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ECOLAB INC.

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2954
SEC CIK
0000031462
Parsed reports
1,260

Last 12 months

Inside the activity.

7 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202621
Jun 202621
Jul 202601
Aug 202602
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2020 Filed Dec 4, 2020 22:18 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
SaleCommon Stock 5,451 $220.71 $1,203,079.31
Disclosure

SEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 7

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,894

F5 · price: This transaction was executed in multiple trades at prices ranging from $220.145 to $221.135, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 22:18 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
SaleCommon Stock 31,812 $219.60 $6,985,915.20
Disclosure

SEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 6

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,345

F4 · price: This transaction was executed in multiple trades at prices ranging from $219.135 to $220.120, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 22:18 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
Exercise / conversionCommon Stock 80,526 $107.69 $8,671,442.31
Disclosure

SEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 5

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:50 UTC
Simermeyer Elizabeth AEVP & PRES - HC & LIFE SCI
GrantEmployee Stock Option (Right to Buy) · Derivative 14,664 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002848 · form4-12072020_031247.xml · derivative · entry 2

Simermeyer Elizabeth A · CIK 0001740096 · EVP & PRES - HC & LIFE SCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,664

Underlying: Common Stock · 14,664 shares

Expires 2030-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:47 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 29,327 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002846 · form4-12072020_031255.xml · derivative · entry 3

SCHMECHEL DANIEL J · CIK 0001198768 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,327

Underlying: Common Stock · 29,327 shares

Expires 2030-12-03

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:43 UTC
Mulhere Timothy PEVP & PRES - GLOBAL INST
GrantEmployee Stock Option (Right to Buy) · Derivative 16,920 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002844 · form4-12072020_031216.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

Underlying: Common Stock · 16,920 shares

Expires 2030-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:37 UTC
Marsh Laurie MEVP - HUMAN RESOURCES
GrantEmployee Stock Option (Right to Buy) · Derivative 10,434 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002840 · form4-12072020_031224.xml · derivative · entry 2

Marsh Laurie M · CIK 0001479289 · EVP - HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,434

Underlying: Common Stock · 10,434 shares

Expires 2030-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:40 UTC
McCormick Michael C.EVP, GC & SECRETARY
GrantEmployee Stock Option (Right to Buy) · Derivative 13,254 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002842 · form4-12072020_031235.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,254

Underlying: Common Stock · 13,254 shares

Expires 2030-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:35 UTC
Kirkland Scott DSVP & CORPORATE CONTROLLER
GrantRestricted Stock Units · Derivative 2,482 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002838 · form4-12072020_031216.xml · derivative · entry 4

Kirkland Scott D · CIK 0001779234 · SVP & CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482

Underlying: Common Stock · 2,482 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the third anniversary of the date of grant.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the third anniversary of the date of grant.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:35 UTC
Kirkland Scott DSVP & CORPORATE CONTROLLER
GrantEmployee Stock Option (Right to Buy) · Derivative 4,230 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002838 · form4-12072020_031216.xml · derivative · entry 3

Kirkland Scott D · CIK 0001779234 · SVP & CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

Underlying: Common Stock · 4,230 shares

Expires 2030-12-03

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:32 UTC
Duijser MachielEVP & CSCO
GrantEmployee Stock Option (Right to Buy) · Derivative 13,536 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002836 · form4-12072020_031230.xml · derivative · entry 2

Duijser Machiel · CIK 0001801537 · EVP & CSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,536

Underlying: Common Stock · 13,536 shares

Expires 2030-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:28 UTC
Charton JeromeEVP - GLOBAL REGIONS
GrantEmployee Stock Option (Right to Buy) · Derivative 7,332 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002834 · form4-12072020_031240.xml · derivative · entry 2

Charton Jerome · CIK 0001810142 · EVP - GLOBAL REGIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,332

Underlying: Common Stock · 7,332 shares

Expires 2030-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:26 UTC
Busch Angela MEVP - CORP STRAT & BUS DEV
GrantEmployee Stock Option (Right to Buy) · Derivative 10,434 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002832 · form4-12072020_031222.xml · derivative · entry 3

