Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2020 Filed Dec 16, 2020 20:59 UTC |
Dhoot UjjwalChief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006395 · form4.xml · derivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,315 Underlying: Common Stock · 10,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on December 16, 2019 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2021 and April 1, 2022. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on December 16, 2019 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2021 and April 1, 2022. Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 20:59 UTC |
Dhoot UjjwalChief Marketing Officer
|
Exercise / conversionCommon Stock, $.01 par value | 17,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-20-006395 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into Common Stock on a one-for-one basis. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:13 UTC |
MESDAG WILLEMDirector · 10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RMCP GP LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
GrantDeferred Stock · Derivative | 118,865 | $0.26 Strike: $0.26 | $31,249.61 |
DisclosureSEC source: 0000813298-20-000071 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,865 Underlying: Common Stock · 118,865 shares Expires not disclosed F2 · shares: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:16 UTC |
Ross IvyDirector
|
OtherCommon Stock, $0.01 par value | 57,055 | $0.26 | $14,999.76 |
DisclosureSEC source: 0000813298-20-000070 · edgar.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,061 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:14 UTC |
Presser MitchellDirector
|
OtherCommon Stock, $0.01 par value | 105,186 | $0.26 | $27,653.40 |
DisclosureSEC source: 0000813298-20-000069 · edgar.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,560 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:13 UTC |
Conacher Lionel F.Director
|
OtherCommon Stock, $0.01 par value | 68,161 | $0.26 | $17,919.53 |
DisclosureSEC source: 0000813298-20-000068 · edgar.xml · nonDerivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,484 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer, Board Chair and committee chairperson fees. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:11 UTC |
Boyle JackDirector
|
OtherCommon Stock, $0.01 par value | 82,046 | $0.26 | $21,569.89 |
DisclosureSEC source: 0000813298-20-000067 · edgar.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,088 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| August 12, 2020 Filed Aug 21, 2020 15:17 UTC |
Conacher Lionel F.Director
|
OtherCommon Stock, $0.01 par value | 10,132 | $0.33 | $3,337.48 |
DisclosureSEC source: 0000813298-20-000065 · edgar.xml · nonDerivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,323 F1 · shares: Additional shares issued pursuant to the Fourth Amended and Restated Non-Employee Director Plan upon Reporting Person's election as the Board Chair and Audit Committee chairperson. Read SEC document |
| August 12, 2020 Filed Aug 21, 2020 15:13 UTC |
Boyle JackDirector
|
OtherCommon Stock, $0.01 par value | 2,533 | $0.33 | $834.37 |
DisclosureSEC source: 0000813298-20-000064 · edgar.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,042 F1 · shares: Additional shares issued pursuant to the Fourth Amended and Restated Non-Employee Director Plan upon Reporting Person's election as the Cybersecurity and Data Privacy Committee chairperson. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:24 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionRestricted Stock Units · Derivative | 7,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000063 · edgar.xml · derivative · entry 2 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,874 Underlying: Common Stock · 7,292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:24 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionCommon Stock, $0.01 par value | 7,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-20-000063 · edgar.xml · nonDerivative · entry 1 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:24 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000062 · edgar.xml · derivative · entry 2 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,317 Underlying: Common Stock · 10,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:24 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionCommon Stock, $0.01 par value | 10,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-20-000062 · edgar.xml · nonDerivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:12 UTC |
Molloy Robert SChief Admin.Officer, GC, Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 9,594 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000061 · edgar.xml · derivative · entry 2 Molloy Robert S · CIK 0001431242 · Chief Admin.Officer, GC, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,783 Underlying: Common Stock · 9,594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:12 UTC |
Molloy Robert SChief Admin.Officer, GC, Secy
|
