DYAI

SEC source: 0001493152-26-034613 · ownership.xml · nonDerivative · entry 3

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,280,272

SEC source: 0001493152-26-034613 · ownership.xml · nonDerivative · entry 2

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,282,888

SEC source: 0001493152-26-034613 · ownership.xml · nonDerivative · entry 1

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,337,648

SEC source: 0001493152-26-000664 · ownership.xml · derivative · entry 2

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,250

Underlying: Common Stock · 47,250 shares

Expires 2036-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in one year, subject to continued service to the Issuer.

SEC source: 0001493152-26-000664 · ownership.xml · nonDerivative · entry 1

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,897

F1 · price: Represents common stock issued upon the vesting of RSUs. The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2025. The RSUs vested in full upon grant.

SEC source: 0001493152-26-000663 · ownership.xml · derivative · entry 2

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,250

Underlying: Common Stock · 47,250 shares

Expires 2036-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant, subject to continued service to the Issuer.

SEC source: 0001493152-26-000663 · ownership.xml · nonDerivative · entry 1

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,151

F1 · price: Represents common stock issued upon the vesting of RSUs. The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2025. The RSUs vested in full upon grant.

SEC source: 0001493152-26-000662 · ownership.xml · derivative · entry 4

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,894

Underlying: Common Stock · 39,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Annual grant of restricted stock units.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

SEC source: 0001493152-26-000662 · ownership.xml · derivative · entry 3

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2036-01-02

F2 · kind: Annual grant of stock options.

SEC source: 0001493152-26-000662 · ownership.xml · derivative · entry 2

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

SEC source: 0001493152-26-000662 · ownership.xml · nonDerivative · entry 1

Lucy Patrick K. · CIK 0001612843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001493152-26-000658 · ownership.xml · derivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,894

Underlying: Common Stock · 39,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Annual grant of restricted stock units.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

SEC source: 0001493152-26-000658 · ownership.xml · derivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2036-01-02

F2 · kind: Annual grant of stock options.

SEC source: 0001493152-26-000658 · ownership.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

SEC source: 0001493152-26-000658 · ownership.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001493152-26-000657 · ownership.xml · derivative · entry 4

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,894

Underlying: Common Stock · 39,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Annual grant of restricted stock units.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors.

SEC source: 0001493152-26-000657 · ownership.xml · derivative · entry 3

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-01-02

F2 · kind: Annual grant of stock options.

SEC source: 0001493152-26-000657 · ownership.xml · derivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon the first anniversary of the date of grant, subject to continued service as a member of the board of directors, were settled 100% in Issuer's common stock.

SEC source: 0001493152-26-000657 · ownership.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001493152-26-000654 · ownership.xml · derivative · entry 2

Hazelton Joseph P · CIK 0001892990 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,250

Underlying: Common Stock · 67,250 shares

Expires 2036-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant, subject to continued service to the Issuer.

SEC source: 0001493152-26-000654 · ownership.xml · nonDerivative · entry 1

Hazelton Joseph P · CIK 0001892990 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,758

F1 · price: Represents common stock issued upon the vesting of RSUs. The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2025. The RSUs vested in full upon grant.

SEC source: 0001493152-26-000653 · ownership.xml · derivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Common Stock · 126,000 shares

Expires 2036-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant, subject to continued service to the Issuer.

SEC source: 0001493152-26-000653 · ownership.xml · nonDerivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,832,667

F1 · price: Represents common stock issued upon the vesting of RSUs. The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2025. The RSUs vested in full upon grant.

SEC source: 0001493152-25-029409 · ownership.xml · derivative · entry 2

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: Not disclosed

Underlying: Common Stock · 952,381 shares

Expires 2027-12-31

F1 · reported_value: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · price: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · derivative.exercise_date: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · valueOwnedAfter: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

SEC source: 0001493152-25-029409 · ownership.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: 0

Underlying: Common Stock · 714,286 shares

Expires 2027-03-08

F1 · reported_value: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · price: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · derivative.exercise_date: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

F1 · balance_after: On December 23, 2025, Dyadic International, Inc. (the "Company") entered into an amendment (the "Amendment") to the Form of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes"). Following the Amendment, the Convertible Notes will mature December 31, 2027 and their conversion price is $1.05. The Amendment was approved by the Company's board of directors, and did not involve the exchange of consideration between the Company and the holders.

