DYAI

SEC source: 0001437749-25-000552 · rdgdoc.xml · nonDerivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001437749-25-000551 · rdgdoc.xml · derivative · entry 4

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,552

Underlying: Common Stock · 21,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

SEC source: 0001437749-25-000551 · rdgdoc.xml · derivative · entry 3

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

SEC source: 0001437749-25-000551 · rdgdoc.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

SEC source: 0001437749-25-000551 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001437749-25-000553 · rdgdoc.xml · derivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,552

Underlying: Common Stock · 21,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

SEC source: 0001437749-25-000553 · rdgdoc.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

SEC source: 0001437749-25-000553 · rdgdoc.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

SEC source: 0001437749-25-000553 · rdgdoc.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001437749-25-000548 · rdgdoc.xml · derivative · entry 4

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,552

Underlying: Common Stock · 21,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

SEC source: 0001437749-25-000548 · rdgdoc.xml · derivative · entry 3

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

SEC source: 0001437749-25-000548 · rdgdoc.xml · derivative · entry 2

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

SEC source: 0001437749-25-000548 · rdgdoc.xml · nonDerivative · entry 1

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001437749-25-000550 · rdgdoc.xml · derivative · entry 4

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,552

Underlying: Common Stock · 21,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

SEC source: 0001437749-25-000550 · rdgdoc.xml · derivative · entry 3

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

SEC source: 0001437749-25-000550 · rdgdoc.xml · derivative · entry 2

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

SEC source: 0001437749-25-000550 · rdgdoc.xml · nonDerivative · entry 1

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001437749-25-000547 · rdgdoc.xml · derivative · entry 2

Hazelton Joseph P · CIK 0001892990 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-25-000547 · rdgdoc.xml · nonDerivative · entry 1

Hazelton Joseph P · CIK 0001892990 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,340

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2024. The RSUs vested in full upon grant.

SEC source: 0001437749-25-000545 · rdgdoc.xml · derivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,000

Underlying: Common Stock · 172,000 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-25-000545 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,730,058

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2024. The RSUs vested in full upon grant.

SEC source: 0001493152-26-032062 · ownership.xml · nonDerivative · entry 5

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,410,664

SEC source: 0001493152-26-032062 · ownership.xml · nonDerivative · entry 4

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,450,664

SEC source: 0001493152-26-032062 · ownership.xml · nonDerivative · entry 3

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,455,764

SEC source: 0001493152-26-032062 · ownership.xml · nonDerivative · entry 2

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,496,907

SEC source: 0001437749-24-036127 · rdgdoc.xml · derivative · entry 4

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-24-036127 · rdgdoc.xml · derivative · entry 3

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-24-036127 · rdgdoc.xml · nonDerivative · entry 2

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-24-036127 · rdgdoc.xml · nonDerivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-26-032062 · ownership.xml · derivative · entry 9

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,286

Underlying: Common Stock · 155,627 shares

Expires 2027-03-08

F2 · derivative.exercise_price: The initial expiration date was March 8, 2027. The Note was subsequently amended such that, as of the date hereof, the expiration date is December 31, 2027.

F3 · kind: On October 4, 2024, the Note was amended to reduce the conversion price to $1.40 per share, such that the Note, as amended, was convertible into an additional 155,627 shares of the issuer's common stock, for total of 714,286 shares of the issuer's common stock.

F3 · shares: On October 4, 2024, the Note was amended to reduce the conversion price to $1.40 per share, such that the Note, as amended, was convertible into an additional 155,627 shares of the issuer's common stock, for total of 714,286 shares of the issuer's common stock.

F2 · derivative.expiration_date: The initial expiration date was March 8, 2027. The Note was subsequently amended such that, as of the date hereof, the expiration date is December 31, 2027.

F3 · derivative.underlying_shares: On October 4, 2024, the Note was amended to reduce the conversion price to $1.40 per share, such that the Note, as amended, was convertible into an additional 155,627 shares of the issuer's common stock, for total of 714,286 shares of the issuer's common stock.

F3 · balance_after: On October 4, 2024, the Note was amended to reduce the conversion price to $1.40 per share, such that the Note, as amended, was convertible into an additional 155,627 shares of the issuer's common stock, for total of 714,286 shares of the issuer's common stock.

SEC source: 0001437749-24-020246 · rdgdoc.xml · derivative · entry 3

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,967

Underlying: Common Stock · 11,792 shares

Expires not disclosed

F2 · shares: The restricted stock units were forfeited upon retirement from service as a member of the board of directors.