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,434

Underlying: Common Stock · 10,434 shares

Expires 2030-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:24 UTC
Brown Darrell REVP & PRES - GLOBAL INDUSTRIAL
GrantEmployee Stock Option (Right to Buy) · Derivative 14,664 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002830 · form4-12072020_031216.xml · derivative · entry 2

Brown Darrell R · CIK 0001727287 · EVP & PRES - GLOBAL INDUSTRIAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,664

Underlying: Common Stock · 14,664 shares

Expires 2030-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:22 UTC
Berger Larry LEVP & CHIEF TECHNICAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 11,844 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002828 · form4-12072020_031252.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,844

Underlying: Common Stock · 11,844 shares

Expires 2030-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:19 UTC
Beck ChristopheDirector · PRESIDENT & COO
GrantEmployee Stock Option (Right to Buy) · Derivative 50,759 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002826 · form4-12072020_031239.xml · derivative · entry 3

Beck Christophe · CIK 0001471500 · Director · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,759

Underlying: Common Stock · 50,759 shares

Expires 2030-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:17 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 118,437 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002824 · form4-12072020_031249.xml · derivative · entry 6

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,437

Underlying: Common Stock · 118,437 shares

Expires 2030-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 2,300 $0.00 Strike: $115.08 $0.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · derivative · entry 12

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,300 shares

Expires 2026-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 2,200 $0.00 Strike: $112.75 $0.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · derivative · entry 11

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $104.85 $0.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · derivative · entry 10

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2024-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 3,200 $0.00 Strike: $84.27 $0.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · derivative · entry 9

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 3,800 $0.00 Strike: $64.00 $0.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · derivative · entry 8

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2022-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
SaleCommon Stock 6,451 $222.77 $1,437,089.27
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · nonDerivative · entry 7

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,821.32

F2 · price: This transaction was executed in multiple trades at prices ranging from $222.37 to $223.26, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
SaleCommon Stock 7,449 $221.82 $1,652,344.63
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · nonDerivative · entry 6

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,272.32

F1 · price: This transaction was executed in multiple trades at prices ranging from $221.34 to $222.31, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionCommon Stock 2,300 $115.08 $264,672.50
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · nonDerivative · entry 5

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionCommon Stock 2,200 $112.75 $248,039.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · nonDerivative · entry 4

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,421.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionCommon Stock 2,400 $104.85 $251,640.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · nonDerivative · entry 3

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,221.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionCommon Stock 3,200 $84.27 $269,648.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,821.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:22 UTC
BECK BARBARADirector
Exercise / conversionCommon Stock 3,800 $64.00 $243,181.00
Disclosure

SEC source: 0001415889-20-002814 · form4-12042020_021228.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,621.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:18 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 82,613 $0.00 Strike: $107.69 $0.00
Disclosure

SEC source: 0001415889-20-002812 · form4-12042020_021230.xml · derivative · entry 15

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,526

Underlying: Common Stock · 82,613 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:18 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
SaleCommon Stock 7,990 $221.21 $1,767,467.90
Disclosure

SEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 4

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,631

F3 · price: This transaction was executed in multiple trades at prices ranging from $221.060 to $221.670, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:18 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
SaleCommon Stock 22,197 $220.47 $4,893,816.98
Disclosure

SEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 3

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,621

F2 · price: This transaction was executed in multiple trades at prices ranging from $220.040 to $221.020, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 02, 2020 Filed Dec 4, 2020 22:18 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
SaleCommon Stock 44,813 $219.40 $9,832,151.45
Disclosure

SEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 2

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,818

F1 · price: This transaction was executed in multiple trades at prices ranging from $219.040 to $220.030, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 02, 2020 Filed Dec 4, 2020 22:18 UTC
BAKER DOUGLAS M JRDirector · CHAIRMAN OF THE BOARD & CEO
Exercise / conversionCommon Stock 82,613 $107.69 $8,896,180.91
Disclosure

SEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 24, 2020 Filed Nov 25, 2020 21:38 UTC
McCormick Michael C.EVP, GC & SECRETARY
SaleCommon Stock 2,921 $220.00 $642,620.00
Disclosure

SEC source: 0001415889-20-002718 · form4-11252020_011150.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,091.162

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November 19, 2020 Filed Jan 5, 2021 21:44 UTC GiftCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000104 · form4-01052021_010149.xml · nonDerivative · entry 3

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By sibling's trusts

Disclosed balance after: 709

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November 16, 2020 Filed Dec 7, 2020 23:43 UTC
Mulhere Timothy PEVP & PRES - GLOBAL INST
GiftCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002844 · form4-12072020_031216.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,602.393

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November 12, 2020 Filed Jan 5, 2021 21:44 UTC GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000104 · form4-01052021_010149.xml · nonDerivative · entry 2

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By sibling's trusts

Disclosed balance after: 284

F4 · balance_after: The shares are held in three trusts for the benefit of one of the reporting person's siblings. The amount includes 109 shares of Ecolab common stock received by one of the sibling's trusts as a pro-rata distribution from the Everett W. MacLennan Irrevocable Trust. In prior reports, the reporting person reported indirect beneficial ownership of 435 shares of Ecolab common stock held by the Everett W. MacLennan Irrevocable Trust.

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November 06, 2020 Filed Nov 9, 2020 21:39 UTC
McCormick Michael C.EVP, GC & Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,647 $0.00 Strike: $107.69 $0.00
Disclosure

SEC source: 0001179110-20-010922 · edgar.xml · derivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,647 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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November 06, 2020 Filed Nov 9, 2020 21:39 UTC
McCormick Michael C.EVP, GC & Secretary
SaleCommon Stock 7,647 $199.16 $1,522,968.87
Disclosure

SEC source: 0001179110-20-010922 · edgar.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,012.162

F1 · price: This transaction was executed in multiple trades at prices ranging from $199.00 to $199.435, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 06, 2020 Filed Nov 9, 2020 21:39 UTC
McCormick Michael C.EVP, GC & Secretary
Exercise / conversionCommon Stock 7,647 $107.69 $823,467.20
Disclosure

SEC source: 0001179110-20-010922 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,659.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 30, 2020 Filed Oct 2, 2020 20:58 UTC GrantCommon Stock 143.85 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010204 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,986.25

F1 · balance_after: Includes 26.6 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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September 30, 2020 Filed Oct 2, 2020 20:56 UTC GrantCommon Stock 143.85 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010202 · edgar.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,103.96

F1 · balance_after: Includes 10.94 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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September 30, 2020 Filed Oct 2, 2020 20:52 UTC GrantCommon Stock 150.11 $199.86 $30,000.23
Disclosure

SEC source: 0001179110-20-010194 · edgar.xml · nonDerivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279.74

F1 · balance_after: Includes 3.88 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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September 30, 2020 Filed Oct 2, 2020 20:52 UTC GrantCommon Stock 143.85 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010194 · edgar.xml · nonDerivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125.75

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September 30, 2020 Filed Oct 2, 2020 20:54 UTC GrantCommon Stock 143.85 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010200 · edgar.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,677.73

F1 · balance_after: Includes 43.96 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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September 30, 2020 Filed Oct 2, 2020 20:49 UTC GrantCommon Stock 143.85 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010190 · edgar.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,367.31

F1 · balance_after: Includes 9.27 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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September 30, 2020 Filed Oct 2, 2020 20:48 UTC GrantCommon Stock 143.85 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010187 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,549.54

F1 · balance_after: Includes 7.64 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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September 30, 2020 Filed Oct 2, 2020 20:43 UTC GrantCommon Stock 137.6 $199.86 $27,500.05
Disclosure

SEC source: 0001179110-20-010180 · edgar.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,140.34

F1 · balance_after: Includes 44.41 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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September 30, 2020 Filed Oct 2, 2020 20:43 UTC GrantCommon Stock 143.85 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010180 · edgar.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,958.33

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.