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Nasdaq · USD

DYAI

DYADIC INTERNATIONAL INC

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Tapewire entity
7611
SEC CIK
0001213809
Parsed reports
129

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2022 Filed Jan 6, 2023 00:31 UTC
Kaye JackDirector
GiftCommon Stock 33,150 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000585 · rdgdoc.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,557

F1 · shares: On November 21, 2022, the reporting person, in connection with his estate plan, made a gift of 33,150 shares to each of his adult children. Mr. Kaye has not retained any voting or dispositive power over such gifted shares.

F2 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 18:40 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
Exercise / conversionStock Option · Derivative 1,089 $0.00 Strike: $1.57 $0.00
Disclosure

SEC source: 0001437749-22-016970 · rdgdoc.xml · derivative · entry 6

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,057

Underlying: Common Stock · 1,089 shares

Expires 2026-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 18:40 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
SaleCommon Stock 1,089 $3.41 $3,713.49
Disclosure

SEC source: 0001437749-22-016970 · rdgdoc.xml · nonDerivative · entry 4

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale of the shares of Class A Common Stock was the last transaction made pursuant to Rule 10b5-1 trading plan adopted on May 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a range of $3.41 to $3.55, inclusively. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (1) to this Form 4.

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July 08, 2022 Filed Jul 11, 2022 18:40 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
Exercise / conversionCommon Stock 1,089 $1.57 $1,709.73
Disclosure

SEC source: 0001437749-22-016970 · rdgdoc.xml · nonDerivative · entry 3

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 18:40 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
Exercise / conversionStock Option · Derivative 7,854 $0.00 Strike: $1.57 $0.00
Disclosure

SEC source: 0001437749-22-016970 · rdgdoc.xml · derivative · entry 5

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,146

Underlying: Common Stock · 7,854 shares

Expires 2026-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 18:40 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
SaleCommon Stock 7,854 $3.50 $27,489.00
Disclosure

SEC source: 0001437749-22-016970 · rdgdoc.xml · nonDerivative · entry 2

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale of the shares of Class A Common Stock was the last transaction made pursuant to Rule 10b5-1 trading plan adopted on May 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a range of $3.41 to $3.55, inclusively. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (1) to this Form 4.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 18:40 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
Exercise / conversionCommon Stock 7,854 $1.57 $12,330.78
Disclosure

SEC source: 0001437749-22-016970 · rdgdoc.xml · nonDerivative · entry 1

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 16:10 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001437749-22-014959 · rdgdoc.xml · derivative · entry 1

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-09

F1 · shares: Grant of stock options as a result of a reduction in director cash compensation.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:12 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001437749-22-014964 · rdgdoc.xml · derivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-09

F1 · shares: Grant of stock options as a result of a reduction in director cash compensation.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:11 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001437749-22-014963 · rdgdoc.xml · derivative · entry 1

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-09

F1 · shares: Grant of stock options as a result of a reduction in director cash compensation.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:11 UTC
Kaye JackDirector
GrantStock Option · Derivative 25,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001437749-22-014961 · rdgdoc.xml · derivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-09

F1 · shares: Grant of stock options as a result of a reduction in director cash compensation.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:10 UTC
HERBST SETHDirector
GrantStock Option · Derivative 25,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001437749-22-014960 · rdgdoc.xml · derivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-09

F1 · shares: Grant of stock options as a result of a reduction in director cash compensation.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:10 UTC
Bose ArindamDirector
GrantStock Option · Derivative 25,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001437749-22-014958 · rdgdoc.xml · derivative · entry 1

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-09

F1 · shares: Grant of stock options as a result of a reduction in director cash compensation.

Read SEC document
January 28, 2022 Filed Jan 31, 2022 22:32 UTC
HERBST SETHDirector
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001437749-22-001992 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2022 Filed Jan 31, 2022 22:32 UTC
HERBST SETHDirector
Exercise / conversionCommon Stock 25,000 $1.21 $30,250.00
Disclosure

SEC source: 0001437749-22-001992 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:31 UTC
Rawson Ping WangChief Financial Officer
GrantStock Option · Derivative 75,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000454 · rdgdoc.xml · derivative · entry 1

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:30 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
GrantStock Option · Derivative 37,500 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000452 · rdgdoc.xml · derivative · entry 1

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:33 UTC GrantStock Option · Derivative 35,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000460 · rdgdoc.xml · derivative · entry 1

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:30 UTC GrantStock Option · Derivative 52,500 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000453 · rdgdoc.xml · derivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:33 UTC
Bose ArindamDirector
GrantStock Option · Derivative 52,500 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000461 · rdgdoc.xml · derivative · entry 1

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
GrantStock Option · Derivative 200,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000459 · rdgdoc.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
Hazelton Joseph PChief Business Officer
GrantStock Option · Derivative 12,500 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000458 · rdgdoc.xml · derivative · entry 1

Hazelton Joseph P · CIK 0001892990 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
HERBST SETHDirector
GrantStock Option · Derivative 35,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000457 · rdgdoc.xml · derivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
Kaye JackDirector
GrantStock Option · Derivative 52,500 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000456 · rdgdoc.xml · derivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:31 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000455 · rdgdoc.xml · derivative · entry 1

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
December 23, 2021 Filed Dec 23, 2021 23:29 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
Exercise / conversionStock Option · Derivative 150,000 $0.00 Strike: $1.63 $0.00
Disclosure

SEC source: 0001437749-21-029224 · rdgdoc.xml · derivative · entry 5

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of reporting person's stock options that would other wise expire January 3, 2022.