F2 · derivative.expiration_date: The restricted stock units were forfeited upon retirement from service as a member of the board of directors.

SEC source: 0001437749-24-020246 · rdgdoc.xml · derivative · entry 2

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,967

Underlying: Common Stock · 11,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vested upon retirement from service as a member of the board of directors.

F1 · derivative.expiration_date: The restricted stock units vested upon retirement from service as a member of the board of directors.

SEC source: 0001437749-24-020246 · rdgdoc.xml · nonDerivative · entry 1

Buckland Barry · CIK 0001618328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested upon retirement from service as a member of the board of directors.

SEC source: 0001493152-26-032062 · ownership.xml · nonDerivative · entry 1

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,522,188

SEC source: 0001437749-24-018133 · rdgdoc.xml · derivative · entry 7

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,875 shares

Expires 2024-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024.

SEC source: 0001437749-24-018133 · rdgdoc.xml · derivative · entry 6

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2024-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024.

SEC source: 0001437749-24-018133 · rdgdoc.xml · derivative · entry 5

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2024-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024.

SEC source: 0001437749-24-018133 · rdgdoc.xml · nonDerivative · entry 4

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,672

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024.

SEC source: 0001437749-24-018133 · rdgdoc.xml · nonDerivative · entry 3

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024.

SEC source: 0001437749-24-018133 · rdgdoc.xml · nonDerivative · entry 2

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024.

SEC source: 0001437749-24-018133 · rdgdoc.xml · nonDerivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024.

SEC source: 0001437749-24-012126 · rdgdoc.xml · derivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,375

Underlying: Common Stock · 13,125 shares

Expires 2034-01-02

F1 · shares: The stock option was canceled due to Mr. Tarnok's stepping down as Chairman of the Company's board of directors.

F1 · price: The stock option was canceled due to Mr. Tarnok's stepping down as Chairman of the Company's board of directors.

SEC source: 0001437749-24-012128 · rdgdoc.xml · derivative · entry 1

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 13,125 shares

Expires 2034-04-11

F1 · shares: The stock option was granted to Mr. Lucy upon his appointment as Chairman of the Company's board of directors.

F2 · derivative.exercise_date: This option vests upon the first anniversary from the date of grant

SEC source: 0001437749-24-012125 · rdgdoc.xml · derivative · entry 1

Hazelton Joseph P · CIK 0001892990 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-04-11

F1 · shares: The stock option was granted to Mr. Hazelton upon his appointment as the Company's Chief Operating Officer.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-24-012120 · rdgdoc.xml · nonDerivative · entry 1

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,853

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2023. The RSUs vested in full upon grant.

SEC source: 0001437749-24-012122 · rdgdoc.xml · nonDerivative · entry 1

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,217

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2023. The RSUs vested in full upon grant.

SEC source: 0001437749-24-012124 · rdgdoc.xml · nonDerivative · entry 1

Hazelton Joseph P · CIK 0001892990 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,168

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2023. The RSUs vested in full upon grant.

SEC source: 0001437749-24-012123 · rdgdoc.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,656,947

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2023. The RSUs vested in full upon grant.

SEC source: 0001493152-26-032062 · ownership.xml · derivative · entry 8

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,659

Underlying: Common Stock · 558,659 shares

Expires 2027-03-08

F1 · derivative.exercise_price: On March 8, 2024, the issuer issued an 8.0% senior secured convertible promissory note (the "Note") to the reporting person. The Note was convertible at $1.79 per share, into a total of 558,659 shares of the issuer's common stock, at any time prior to March 8, 2027.

F1 · kind: On March 8, 2024, the issuer issued an 8.0% senior secured convertible promissory note (the "Note") to the reporting person. The Note was convertible at $1.79 per share, into a total of 558,659 shares of the issuer's common stock, at any time prior to March 8, 2027.

F1 · shares: On March 8, 2024, the issuer issued an 8.0% senior secured convertible promissory note (the "Note") to the reporting person. The Note was convertible at $1.79 per share, into a total of 558,659 shares of the issuer's common stock, at any time prior to March 8, 2027.

F2 · derivative.expiration_date: The initial expiration date was March 8, 2027. The Note was subsequently amended such that, as of the date hereof, the expiration date is December 31, 2027.

SEC source: 0001437749-25-000761 · rdgdoc.xml · derivative · entry 4

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2025-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.