ECL

SEC source: 0001179110-18-009379 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127.52

F1 · balance_after: Includes 4.86 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-009377 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,181.1

F1 · balance_after: Includes 13.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-009373 · edgar.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,863.12

F1 · balance_after: Includes 45.52 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-009373 · edgar.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,622.53

SEC source: 0001179110-18-009371 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,604.76

F1 · balance_after: Includes 13.58 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-009366 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,749.56

F1 · balance_after: Includes 17.41 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-009366 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,634.61

SEC source: 0001179110-18-009362 · edgar.xml · nonDerivative · entry 1

Casale Carl M · CIK 0001126218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,519.08

F1 · balance_after: Includes 9.35 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-009357 · edgar.xml · nonDerivative · entry 2

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,167.92

F1 · balance_after: Includes 99.74 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-009357 · edgar.xml · nonDerivative · entry 1

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,846.51

SEC source: 0001179110-18-009353 · edgar.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,203.14

F1 · balance_after: Includes 63.34 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-009353 · edgar.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,918.13

SEC source: 0001179110-18-011590 · edgar.xml · nonDerivative · entry 4

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 7,050

SEC source: 0001179110-18-006338 · edgar.xml · derivative · entry 2

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006336 · edgar.xml · derivative · entry 2

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006334 · edgar.xml · derivative · entry 2

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006330 · edgar.xml · derivative · entry 2

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006323 · edgar.xml · derivative · entry 5

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006316 · edgar.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006310 · edgar.xml · derivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006308 · edgar.xml · derivative · entry 2

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006306 · edgar.xml · derivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006303 · edgar.xml · derivative · entry 2

Casale Carl M · CIK 0001126218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006299 · edgar.xml · derivative · entry 2

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006295 · edgar.xml · derivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

SEC source: 0001179110-18-006343 · edgar.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Ent Eff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Common Stock · 14,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the fourth anniversary of the date of grant.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the fourth anniversary of the date of grant.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the fourth anniversary of the date of grant.

SEC source: 0001179110-18-006340 · edgar.xml · derivative · entry 2

Brown Darrell R · CIK 0001727287 · EVP & Pres - Energy Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Common Stock · 14,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the fourth anniversary of the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the fourth anniversary of the date of grant.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the fourth anniversary of the date of grant.

SEC source: 0001179110-18-005281 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,365.76

F1 · balance_after: Includes 28.72 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005265 · edgar.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335.62

F1 · balance_after: Includes 8.73 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005261 · edgar.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617.98

F1 · balance_after: Includes 6.60 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005263 · edgar.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,533.58

F1 · balance_after: Includes 50.89 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005252 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918.72

F1 · balance_after: Includes 4.52 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005250 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963.65

F1 · balance_after: Includes 13.56 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005246 · edgar.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,418.59

F1 · balance_after: Includes 46.41 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005246 · edgar.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,170.62

SEC source: 0001179110-18-005239 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,430.67

F1 · balance_after: Includes 17.33 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005239 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,312.56

SEC source: 0001179110-18-005244 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,387.24

F1 · balance_after: Includes 12.84 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005237 · edgar.xml · nonDerivative · entry 1

Casale Carl M · CIK 0001126218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,305.79

F1 · balance_after: Includes 9.22 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005231 · edgar.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,714.19

F1 · balance_after: Includes 64.94 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005231 · edgar.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,420.2

SEC source: 0001179110-18-005234 · edgar.xml · nonDerivative · entry 2

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,642.57

F1 · balance_after: Includes 102.96 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-005234 · edgar.xml · nonDerivative · entry 1

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,310.56

SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 5

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 30,685,554

F5 · price: This transaction was executed in multiple trades at prices ranging from $136.7100 to $137.7050. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 4

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 30,642,054

F4 · price: This transaction was executed in multiple trades at prices ranging from $137.7100 to $138.0800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 3

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 30,609,754

F3 · price: This transaction was executed in multiple trades at prices ranging from $136.1800 to $136.8500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001179110-18-004462 · edgar.xml · derivative · entry 4

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

SEC source: 0001179110-18-004462 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

SEC source: 0001179110-18-004462 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 2

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 30,307,823

F2 · price: This transaction was executed in multiple trades at prices ranging from $136.2000 to $137.1950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.