Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2019 Filed Nov 6, 2019 19:57 UTC |
Presser MitchellDirector
|
OtherCommon Stock, $0.01 par value | 20,291 | $1.54 | $31,248.14 |
DisclosureSEC source: 0000813298-19-000112 · edgar.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,155 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 19:55 UTC |
Mooney Ward KDirector
|
OtherCommon Stock, $0.01 par value | 10,551 | $1.54 | $16,248.54 |
DisclosureSEC source: 0000813298-19-000111 · edgar.xml · nonDerivative · entry 1 Mooney Ward K · CIK 0001369205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,964 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 19:52 UTC |
MESDAG WILLEMDirector · 10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RMCP GP LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
GrantDeferred Stock · Derivative | 20,291 | $1.54 Strike: $1.54 | $31,248.14 |
DisclosureSEC source: 0000813298-19-000110 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,291 Underlying: Common Stock · 20,291 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 19:46 UTC |
Conacher Lionel F.Director
|
OtherCommon Stock, $0.01 par value | 9,740 | $1.54 | $14,999.60 |
DisclosureSEC source: 0000813298-19-000108 · edgar.xml · nonDerivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,430 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 19:44 UTC |
Boyle JackDirector
|
OtherCommon Stock, $0.01 par value | 9,740 | $1.54 | $14,999.60 |
DisclosureSEC source: 0000813298-19-000107 · edgar.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,391 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| October 31, 2019 Filed Oct 31, 2019 16:19 UTC |
KYEES JOHN EDirector
|
Exercise / conversionDeferred Stock · Derivative | 3,155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000106 · edgar.xml · derivative · entry 2 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,155 shares Expires 2019-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on October 31, 2019, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1. Read SEC document |
| October 31, 2019 Filed Oct 31, 2019 16:19 UTC |
KYEES JOHN EDirector
|
Exercise / conversionCommon Stock, $0.01 par value | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000106 · edgar.xml · nonDerivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 14:54 UTC |
Welling Moran EricaChief Marketing Officer
|
GrantRestricted Stock Units · Derivative | 43,822 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000105 · edgar.xml · derivative · entry 3 Welling Moran Erica · CIK 0001792071 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,822 Underlying: Common Stock · 43,822 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSUs"), as defined in the Company's 2016 Incentive Compensation Plan, as amended, represents a contingent right to receive one share of DXLG common stock. F3 · derivative.exercise_date: The RSUs represent the time-based portion of the 2019-2021 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest in four equal installments on October 29, 2020, April 1, 2021, April 1, 2022 and April 1, 2023. F3 · derivative.expiration_date: The RSUs represent the time-based portion of the 2019-2021 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest in four equal installments on October 29, 2020, April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 14:54 UTC |
Welling Moran EricaChief Marketing Officer
|
GrantRestricted Stock Units · Derivative | 53,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000105 · edgar.xml · derivative · entry 2 Welling Moran Erica · CIK 0001792071 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,467 Underlying: Common Stock · 53,467 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSUs"), as defined in the Company's 2016 Incentive Compensation Plan, as amended, represents a contingent right to receive one share of DXLG common stock. F2 · derivative.exercise_date: The RSUs represent the time-based portion of the 2018-2020 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest in three equal installments on October 29, 2020, April 1, 2021 and April 1, 2022. F2 · derivative.expiration_date: The RSUs represent the time-based portion of the 2018-2020 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest in three equal installments on October 29, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 14:54 UTC |
Welling Moran EricaChief Marketing Officer
|
GrantRestricted Stock Units · Derivative | 128,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000105 · edgar.xml · derivative · entry 1 Welling Moran Erica · CIK 0001792071 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,205 Underlying: Common Stock · 128,205 shares Expires 2020-10-29 F1 · derivative.exercise_price: Each restricted stock unit ("RSUs"), as defined in the Company's 2016 Incentive Compensation Plan, as amended, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:26 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionRestricted Stock Units · Derivative | 8,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000103 · edgar.xml · derivative · entry 3 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,620 Underlying: Common Stock · 8,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:26 UTC |
Surette AllisonSVP, GMM
|
Tax withholdingCommon Stock, $0.01 par value | 2,516 | $1.31 | $3,295.96 |
DisclosureSEC source: 0000813298-19-000103 · edgar.xml · nonDerivative · entry 2 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,964 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:26 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionCommon Stock, $0.01 par value | 8,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000103 · edgar.xml · nonDerivative · entry 1 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:24 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000102 · edgar.xml · derivative · entry 3 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,509 Underlying: Common Stock · 11,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:24 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Tax withholdingCommon Stock, $0.01 par value | 3,486 | $1.31 | $4,566.66 |
