ECL

SEC source: 0001415889-23-004203 · form4-03032023_110320.xml · nonDerivative · entry 1

Peterson Gail · CIK 0001837080 · SVP - GLOBAL MKTG & COMMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-004201 · form4-03032023_110344.xml · nonDerivative · entry 1

Marsh Laurie M · CIK 0001479289 · EVP - HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,650

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-004199 · form4-03032023_110304.xml · nonDerivative · entry 1

Kirkland Scott D · CIK 0001779234 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,366.307

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-004197 · form4-03032023_110322.xml · nonDerivative · entry 1

De Boo Alexander A. · CIK 0001844358 · EVP & PRES - GLOBAL MARKETS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-004195 · form4-03032023_110322.xml · nonDerivative · entry 1

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,680

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-004193 · form4-03032023_110311.xml · nonDerivative · entry 1

Brown Darrell R · CIK 0001727287 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,084

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-004188 · form4-03032023_100321.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,846

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-004190 · form4-03032023_100305.xml · nonDerivative · entry 1

Bradway Jennifer J · CIK 0001902394 · SVP & CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-004184 · form4-03032023_100327.xml · nonDerivative · entry 1

Beck Christophe · CIK 0001471500 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,663

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-003471 · form4-02282023_090257.xml · derivative · entry 3

Duijser Machiel · CIK 0001801537 · EVP & CSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,203 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the third (out of three) vesting of units from the grant of 12,608 restricted stock units made on February 26, 2020. The vesting schedule for the grant provided for the units to vest, subject to the reporting person's continued employment, as to one-third of the grant amount (excluding any factional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents the third (out of three) vesting of units from the grant of 12,608 restricted stock units made on February 26, 2020. The vesting schedule for the grant provided for the units to vest, subject to the reporting person's continued employment, as to one-third of the grant amount (excluding any factional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents the third (out of three) vesting of units from the grant of 12,608 restricted stock units made on February 26, 2020. The vesting schedule for the grant provided for the units to vest, subject to the reporting person's continued employment, as to one-third of the grant amount (excluding any factional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents the third (out of three) vesting of units from the grant of 12,608 restricted stock units made on February 26, 2020. The vesting schedule for the grant provided for the units to vest, subject to the reporting person's continued employment, as to one-third of the grant amount (excluding any factional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001415889-23-003471 · form4-02282023_090257.xml · nonDerivative · entry 2

Duijser Machiel · CIK 0001801537 · EVP & CSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,399

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-003471 · form4-02282023_090257.xml · nonDerivative · entry 1

Duijser Machiel · CIK 0001801537 · EVP & CSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-003466 · form4-02282023_090219.xml · derivative · entry 4

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690

Underlying: Common Stock · 2,345 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the second (out of four) vesting of units from the grant of 9,379 restricted stock units made on February 25, 2021. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-fourth of the units (excluding any fractional portion less than one unit), on each of the first, second and third anniversaries of the date of grant and as to the remaining units on the fourth anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Represents the second (out of four) vesting of units from the grant of 9,379 restricted stock units made on February 25, 2021. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-fourth of the units (excluding any fractional portion less than one unit), on each of the first, second and third anniversaries of the date of grant and as to the remaining units on the fourth anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the second (out of four) vesting of units from the grant of 9,379 restricted stock units made on February 25, 2021. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-fourth of the units (excluding any fractional portion less than one unit), on each of the first, second and third anniversaries of the date of grant and as to the remaining units on the fourth anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents the second (out of four) vesting of units from the grant of 9,379 restricted stock units made on February 25, 2021. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-fourth of the units (excluding any fractional portion less than one unit), on each of the first, second and third anniversaries of the date of grant and as to the remaining units on the fourth anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001415889-23-003466 · form4-02282023_090219.xml · nonDerivative · entry 2

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,304

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-003466 · form4-02282023_090219.xml · nonDerivative · entry 1

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-003287 · form4-02242023_100202.xml · nonDerivative · entry 1

Sved Gergely · CIK 0001921436 · EVP & PRES - HC & LIFE SCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784

SEC source: 0001415889-23-003285 · form4-02242023_100212.xml · nonDerivative · entry 1

Peterson Gail · CIK 0001837080 · SVP - GLOBAL MKTG & COMMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

SEC source: 0001415889-23-003283 · form4-02242023_100208.xml · nonDerivative · entry 1

Marsh Laurie M · CIK 0001479289 · EVP - HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,314

SEC source: 0001415889-23-003281 · form4-02242023_100217.xml · nonDerivative · entry 1

Kirkland Scott D · CIK 0001779234 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,609.307

F1 · balance_after: The total includes 3.488 shares resulting from automatic dividend reinvestment in transactions exempt pursuant to Rule 16a-11 under Section 16 of the Securities Exchange Act of 1934.

