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HERBST SETH

Disclosed activity across 1 company

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69966
SEC CIK
0001761275

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DYADIC INTERNATIONAL INCDYAI · Entity 7611DirectorJanuary 02, 2026January 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DYADIC INTERNATIONAL INC

Report date January 02, 2026 · Filed January 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect202,311 Reported balance After 2026-01-02 transaction · row 1
1 source row

Row 1 · 2026-01-02 · Exercise / conversion · Acquired 21,552 · Balance 202,311

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-02 · Exercise / conversion · Disposed 21,552 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect39,894 Reported balance After 2026-01-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-01-02 · Grant · Acquired 39,894 · Balance 39,894

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: Annual grant of restricted stock units.

F4: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.94 · Expires 2036-01-02Direct50,000 Reported balance After 2026-01-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-02 · Grant · Acquired 50,000 · Balance 50,000

F2: Annual grant of stock options.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Annual grant of stock options.

F3: Annual grant of restricted stock units.

F4: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

F5: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 6, 2026 23:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantRestricted Stock Unit · Derivative 39,894 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000657 · ownership.xml · derivative · entry 4

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,894

Underlying: Common Stock · 39,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Annual grant of restricted stock units.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 50,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001493152-26-000657 · ownership.xml · derivative · entry 3

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-01-02

F2 · kind: Annual grant of stock options.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionRestricted Stock Unit · Derivative 21,552 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000657 · ownership.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:07 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 21,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-000657 · ownership.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:19 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 6,250 $0.97 $6,062.50
Disclosure

SEC source: 0001437749-25-000761 · rdgdoc.xml · nonDerivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:19 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 18,750 $0.97 $18,187.50
Disclosure

SEC source: 0001437749-25-000761 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 11:06 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantRestricted Stock Unit · Derivative 21,552 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000551 · rdgdoc.xml · derivative · entry 4

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,552

Underlying: Common Stock · 21,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 11:06 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 50,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001437749-25-000551 · rdgdoc.xml · derivative · entry 3

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 11:06 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-000551 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 11:06 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 23,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-000551 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 06, 2024 Filed Jan 8, 2025 22:19 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionStock Option · Derivative 6,250 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001437749-25-000761 · rdgdoc.xml · derivative · entry 4

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2024 Filed Jan 8, 2025 22:19 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionStock Option · Derivative 18,750 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001437749-25-000761 · rdgdoc.xml · derivative · entry 3

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:02 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000648 · rdgdoc.xml · derivative · entry 4

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:02 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 27,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000648 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:02 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000648 · rdgdoc.xml · derivative · entry 3

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:02 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 50,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000648 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:28 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000577 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in director cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:28 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 35,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000577 · rdgdoc.xml · derivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:10 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 25,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001437749-22-014960 · rdgdoc.xml · derivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-09

F1 · shares: Grant of stock options as a result of a reduction in director cash compensation.

Read SEC document
January 28, 2022 Filed Jan 31, 2022 22:32 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001437749-22-001992 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2022 Filed Jan 31, 2022 22:32 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 25,000 $1.21 $30,250.00
Disclosure

SEC source: 0001437749-22-001992 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 35,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001437749-22-000457 · rdgdoc.xml · derivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:39 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001437749-21-001763 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:39 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 Exercise / conversionCommon Stock 50,000 $1.93 $96,500.00
Disclosure

SEC source: 0001437749-21-001763 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:24 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 35,000 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001437749-21-000292 · rdgdoc.xml · derivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2031-01-03

F1 · shares: Annual grant of stock options.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 01:46 UTC DYADIC INTERNATIONAL INC DYAI · Entity 7611 GrantStock Option · Derivative 50,000 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001213809-20-000002 · wf-form4_157810236136791.xml · derivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-01-01

F1 · shares: Annual grant of stock options.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.