Read SEC document
December 23, 2021 Filed Dec 23, 2021 23:29 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 150,000 $1.63 $244,500.00
Disclosure

SEC source: 0001437749-21-029224 · rdgdoc.xml · nonDerivative · entry 4

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MarkA Emalfarb Trust U/A/DTD 10/1/1987

Disclosed balance after: 4,394,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2021 Filed Dec 23, 2021 23:29 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 28,767 $4.10 $117,944.70
Disclosure

SEC source: 0001437749-21-029224 · rdgdoc.xml · nonDerivative · entry 3

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MarkA. Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: 4,244,015

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on January 3, 2022. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 59,098 shares, from 4,334,917 to 4,394,015 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.46 to $4.28, inclusive, on December 21, 2021, $4.70 to $4.00, inclusive, on December 22, 2021, and $4.15 to $4.05, inclusive, on December 23, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding number of shares sold at each individual price within the price ranges set forth in this footnote(2) to this Form 4.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 23:29 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 35,649 $4.12 $146,873.88
Disclosure

SEC source: 0001437749-21-029224 · rdgdoc.xml · nonDerivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MarkA Emalfarb Trust U/A/DTD 10/1/1987

Disclosed balance after: 4,272,782

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on January 3, 2022. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 59,098 shares, from 4,334,917 to 4,394,015 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.46 to $4.28, inclusive, on December 21, 2021, $4.70 to $4.00, inclusive, on December 22, 2021, and $4.15 to $4.05, inclusive, on December 23, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding number of shares sold at each individual price within the price ranges set forth in this footnote(2) to this Form 4.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 23:29 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 26,486 $4.33 $114,684.38
Disclosure

SEC source: 0001437749-21-029224 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,308,431

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on January 3, 2022. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 59,098 shares, from 4,334,917 to 4,394,015 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.46 to $4.28, inclusive, on December 21, 2021, $4.70 to $4.00, inclusive, on December 22, 2021, and $4.15 to $4.05, inclusive, on December 23, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding number of shares sold at each individual price within the price ranges set forth in this footnote(2) to this Form 4.

Read SEC document
August 11, 2021 Filed Aug 16, 2021 18:11 UTC SaleCommon Stock 150,000 $770,983.56 $115,647,534,000.00
Disclosure

SEC source: 0001493152-21-020047 · ownership.xml · nonDerivative · entry 2

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,548,528

Read SEC document
August 11, 2021 Filed Sep 20, 2022 13:22 UTC Amendment SaleCommon Stock 150,000 $5.14 $771,000.00
Disclosure

SEC source: 0001493152-22-026321 · ownership.xml · nonDerivative · entry 2

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,548,528

F2 · shares: On August 11, 2021, the Shareholder sold through its Broker a total of 150,000 shares of Common Stock of the Company for $5.14 per share.

Read SEC document
July 27, 2021 Filed Aug 16, 2021 18:11 UTC SaleCommon Stock 25,000 $103,965.00 $2,599,125,000.00
Disclosure

SEC source: 0001493152-21-020047 · ownership.xml · nonDerivative · entry 1

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,698,528

Read SEC document
July 27, 2021 Filed Sep 20, 2022 13:22 UTC Amendment SaleCommon Stock 25,000 $4.16 $104,000.00
Disclosure

SEC source: 0001493152-22-026321 · ownership.xml · nonDerivative · entry 1

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,698,528

F1 · shares: On July 27, 2021, Francisco Trust u/a dtd 2/28/96 (the "Shareholder") sold through its broker, Pershing Advisor Solutions (the "Broker") a total of 25,000 shares of Common Stock of Dyadic International, Inc. (the "Company") for $4.16 per share.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:56 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
Exercise / conversionStock Option · Derivative 100,000 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001437749-21-014443 · rdgdoc.xml · derivative · entry 5

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of reporting person's stock options that would otherwise expire June 21, 2021.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:56 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 100,000 $1.67 $167,000.00
Disclosure

SEC source: 0001437749-21-014443 · rdgdoc.xml · nonDerivative · entry 4

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,334,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:56 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 23,000 $3.72 $85,560.00
Disclosure

SEC source: 0001437749-21-014443 · rdgdoc.xml · nonDerivative · entry 3

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: 4,234,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4 together with the Form 4 filed on June 4, 2021, the reporting person's net share ownership increased by an aggregate of 167,930 shares, from 4,166,987 to 4,334,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.01 to $3.92, inclusive, on June 7, 2021, $3.96 to $3.80, inclusive, on June 8, 2021, and $3.85 to $3.68, inclusive, on June 9, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:56 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 30,000 $3.82 $114,600.00
Disclosure