Exercise / conversionCommon Stock, $0.01 par value | 9,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-20-000061 · edgar.xml · nonDerivative · entry 1 Molloy Robert S · CIK 0001431242 · Chief Admin.Officer, GC, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:11 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 45,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000060 · edgar.xml · derivative · entry 2 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,006 Underlying: Common Stock · 45,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:11 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.01 par value | 45,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-20-000060 · edgar.xml · nonDerivative · entry 1 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:10 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 7,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000059 · edgar.xml · derivative · entry 2 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,642 Underlying: Common Stock · 7,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:10 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
Exercise / conversionCommon Stock, $0.01 par value | 7,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-20-000059 · edgar.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:08 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000058 · edgar.xml · derivative · entry 2 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,788 Underlying: Common Stock · 4,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:08 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionCommon Stock, $0.01 par value | 4,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-20-000058 · edgar.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:07 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Exercise / conversionRestricted Stock Units · Derivative | 7,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000057 · edgar.xml · derivative · entry 2 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,258 Underlying: Common Stock · 7,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:07 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Exercise / conversionCommon Stock, $0.01 par value | 7,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-20-000057 · edgar.xml · nonDerivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 19:27 UTC |
Ross IvyDirector
|
OtherCommon Stock, $0.01 par value | 42,857 | $0.35 | $14,999.95 |
DisclosureSEC source: 0000813298-20-000050 · edgar.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,006 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 19:25 UTC |
Presser MitchellDirector
|
OtherCommon Stock, $0.01 par value | 89,285 | $0.35 | $31,249.75 |
DisclosureSEC source: 0000813298-20-000049 · edgar.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,374 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 19:19 UTC |
Conacher Lionel F.Director
|
OtherCommon Stock, $0.01 par value | 42,857 | $0.35 | $14,999.95 |
DisclosureSEC source: 0000813298-20-000047 · edgar.xml · nonDerivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,191 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 19:17 UTC |
Boyle JackDirector
|
OtherCommon Stock, $0.01 par value | 64,285 | $0.35 | $22,499.75 |
DisclosureSEC source: 0000813298-20-000046 · edgar.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,509 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 18:47 UTC |
MESDAG WILLEMDirector · 10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RMCP GP LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
GrantDeferred Stock · Derivative | 89,285 | $0.35 Strike: $0.35 | $31,249.75 |
DisclosureSEC source: 0000813298-20-000056 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,285 Underlying: Common Stock · 89,285 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 17:33 UTC |
KYEES JOHN EDirector
|
Exercise / conversionDeferred Stock · Derivative | 7,066 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000045 · edgar.xml · derivative · entry 2 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,066 shares Expires 2020-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on July 31, 2020, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 17:33 UTC |
KYEES JOHN EDirector
|
Exercise / conversionCommon Stock, $0.01 par value | 7,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000045 · edgar.xml · nonDerivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 18:01 UTC |
Surette AllisonSVP, GMM
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 141,155 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000044 · edgar.xml · derivative · entry 1 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,155 Underlying: Common Stock · 141,155 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 18:01 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 195,636 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000043 · edgar.xml · derivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,636 Underlying: Common Stock · 195,636 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 18:00 UTC |
Molloy Robert SChief Admin.Officer, GC, Secy
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 185,731 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000042 · edgar.xml · derivative · entry 1 Molloy Robert S · CIK 0001431242 · Chief Admin.Officer, GC, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,731 Underlying: Common Stock · 185,731 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 17:58 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 146,108 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000040 · edgar.xml · derivative · entry 1 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,108 Underlying: Common Stock · 146,108 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 17:57 UTC |
