disclosure

SEC source: 0001654954-21-001837 · section16.xml · nonDerivative · entry 1

OAKES FRANK R. · CIK 0001620188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

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November 09, 2020 Filed Nov 9, 2020 18:01 UTC OtherCommon Share Warrants (Right to Buy) · Derivative 4,262 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001654954-20-012045 · section16.xml · derivative · entry 2

JOHNSON LORIN K · CIK 0001053878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,262 shares

Expires 2020-11-08

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.