DisclosureSEC source: 0000813298-19-000102 · edgar.xml · nonDerivative · entry 2 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,787 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:24 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionCommon Stock, $0.01 par value | 11,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000102 · edgar.xml · nonDerivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:22 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 8,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000101 · edgar.xml · derivative · entry 3 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,620 Underlying: Common Stock · 8,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:22 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
Tax withholdingCommon Stock, $0.01 par value | 2,516 | $1.31 | $3,295.96 |
DisclosureSEC source: 0000813298-19-000101 · edgar.xml · nonDerivative · entry 2 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,500 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:22 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
Exercise / conversionCommon Stock, $0.01 par value | 8,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000101 · edgar.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:20 UTC |
Molloy Robert SSVP,ChiefAdmin.Officer,GC,Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 11,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000100 · edgar.xml · derivative · entry 3 Molloy Robert S · CIK 0001431242 · SVP,ChiefAdmin.Officer,GC,Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,711 Underlying: Common Stock · 11,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:20 UTC |
Molloy Robert SSVP,ChiefAdmin.Officer,GC,Secy
|
Tax withholdingCommon Stock, $0.01 par value | 1,630 | $1.31 | $2,135.30 |
DisclosureSEC source: 0000813298-19-000100 · edgar.xml · nonDerivative · entry 2 Molloy Robert S · CIK 0001431242 · SVP,ChiefAdmin.Officer,GC,Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,261 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:20 UTC |
Molloy Robert SSVP,ChiefAdmin.Officer,GC,Secy
|
Exercise / conversionCommon Stock, $0.01 par value | 11,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000100 · edgar.xml · nonDerivative · entry 1 Molloy Robert S · CIK 0001431242 · SVP,ChiefAdmin.Officer,GC,Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:17 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Exercise / conversionRestricted Stock Units · Derivative | 8,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000098 · edgar.xml · derivative · entry 3 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,620 Underlying: Common Stock · 8,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:17 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Tax withholdingCommon Stock, $0.01 par value | 2,516 | $1.31 | $3,295.96 |
DisclosureSEC source: 0000813298-19-000098 · edgar.xml · nonDerivative · entry 2 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,561 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:17 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Exercise / conversionCommon Stock, $0.01 par value | 8,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000098 · edgar.xml · nonDerivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:18 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 5,565 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000099 · edgar.xml · derivative · entry 2 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,695 Underlying: Common Stock · 5,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · shares: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 19:18 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionCommon Stock, $0.01 par value | 5,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000099 · edgar.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| October 22, 2019 Filed Oct 23, 2019 14:58 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000097 · edgar.xml · derivative · entry 2 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077 Underlying: Common Stock · 1,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · shares: On October 22, 2018, the Reporting Person was granted, under the 2017-2018 Long Term Incentive Plan, an additional 2,155 RSUs for his promotion to Vice President-Managing Director. The remaining 1,077 RSUs vest on April 1, 2020. F2 · derivative.exercise_date: On October 22, 2018, the Reporting Person was granted, under the 2017-2018 Long Term Incentive Plan, an additional 2,155 RSUs for his promotion to Vice President-Managing Director. The remaining 1,077 RSUs vest on April 1, 2020. F2 · derivative.expiration_date: On October 22, 2018, the Reporting Person was granted, under the 2017-2018 Long Term Incentive Plan, an additional 2,155 RSUs for his promotion to Vice President-Managing Director. The remaining 1,077 RSUs vest on April 1, 2020. Read SEC document |
| October 22, 2019 Filed Oct 23, 2019 14:58 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionCommon Stock, $0.01 par value | 1,078 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000097 · edgar.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 19:21 UTC |
Presser MitchellDirector
|
PurchaseCommon Stock, $0.01 par value | 25,000 | $1.42 | $35,535.00 |
DisclosureSEC source: 0000813298-19-000096 · edgar.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,864 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.405 to $1.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 16:29 UTC |
KYEES JOHN EDirector
|
Exercise / conversionDeferred Stock · Derivative | 86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000095 · edgar.xml · derivative · entry 2 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on September 30, 2019, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 16:29 UTC |
KYEES JOHN EDirector
|