SEC source: 0001415889-23-003278 · form4-02242023_100221.xml · derivative · entry 2

Duijser Machiel · CIK 0001801537 · EVP & CSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,112

Underlying: Common Stock · 13,112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the units on the fourth anniversary of the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the units on the fourth anniversary of the date of grant.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the units on the fourth anniversary of the date of grant.

SEC source: 0001415889-23-003273 · form4-02242023_090247.xml · nonDerivative · entry 1

De Boo Alexander A. · CIK 0001844358 · EVP & PRES - GLOBAL MARKETS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,732

SEC source: 0001415889-23-003269 · form4-02242023_090251.xml · nonDerivative · entry 1

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,677

SEC source: 0001415889-23-003261 · form4-02242023_090246.xml · nonDerivative · entry 1

Bradway Jennifer J · CIK 0001902394 · SVP & CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945

SEC source: 0001415889-23-003265 · form4-02242023_090205.xml · nonDerivative · entry 1

Brown Darrell R · CIK 0001727287 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,010

SEC source: 0001415889-23-003259 · form4-02242023_090222.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

SEC source: 0001415889-23-003257 · form4-02242023_090233.xml · nonDerivative · entry 1

Beck Christophe · CIK 0001471500 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,997

SEC source: 0001415889-23-002777 · form4-02172023_090218.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,328.85

SEC source: 0001415889-23-001948 · form4-02032023_100209.xml · derivative · entry 3

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

SEC source: 0001415889-23-001948 · form4-02032023_100209.xml · nonDerivative · entry 2

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,945.09

F1 · kind: Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

SEC source: 0001415889-23-001948 · form4-02032023_100209.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,685.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-000150 · form4-01032023_110152.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,485.09

F1 · balance_after: Includes 47.05 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000148 · form4-01032023_100110.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709.43

F1 · balance_after: Includes 22.13 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000146 · form4-01032023_100118.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,625.74

F1 · balance_after: Includes 74.70 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000143 · form4-01032023_100128.xml · nonDerivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,522.78

F1 · balance_after: Includes 14.43 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000140 · form4-01032023_100158.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430.49

F1 · balance_after: Includes 19.48 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000134 · form4-01032023_100129.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,828.85

F1 · balance_after: Includes 16.89 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000130 · form4-01032023_100147.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,341.82

F1 · balance_after: Includes 28.16 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000118 · form4-01032023_100106.xml · nonDerivative · entry 1

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56

SEC source: 0001415889-23-000123 · form4-01032023_100127.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,522.95

F1 · balance_after: Includes 79.93 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000123 · form4-01032023_100127.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,236.96

SEC source: 0001415889-23-000114 · form4-01032023_100112.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,844.61

F1 · balance_after: Includes 28.25 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000110 · form4-01032023_100156.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,578.7

F1 · balance_after: Includes 104.55 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000110 · form4-01032023_100156.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,233.75

SEC source: 0001415889-23-000104 · form4-01032023_100138.xml · nonDerivative · entry 2

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321.73

F1 · balance_after: Includes 15.79 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-000104 · form4-01032023_100138.xml · nonDerivative · entry 1

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,099.88

SEC source: 0001415889-22-012349 · form4-12092022_101245.xml · derivative · entry 2

Sved Gergely · CIK 0001921436 · EVP & PRES - HC & LIFE SCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,704

Underlying: Common Stock · 12,704 shares

Expires 2032-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

SEC source: 0001415889-22-012346 · form4-12092022_101237.xml · derivative · entry 2

Peterson Gail · CIK 0001837080 · SVP - GLOBAL MKTG & COMMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,351

Underlying: Common Stock · 12,351 shares

Expires 2032-12-07

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

SEC source: 0001415889-22-012345 · form4-12092022_101234.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,232

Underlying: Common Stock · 22,232 shares

Expires 2032-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

SEC source: 0001415889-22-012344 · form4-12092022_101207.xml · derivative · entry 2

Marsh Laurie M · CIK 0001479289 · EVP - HUMAN RESOURCES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,056

Underlying: Common Stock · 19,056 shares

Expires 2032-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

SEC source: 0001415889-22-012343 · form4-12092022_101214.xml · derivative · entry 3

Kirkland Scott D · CIK 0001779234 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,582

Underlying: Common Stock · 40,582 shares

Expires 2032-12-07

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.