SEC source: 0001493152-26-032062 · ownership.xml · derivative · entry 10

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,381

Underlying: Common Stock · 238,095 shares

Expires 2027-12-31

F3 · derivative.exercise_price: On October 4, 2024, the Note was amended to reduce the conversion price to $1.40 per share, such that the Note, as amended, was convertible into an additional 155,627 shares of the issuer's common stock, for total of 714,286 shares of the issuer's common stock.

F4 · kind: On December 23, 2025, the Note, as amended, was amended again to reduce the conversion price to $1.05 per share, such that the Note, as amended, was convertible into an additional 238,095 shares of the issuer's common stock, for a total of 952,381 shares of the issuer's common stock.

F4 · shares: On December 23, 2025, the Note, as amended, was amended again to reduce the conversion price to $1.05 per share, such that the Note, as amended, was convertible into an additional 238,095 shares of the issuer's common stock, for a total of 952,381 shares of the issuer's common stock.

F4 · derivative.underlying_shares: On December 23, 2025, the Note, as amended, was amended again to reduce the conversion price to $1.05 per share, such that the Note, as amended, was convertible into an additional 238,095 shares of the issuer's common stock, for a total of 952,381 shares of the issuer's common stock.

F4 · balance_after: On December 23, 2025, the Note, as amended, was amended again to reduce the conversion price to $1.05 per share, such that the Note, as amended, was convertible into an additional 238,095 shares of the issuer's common stock, for a total of 952,381 shares of the issuer's common stock.

SEC source: 0001493152-25-013905 · ownership.xml · derivative · entry 1

EMALFARB MARK A · CIK 0001328287 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Mark A Emalfarb Trust U/A/ DTD 10/1/1987

Disclosed balance after: Not disclosed

Underlying: Common Stock · 714,286 shares

Expires 2027-03-08

F1 · reported_value: Represents a purchase of $1,000,000 principal amount of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes.") The Convertible Notes are senior, secured obligations of the Issuer and its affiliates, and interest is payable quarterly in cash on the principal amount equal to 8% per annum. The Convertible Notes will mature on March 8, 2027, unless earlier converted, repurchased, or redeemed in accordance with their terms. The Convertible Notes have a conversion price of $1.40 per share of common stock.

F1 · price: Represents a purchase of $1,000,000 principal amount of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes.") The Convertible Notes are senior, secured obligations of the Issuer and its affiliates, and interest is payable quarterly in cash on the principal amount equal to 8% per annum. The Convertible Notes will mature on March 8, 2027, unless earlier converted, repurchased, or redeemed in accordance with their terms. The Convertible Notes have a conversion price of $1.40 per share of common stock.

F1 · derivative.exercise_date: Represents a purchase of $1,000,000 principal amount of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes.") The Convertible Notes are senior, secured obligations of the Issuer and its affiliates, and interest is payable quarterly in cash on the principal amount equal to 8% per annum. The Convertible Notes will mature on March 8, 2027, unless earlier converted, repurchased, or redeemed in accordance with their terms. The Convertible Notes have a conversion price of $1.40 per share of common stock.

F1 · valueOwnedAfter: Represents a purchase of $1,000,000 principal amount of Senior Secured Convertible Promissory Note due March 8, 2027 (the "Convertible Notes.") The Convertible Notes are senior, secured obligations of the Issuer and its affiliates, and interest is payable quarterly in cash on the principal amount equal to 8% per annum. The Convertible Notes will mature on March 8, 2027, unless earlier converted, repurchased, or redeemed in accordance with their terms. The Convertible Notes have a conversion price of $1.40 per share of common stock.

SEC source: 0001641172-25-022280 · ownership.xml · nonDerivative · entry 1

Hazelton Joseph P · CIK 0001892990 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,340

F1 · shares: Purchased by Mr. Hazelton from the underwriter as part of the Issuer's public offering (the "Offering") of its common stock at the public offering price, pursuant to the Issuer's effective shelf registration statement on Form S-3 (File No. 333-273829). The Offering closed on August 1, 2025.

SEC source: 0001437749-25-021101 · rdgdoc.xml · derivative · entry 2

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested upon retirement from service as a member of the board of directors.

F1 · shares: The restricted stock units vested upon retirement from service as a member of the board of directors.

F1 · derivative.exercise_date: The restricted stock units vested upon retirement from service as a member of the board of directors.

