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Nasdaq · USD

DYAI

DYADIC INTERNATIONAL INC

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Tapewire entity
7611
SEC CIK
0001213809
Parsed reports
129

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2024 Filed Jan 8, 2025 22:19 UTC
HERBST SETHDirector
Exercise / conversionStock Option · Derivative 18,750 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001437749-25-000761 · rdgdoc.xml · derivative · entry 3

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 20:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000649 · rdgdoc.xml · derivative · entry 4

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 20:02 UTC Exercise / conversionCommon Stock 27,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000649 · rdgdoc.xml · nonDerivative · entry 1

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000647 · rdgdoc.xml · derivative · entry 4

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:01 UTC Exercise / conversionCommon Stock 27,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000647 · rdgdoc.xml · nonDerivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:07 UTC
Bose ArindamDirector
Exercise / conversionRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000655 · rdgdoc.xml · derivative · entry 4

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:07 UTC
Bose ArindamDirector
Exercise / conversionCommon Stock 27,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000655 · rdgdoc.xml · nonDerivative · entry 1

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:03 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000650 · rdgdoc.xml · derivative · entry 4

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:03 UTC Exercise / conversionCommon Stock 27,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000650 · rdgdoc.xml · nonDerivative · entry 1

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:00 UTC
Kaye JackDirector
Exercise / conversionRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000646 · rdgdoc.xml · derivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:00 UTC
Kaye JackDirector
Exercise / conversionCommon Stock 27,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000646 · rdgdoc.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:02 UTC
HERBST SETHDirector
Exercise / conversionRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000648 · rdgdoc.xml · derivative · entry 4

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 01:02 UTC
HERBST SETHDirector
Exercise / conversionCommon Stock 27,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000648 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 20:04 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
GrantStock Option · Derivative 37,500 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000651 · rdgdoc.xml · derivative · entry 1

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2034-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 20:05 UTC
Rawson Ping WangChief Financial Officer
GrantStock Option · Derivative 75,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000652 · rdgdoc.xml · derivative · entry 1

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-01-02

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 20:02 UTC GrantRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000649 · rdgdoc.xml · derivative · entry 3

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 20:02 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000649 · rdgdoc.xml · derivative · entry 2

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:01 UTC GrantRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000647 · rdgdoc.xml · derivative · entry 3

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:01 UTC GrantStock Option · Derivative 67,500 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000647 · rdgdoc.xml · derivative · entry 2

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:07 UTC
Bose ArindamDirector
GrantRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000655 · rdgdoc.xml · derivative · entry 3

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:07 UTC
Bose ArindamDirector
GrantStock Option · Derivative 67,500 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000655 · rdgdoc.xml · derivative · entry 2

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:07 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
GrantStock Option · Derivative 200,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000654 · rdgdoc.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-01-02

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:05 UTC
Hazelton Joseph PChief Business Officer
GrantStock Option · Derivative 75,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000653 · rdgdoc.xml · derivative · entry 1

Hazelton Joseph P · CIK 0001892990 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-01-02

F1 · shares: Annual grant of stock options.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:03 UTC GrantRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000650 · rdgdoc.xml · derivative · entry 3

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:03 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000650 · rdgdoc.xml · derivative · entry 2

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:00 UTC
Kaye JackDirector
GrantRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000646 · rdgdoc.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:00 UTC
Kaye JackDirector
GrantStock Option · Derivative 67,500 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000646 · rdgdoc.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:02 UTC
HERBST SETHDirector
GrantRestricted Stock Unit · Derivative 23,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000648 · rdgdoc.xml · derivative · entry 3

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

Underlying: Common Stock · 23,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:02 UTC
HERBST SETHDirector
GrantStock Option · Derivative 50,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001437749-24-000648 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 19:29 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
GrantStock Option · Derivative 37,500 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000580 · rdgdoc.xml · derivative · entry 2

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2033-01-02

F2 · shares: Annual grant of stock options.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 19:29 UTC
TCHELET RONENVP of Research and Bus. Dvlpmt
GrantCommon Stock 12,684 $1.38 $17,503.92
Disclosure

SEC source: 0001437749-23-000580 · rdgdoc.xml · nonDerivative · entry 1

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,684

F1 · shares: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2022. The RSUs vested in full upon grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 19:30 UTC
Rawson Ping WangChief Financial Officer
GrantStock Option · Derivative 75,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000583 · rdgdoc.xml · derivative · entry 2