SEC source: 0001437749-21-014443 · rdgdoc.xml · nonDerivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/DTD 10/1/1987

Disclosed balance after: 4,257,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4 together with the Form 4 filed on June 4, 2021, the reporting person's net share ownership increased by an aggregate of 167,930 shares, from 4,166,987 to 4,334,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.01 to $3.92, inclusive, on June 7, 2021, $3.96 to $3.80, inclusive, on June 8, 2021, and $3.85 to $3.68, inclusive, on June 9, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

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June 07, 2021 Filed Jun 9, 2021 21:56 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 44,000 $3.95 $173,800.00
Disclosure

SEC source: 0001437749-21-014443 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,287,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4 together with the Form 4 filed on June 4, 2021, the reporting person's net share ownership increased by an aggregate of 167,930 shares, from 4,166,987 to 4,334,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.01 to $3.92, inclusive, on June 7, 2021, $3.96 to $3.80, inclusive, on June 8, 2021, and $3.85 to $3.68, inclusive, on June 9, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

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June 04, 2021 Filed Jun 5, 2021 00:25 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
Exercise / conversionStock Option · Derivative 400,000 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001437749-21-014193 · rdgdoc.xml · derivative · entry 5

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2021-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of reporting person's stock options that would otherwise expire June 21, 2021.

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June 04, 2021 Filed Jun 5, 2021 00:25 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 400,000 $1.67 $668,000.00
Disclosure

SEC source: 0001437749-21-014193 · rdgdoc.xml · nonDerivative · entry 4

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,331,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 04, 2021 Filed Jun 5, 2021 00:25 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 132,000 $3.85 $508,200.00
Disclosure

SEC source: 0001437749-21-014193 · rdgdoc.xml · nonDerivative · entry 3

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: 3,931,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 164,930 shares, from 4,166,987 to 4,331,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $3.82 to $3.65, inclusive, on June 2, 2021, $3.70 to $3.60, inclusive, on June 3, 2021, and $4.00 to $3.70, inclusive, on June 4, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

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June 03, 2021 Filed Jun 4, 2021 20:26 UTC
Rawson Ping WangChief Financial Officer
PurchaseCommon Stock 3,320 $3.60 $11,952.00
Disclosure

SEC source: 0001437749-21-014194 · rdgdoc.xml · nonDerivative · entry 4

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 9,650

F1 · kind: 1. This Form 4 reports an open market purchase by the reporting person of shares of common stock.

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June 03, 2021 Filed Jun 4, 2021 20:26 UTC
Rawson Ping WangChief Financial Officer
PurchaseCommon Stock 1,350 $3.60 $4,860.00
Disclosure

SEC source: 0001437749-21-014194 · rdgdoc.xml · nonDerivative · entry 1

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,850

F1 · kind: 1. This Form 4 reports an open market purchase by the reporting person of shares of common stock.

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June 03, 2021 Filed Jun 5, 2021 00:25 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 26,721 $3.61 $96,462.81
Disclosure

SEC source: 0001437749-21-014193 · rdgdoc.xml · nonDerivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,063,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 164,930 shares, from 4,166,987 to 4,331,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $3.82 to $3.65, inclusive, on June 2, 2021, $3.70 to $3.60, inclusive, on June 3, 2021, and $4.00 to $3.70, inclusive, on June 4, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

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June 02, 2021 Filed Jun 3, 2021 16:33 UTC
Rawson Ping WangChief Financial Officer
PurchaseCommon Stock 16,000 $3.70 $59,200.00
Disclosure

SEC source: 0001437749-21-014074 · rdgdoc.xml · nonDerivative · entry 1

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

F1 · kind: 1. This Form 4 reports an open market purchase by the reporting person of shares of common stock.

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June 02, 2021 Filed Jun 4, 2021 20:26 UTC
Rawson Ping WangChief Financial Officer
PurchaseCommon Stock 174 $3.89 $676.86
Disclosure

SEC source: 0001437749-21-014194 · rdgdoc.xml · nonDerivative · entry 3

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 6,330

F1 · kind: 1. This Form 4 reports an open market purchase by the reporting person of shares of common stock.

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June 02, 2021 Filed Jun 4, 2021 20:26 UTC
Rawson Ping WangChief Financial Officer
PurchaseCommon Stock 6,156 $3.83 $23,577.48
Disclosure

SEC source: 0001437749-21-014194 · rdgdoc.xml · nonDerivative · entry 2

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 6,156

F1 · kind: 1. This Form 4 reports an open market purchase by the reporting person of shares of common stock.

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June 02, 2021 Filed Jun 5, 2021 00:25 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
SaleCommon Stock 76,349 $3.74 $285,545.26
Disclosure

SEC source: 0001437749-21-014193 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,090,638

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 164,930 shares, from 4,166,987 to 4,331,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $3.82 to $3.65, inclusive, on June 2, 2021, $3.70 to $3.60, inclusive, on June 3, 2021, and $4.00 to $3.70, inclusive, on June 4, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

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January 29, 2021 Filed Feb 2, 2021 22:39 UTC
HERBST SETHDirector
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001437749-21-001763 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.