Exercise / conversionCommon Stock, $0.01 par value | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000095 · edgar.xml · nonDerivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2019 Filed Sep 26, 2019 13:53 UTC |
HOLTZMAN SEYMOURDirector
|
PurchaseCommon Stock, $0.01 par value | 307 | $1.42 | $435.94 |
DisclosureSEC source: 0000813298-19-000094 · edgar.xml · nonDerivative · entry 1 HOLTZMAN SEYMOUR · CIK 0000904439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,397,424 Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 14:40 UTC |
HOLTZMAN SEYMOURDirector
|
PurchaseCommon Stock, $0.01 par value | 16,271 | $1.44 | $23,454.65 |
DisclosureSEC source: 0000813298-19-000093 · edgar.xml · nonDerivative · entry 1 HOLTZMAN SEYMOUR · CIK 0000904439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,397,117 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.41 to $1.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 17:31 UTC |
Reaves BrianEVP, COO
|
PurchaseCommon Stock, $0.01 par value | 21,735 | $1.35 | $29,429.19 |
DisclosureSEC source: 0000813298-19-000091 · edgar.xml · nonDerivative · entry 1 Reaves Brian · CIK 0001492263 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,469 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 17:28 UTC |
KANTER HARVEY SDirector · President, CEO
|
PurchaseCommon Stock, $.01 par value | 20,000 | $1.39 | $27,780.00 |
DisclosureSEC source: 0000813298-19-000090 · edgar.xml · nonDerivative · entry 1 KANTER HARVEY S · CIK 0001232404 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.37 to $1.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 19, 2019 Filed Sep 20, 2019 14:28 UTC |
HOLTZMAN SEYMOURDirector
|
PurchaseCommon Stock, $0.01 par value | 12,000 | $1.35 | $16,200.00 |
DisclosureSEC source: 0000813298-19-000092 · edgar.xml · nonDerivative · entry 1 HOLTZMAN SEYMOUR · CIK 0000904439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380,846 Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 16:15 UTC |
HOLTZMAN SEYMOURDirector
|
PurchaseCommon Stock, $0.01 par value | 20,000 | $1.40 | $27,960.00 |
DisclosureSEC source: 0000813298-19-000089 · edgar.xml · nonDerivative · entry 1 HOLTZMAN SEYMOUR · CIK 0000904439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,368,846 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.35 to $1.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 13:40 UTC |
HOLTZMAN SEYMOURDirector
|
PurchaseCommon Stock, $0.01 par value | 9,000 | $1.41 | $12,690.00 |
DisclosureSEC source: 0000813298-19-000088 · edgar.xml · nonDerivative · entry 1 HOLTZMAN SEYMOUR · CIK 0000904439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,348,846 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:53 UTC |
HOLTZMAN SEYMOURDirector
|
PurchaseCommon Stock, $0.01 par value | 7,000 | $1.57 | $10,990.00 |
DisclosureSEC source: 0000813298-19-000087 · edgar.xml · nonDerivative · entry 2 HOLTZMAN SEYMOUR · CIK 0000904439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,339,846 Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:53 UTC |
HOLTZMAN SEYMOURDirector
|
PurchaseCommon Stock, $0.01 par value | 25,000 | $1.61 | $40,177.50 |
DisclosureSEC source: 0000813298-19-000087 · edgar.xml · nonDerivative · entry 1 HOLTZMAN SEYMOUR · CIK 0000904439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,332,846 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.6001 to $1.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:17 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,575 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000085 · edgar.xml · derivative · entry 3 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:17 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Tax withholdingCommon Stock, $0.01 par value | 3,704 | $1.79 | $6,630.16 |
DisclosureSEC source: 0000813298-19-000085 · edgar.xml · nonDerivative · entry 2 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,437 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:17 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionCommon Stock, $0.01 par value | 12,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000085 · edgar.xml · nonDerivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:16 UTC |
Reaves BrianEVP, COO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,627 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000084 · edgar.xml · derivative · entry 3 Reaves Brian · CIK 0001492263 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:16 UTC |
Reaves BrianEVP, COO
|
Tax withholdingCommon Stock, $0.01 par value | 3,199 | $1.79 | $5,726.21 |
DisclosureSEC source: 0000813298-19-000084 · edgar.xml · nonDerivative · entry 2 Reaves Brian · CIK 0001492263 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,734 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:16 UTC |
Reaves BrianEVP, COO
|
Exercise / conversionCommon Stock, $0.01 par value | 10,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000084 · edgar.xml · nonDerivative · entry 1 Reaves Brian · CIK 0001492263 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:17 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionRestricted Stock Units · Derivative | 5,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-19-000086 · edgar.xml · derivative · entry 3 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on March 19, 2019, based on the Company's performance over the applicable performance period under the 2017-2018 Long-Term Incentive Plan. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:17 UTC |
Surette AllisonSVP, GMM
|
Tax withholdingCommon Stock, $0.01 par value | 1,536 | $1.79 | $2,749.44 |
DisclosureSEC source: 0000813298-19-000086 · edgar.xml · nonDerivative · entry 2 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,940 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 21:17 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionCommon Stock, $0.01 par value | 5,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-19-000086 · edgar.xml · nonDerivative · entry 1 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.