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 19:30 UTC
Rawson Ping WangChief Financial Officer
GrantCommon Stock 39,351 $1.38 $54,304.38
Disclosure

SEC source: 0001437749-23-000583 · rdgdoc.xml · nonDerivative · entry 1

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,851

F1 · shares: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2022. The RSUs vested in full upon grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 19:28 UTC GrantRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000576 · rdgdoc.xml · derivative · entry 2

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in director cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 19:28 UTC GrantStock Option · Derivative 35,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000576 · rdgdoc.xml · derivative · entry 1

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-02

F1 · shares: Annual grant of stock options.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:29 UTC GrantRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000579 · rdgdoc.xml · derivative · entry 2

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in director cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:29 UTC GrantStock Option · Derivative 52,500 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000579 · rdgdoc.xml · derivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2033-01-02

F1 · shares: Annual grant of stock options.

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January 03, 2023 Filed Jan 6, 2023 00:30 UTC
Bose ArindamDirector
GrantRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000584 · rdgdoc.xml · derivative · entry 2

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

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January 03, 2023 Filed Jan 6, 2023 00:30 UTC
Bose ArindamDirector
GrantStock Option · Derivative 52,500 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000584 · rdgdoc.xml · derivative · entry 1

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2033-01-02

F1 · shares: Annual grant of stock options.

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January 03, 2023 Filed Jan 6, 2023 00:30 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
GrantStock Option · Derivative 200,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000582 · rdgdoc.xml · derivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

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January 03, 2023 Filed Jan 6, 2023 00:30 UTC
EMALFARB MARK ADirector · President and CEO · 10% owner
GrantCommon Stock 138,478 $1.38 $191,099.64
Disclosure

SEC source: 0001437749-23-000582 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532,493

F1 · shares: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2022. The RSUs vested in full upon grant.

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January 03, 2023 Filed Jan 6, 2023 00:29 UTC
Hazelton Joseph PChief Business Officer
GrantStock Option · Derivative 93,750 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000581 · rdgdoc.xml · derivative · entry 2

Hazelton Joseph P · CIK 0001892990 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 93,750 shares

Expires 2033-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

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January 03, 2023 Filed Jan 6, 2023 00:29 UTC
Hazelton Joseph PChief Business Officer
GrantCommon Stock 57,448 $1.38 $79,278.24
Disclosure

SEC source: 0001437749-23-000581 · rdgdoc.xml · nonDerivative · entry 1

Hazelton Joseph P · CIK 0001892990 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,448

F1 · shares: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2022. The RSUs vested in full upon grant.

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January 03, 2023 Filed Jan 6, 2023 00:28 UTC
Kaye JackDirector
GrantRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000578 · rdgdoc.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in director cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

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January 03, 2023 Filed Jan 6, 2023 00:28 UTC
Kaye JackDirector
GrantStock Option · Derivative 52,500 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000578 · rdgdoc.xml · derivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2033-01-02

F1 · shares: Annual grant of stock options.

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January 03, 2023 Filed Jan 6, 2023 00:28 UTC
HERBST SETHDirector
GrantRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000577 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in director cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

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January 03, 2023 Filed Jan 6, 2023 00:28 UTC
HERBST SETHDirector
GrantStock Option · Derivative 35,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000577 · rdgdoc.xml · derivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-02

F1 · shares: Annual grant of stock options.

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January 03, 2023 Filed Jan 6, 2023 00:27 UTC GrantRestricted Stock Unit · Derivative 27,174 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000575 · rdgdoc.xml · derivative · entry 2

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in director cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as board of director.

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January 03, 2023 Filed Jan 6, 2023 00:27 UTC GrantStock Option · Derivative 35,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001437749-23-000575 · rdgdoc.xml · derivative · entry 1

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2033-01-02

F1 · shares: Annual grant of stock options.

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November 21, 2022 Filed Jan 6, 2023 00:31 UTC
Kaye JackDirector
GiftCommon Stock 33,150 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000585 · rdgdoc.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,407

F1 · shares: On November 21, 2022, the reporting person, in connection with his estate plan, made a gift of 33,150 shares to each of his adult children. Mr. Kaye has not retained any voting or dispositive power over such gifted shares.

F2 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.