F1 · derivative.expiration_date: The restricted stock units vested upon retirement from service as a member of the board of directors.

SEC source: 0001437749-25-021101 · rdgdoc.xml · nonDerivative · entry 1

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested upon retirement from service as a member of the board of directors.

SEC source: 0001437749-25-021100 · rdgdoc.xml · derivative · entry 3

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,776 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units were forfeited upon retirement from service as a member of the board of directors.

F2 · shares: The restricted stock units were forfeited upon retirement from service as a member of the board of directors.

F2 · derivative.exercise_date: The restricted stock units were forfeited upon retirement from service as a member of the board of directors.

F2 · derivative.expiration_date: The restricted stock units were forfeited upon retirement from service as a member of the board of directors.

SEC source: 0001437749-25-021100 · rdgdoc.xml · derivative · entry 2

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested upon retirement from service as a member of the board of directors.

F1 · shares: The restricted stock units vested upon retirement from service as a member of the board of directors.

F1 · derivative.exercise_date: The restricted stock units vested upon retirement from service as a member of the board of directors.

F1 · derivative.expiration_date: The restricted stock units vested upon retirement from service as a member of the board of directors.

SEC source: 0001437749-25-021100 · rdgdoc.xml · nonDerivative · entry 1

Bose Arindam · CIK 0001702631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested upon retirement from service as a member of the board of directors.

SEC source: 0001437749-25-019653 · rdgdoc.xml · derivative · entry 1

Hazelton Joseph P · CIK 0001892990 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-05-30

F1 · shares: Granted as part of additional compensation for Mr. Hazelton's new role as President.

F2 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-25-006667 · rdgdoc.xml · derivative · entry 5

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

SEC source: 0001437749-25-006667 · rdgdoc.xml · derivative · entry 4

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

SEC source: 0001437749-25-006667 · rdgdoc.xml · nonDerivative · entry 3

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,649

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

SEC source: 0001437749-25-006667 · rdgdoc.xml · nonDerivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

SEC source: 0001437749-25-006667 · rdgdoc.xml · nonDerivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 27,517 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.45, which was the closing price of the Issuer's common stock on March 5, 2025.

SEC source: 0001493152-26-032062 · ownership.xml · nonDerivative · entry 7

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,375,664

SEC source: 0001437749-25-000761 · rdgdoc.xml · nonDerivative · entry 2

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-25-000761 · rdgdoc.xml · nonDerivative · entry 1

HERBST SETH · CIK 0001761275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-26-032062 · ownership.xml · nonDerivative · entry 6

Francisco Trust under agreement dated February 28, 1996 · CIK 0001328329 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390,664

SEC source: 0001437749-25-000546 · rdgdoc.xml · derivative · entry 2

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in one year.

SEC source: 0001437749-25-000546 · rdgdoc.xml · nonDerivative · entry 1

TCHELET RONEN · CIK 0001761230 · VP of Research and Bus. Dvlpmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,833

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2024. The RSUs vested in full upon grant.

SEC source: 0001437749-25-000549 · rdgdoc.xml · derivative · entry 2

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,500

Underlying: Common Stock · 64,500 shares

Expires 2035-01-02

F2 · shares: Annual grant of stock options.

F3 · derivative.exercise_date: This option vests in four equal installments beginning on the first anniversary of the date of grant.

SEC source: 0001437749-25-000549 · rdgdoc.xml · nonDerivative · entry 1

Rawson Ping Wang · CIK 0001761797 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,993

F1 · price: The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2024. The RSUs vested in full upon grant.

SEC source: 0001437749-25-000552 · rdgdoc.xml · derivative · entry 4

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,776

Underlying: Common Stock · 10,776 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Receipt of restricted stock units as a result of reduction in directors' cash compensation.

F4 · derivative.exercise_date: The restricted stock units will be settled 100% in Issuer's common stock when vested on June 15, 2025.

F4 · derivative.expiration_date: The restricted stock units will be settled 100% in Issuer's common stock when vested on June 15, 2025.

SEC source: 0001437749-25-000552 · rdgdoc.xml · derivative · entry 3

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-01-02

F2 · shares: Annual grant of stock options.

SEC source: 0001437749-25-000552 · rdgdoc.xml · derivative · entry 2

Tarnok Michael P. · CIK 0001413525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

F5 · derivative.expiration_date: The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.