EMALFARB MARK A

SEC source: 0001493152-26-000653 · ownership.xml · derivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Common Stock · 126,000 shares

Expires 2036-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant, subject to continued service to the Issuer.

SEC source: 0001493152-26-000653 · ownership.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,832,667

F1 · price: Represents common stock issued upon the vesting of RSUs. The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2025. The RSUs vested in full upon grant.

SEC source: 0001493152-25-029409 · ownership.xml · derivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: Not disclosed

Underlying: Common Stock · 952,381 shares

Expires 2027-12-31

F1 · reported_value: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · price: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · derivative.exercise_date: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · valueOwnedAfter: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

SEC source: 0001493152-25-029409 · ownership.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: 0

Underlying: Common Stock · 714,286 shares

Expires 2027-03-08

F1 · reported_value: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · price: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · derivative.exercise_date: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · balance_after: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

SEC source: 0001493152-25-013905 · ownership.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: Not disclosed

Underlying: Common Stock · 714,286 shares

Expires 2027-03-08

F1 · reported_value: Represents a purchase of $1,000,000 principal amount of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes.") The Convertible Notes are senior, secured obligations of the Issuer and its affiliates, and interest is payable quarterly in cash on the principal amount equal to 8% per annum. The Convertible Notes will mature on March 8, 2027, unless earlier converted, repurchased, or redeemed in accordance with their terms. The Convertible Notes have a conversion price of $1.40 per share of common stock.

F1 · price: Represents a purchase of $1,000,000 principal amount of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes.") The Convertible Notes are senior, secured obligations of the Issuer and its affiliates, and interest is payable quarterly in cash on the principal amount equal to 8% per annum. The Convertible Notes will mature on March 8, 2027, unless earlier converted, repurchased, or redeemed in accordance with their terms. The Convertible Notes have a conversion price of $1.40 per share of common stock.

F1 · derivative.exercise_date: Represents a purchase of $1,000,000 principal amount of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes.") The Convertible Notes are senior, secured obligations of the Issuer and its affiliates, and interest is payable quarterly in cash on the principal amount equal to 8% per annum. The Convertible Notes will mature on March 8, 2027, unless earlier converted, repurchased, or redeemed in accordance with their terms. The Convertible Notes have a conversion price of $1.40 per share of common stock.

F1 · valueOwnedAfter: Represents a purchase of $1,000,000 principal amount of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes.") The Convertible Notes are senior, secured obligations of the Issuer and its affiliates, and interest is payable quarterly in cash on the principal amount equal to 8% per annum. The Convertible Notes will mature on March 8, 2027, unless earlier converted, repurchased, or redeemed in accordance with their terms. The Convertible Notes have a conversion price of $1.40 per share of common stock.

SEC source: 0001437749-25-000545 · rdgdoc.xml · derivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,000

Underlying: Common Stock · 172,000 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-25-000545 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,730,058

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2024. The RSUs vested in full upon grant.

SEC source: 0001437749-24-012123 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,656,947

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2023. The RSUs vested in full upon grant.

SEC source: 0001437749-24-000654 · rdgdoc.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-01-02

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-23-000582 · rdgdoc.xml · derivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-23-000582 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532,493

F1 · shares: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2022. The RSUs vested in full upon grant.

SEC source: 0001437749-22-000459 · rdgdoc.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-21-029224 · rdgdoc.xml · derivative · entry 5

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of reporting person's stock options that would other wise expire January 3, 2022.

SEC source: 0001437749-21-029224 · rdgdoc.xml · nonDerivative · entry 4

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MarkA Emalfarb Trust U/A/DTD 10/1/1987

Disclosed balance after: 4,394,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-029224 · rdgdoc.xml · nonDerivative · entry 3

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MarkA. Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: 4,244,015

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on January 3, 2022. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 59,098 shares, from 4,334,917 to 4,394,015 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.46 to $4.28, inclusive, on December 21, 2021, $4.70 to $4.00, inclusive, on December 22, 2021, and $4.15 to $4.05, inclusive, on December 23, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding number of shares sold at each individual price within the price ranges set forth in this footnote(2) to this Form 4.

SEC source: 0001437749-21-029224 · rdgdoc.xml · nonDerivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MarkA Emalfarb Trust U/A/DTD 10/1/1987

Disclosed balance after: 4,272,782

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on January 3, 2022. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 59,098 shares, from 4,334,917 to 4,394,015 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.46 to $4.28, inclusive, on December 21, 2021, $4.70 to $4.00, inclusive, on December 22, 2021, and $4.15 to $4.05, inclusive, on December 23, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding number of shares sold at each individual price within the price ranges set forth in this footnote(2) to this Form 4.

SEC source: 0001437749-21-029224 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,308,431

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on January 3, 2022. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 59,098 shares, from 4,334,917 to 4,394,015 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.46 to $4.28, inclusive, on December 21, 2021, $4.70 to $4.00, inclusive, on December 22, 2021, and $4.15 to $4.05, inclusive, on December 23, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding number of shares sold at each individual price within the price ranges set forth in this footnote(2) to this Form 4.

SEC source: 0001437749-21-014443 · rdgdoc.xml · derivative · entry 5

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of reporting person's stock options that would otherwise expire June 21, 2021.

SEC source: 0001437749-21-014443 · rdgdoc.xml · nonDerivative · entry 4

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,334,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-014443 · rdgdoc.xml · nonDerivative · entry 3

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: 4,234,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4 together with the Form 4 filed on June 4, 2021, the reporting person's net share ownership increased by an aggregate of 167,930 shares, from 4,166,987 to 4,334,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.01 to $3.92, inclusive, on June 7, 2021, $3.96 to $3.80, inclusive, on June 8, 2021, and $3.85 to $3.68, inclusive, on June 9, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

SEC source: 0001437749-21-014443 · rdgdoc.xml · nonDerivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/DTD 10/1/1987

Disclosed balance after: 4,257,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4 together with the Form 4 filed on June 4, 2021, the reporting person's net share ownership increased by an aggregate of 167,930 shares, from 4,166,987 to 4,334,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.01 to $3.92, inclusive, on June 7, 2021, $3.96 to $3.80, inclusive, on June 8, 2021, and $3.85 to $3.68, inclusive, on June 9, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

SEC source: 0001437749-21-014443 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,287,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4 together with the Form 4 filed on June 4, 2021, the reporting person's net share ownership increased by an aggregate of 167,930 shares, from 4,166,987 to 4,334,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $4.01 to $3.92, inclusive, on June 7, 2021, $3.96 to $3.80, inclusive, on June 8, 2021, and $3.85 to $3.68, inclusive, on June 9, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

SEC source: 0001437749-21-014193 · rdgdoc.xml · derivative · entry 5

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2021-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of reporting person's stock options that would otherwise expire June 21, 2021.

SEC source: 0001437749-21-014193 · rdgdoc.xml · nonDerivative · entry 4

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,331,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-014193 · rdgdoc.xml · nonDerivative · entry 3

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: 3,931,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 164,930 shares, from 4,166,987 to 4,331,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $3.82 to $3.65, inclusive, on June 2, 2021, $3.70 to $3.60, inclusive, on June 3, 2021, and $4.00 to $3.70, inclusive, on June 4, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

SEC source: 0001437749-21-014193 · rdgdoc.xml · nonDerivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,063,917

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 164,930 shares, from 4,166,987 to 4,331,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $3.82 to $3.65, inclusive, on June 2, 2021, $3.70 to $3.60, inclusive, on June 3, 2021, and $4.00 to $3.70, inclusive, on June 4, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

SEC source: 0001437749-21-014193 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,090,638

F1 · shares: These shares were sold to satisfy exercise price and tax withholding obligations to be funded for options expiring on June 21, 2021. As a result of the option exercises and sale transactions reported on this Form 4, the reporting person's net share ownership increased by 164,930 shares, from 4,166,987 to 4,331,917 shares of Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These sold in multiple transactions at prices ranging from $3.82 to $3.65, inclusive, on June 2, 2021, $3.70 to $3.60, inclusive, on June 3, 2021, and $4.00 to $3.70, inclusive, on June 4, 2021. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (2) to this Form 4.

SEC source: 0001437749-21-000289 · rdgdoc.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-01-03

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001213809-20-000003 · wf-form4_157810245828917.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2030-01-01

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001213809-19-000011 · wf-form4_155510018866162.xml · derivative · entry 4

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2019-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of reporting person's stock options that would otherwise expire April 13, 2019.

F2 · derivative.exercise_date: All such options have fully vested.

SEC source: 0001213809-19-000011 · wf-form4_155510018866162.xml · derivative · entry 3

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2019-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of reporting person's stock options that would otherwise expire April 13, 2019.

F2 · derivative.exercise_date: All such options have fully vested.

SEC source: 0001213809-19-000011 · wf-form4_155510018866162.xml · nonDerivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,166,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of reporting person's stock options that would otherwise expire April 13, 2019.

SEC source: 0001213809-19-000011 · wf-form4_155510018866162.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Mark A. Emalfarb Trust U/A DTD 10/1/1987

Disclosed balance after: 4,129,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of reporting person's stock options that would otherwise expire April 13, 2019.