Dhoot UjjwalChief Digital Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 148,584 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000039 · edgar.xml · derivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,584 Underlying: Common Stock · 148,584 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 17:59 UTC |
KANTER HARVEY SPresident and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 884,080 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000041 · edgar.xml · derivative · entry 1 KANTER HARVEY S · CIK 0001232404 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,080 Underlying: Common Stock · 884,080 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 17:56 UTC |
Cooney John FCAO, VP-Managing Director
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 95,430 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000038 · edgar.xml · derivative · entry 1 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,430 Underlying: Common Stock · 95,430 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 17:55 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 143,632 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000037 · edgar.xml · derivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,632 Underlying: Common Stock · 143,632 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 19:15 UTC |
KANTER HARVEY SPresident and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 450,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0000813298-20-000036 · edgar.xml · derivative · entry 1 KANTER HARVEY S · CIK 0001232404 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2030-06-10 F1 · derivative.exercise_date: 150,000 options will become exercisable on June 10, 2021, 150,000 options will become exercisable on April 1, 2022 and 150,000 options will become exercisable on April 1, 2023. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 20:17 UTC |
CANNELL CAPITAL LLC10% owner
|
SaleCommon Stock | 164,765 | $0.35 | $57,618.32 |
DisclosureSEC source: 0001058854-20-000014 · primary_doc.xml · nonDerivative · entry 1 CANNELL CAPITAL LLC · CIK 0001058854 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships and corporations Disclosed balance after: 5,091,601 F1 · ownership.direct: As of June 3, 2020, Tonga Partners, LP, Cuttyhunk II Fund. Tristan Partners, LP, and Tristan Offshore Fund, Ltd (collectively the "Cannell Investment Vehicles") owned in the aggregate 5,091,601 shares of the common stock of Destination XL Group, Inc. F2 · ownership.direct: Cannell Capital LLC acts as the investment sub-adviser to the Cuttyhunk II Fund, is the general partner of and investment adviser to Tonga Partners, LP and Tristan Partners, L.P., and is the investment adviser to Tristan Offshore Fund, Ltd. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Destination XL Group, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of June 3, 2020, Mr. Cannell beneficially owns 5,091,601 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any. F1 · ownership.nature: As of June 3, 2020, Tonga Partners, LP, Cuttyhunk II Fund. Tristan Partners, LP, and Tristan Offshore Fund, Ltd (collectively the "Cannell Investment Vehicles") owned in the aggregate 5,091,601 shares of the common stock of Destination XL Group, Inc. F2 · ownership.nature: Cannell Capital LLC acts as the investment sub-adviser to the Cuttyhunk II Fund, is the general partner of and investment adviser to Tonga Partners, LP and Tristan Partners, L.P., and is the investment adviser to Tristan Offshore Fund, Ltd. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Destination XL Group, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of June 3, 2020, Mr. Cannell beneficially owns 5,091,601 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 16:54 UTC |
KYEES JOHN EDirector
|
Exercise / conversionDeferred Stock · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000034 · edgar.xml · derivative · entry 2 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on May 31, 2020, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 16:54 UTC |
KYEES JOHN EDirector
|
Exercise / conversionCommon Stock, $0.01 par value | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000034 · edgar.xml · nonDerivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed May 29, 2020 21:07 UTC |
CANNELL CAPITAL LLC10% owner
|
SaleCommon Stock | 65,000 | $0.43 | $27,703.00 |
DisclosureSEC source: 0001058854-20-000013 · primary_doc.xml · nonDerivative · entry 3 CANNELL CAPITAL LLC · CIK 0001058854 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships and corporations Disclosed balance after: 5,256,366 F1 · ownership.direct: As of May 29, 2020, Tonga Partners, LP, Cuttyhunk II Fund. Tristan Partners, LP, and Tristan Offshore Fund, Ltd (collectively the "Cannell Investment Vehicles") owned in the aggregate 5,256,366 shares of the common stock of Destination XL Group, Inc. F2 · ownership.direct: Cannell Capital LLC acts as the investment sub-adviser to the Cuttyhunk II Fund, is the general partner of and investment adviser to Tonga Partners, LP and Tristan Partners, L.P., and is the investment adviser to Tristan Offshore Fund, Ltd. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Destination XL Group, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of May 29, 2020, Mr. Cannell beneficially owns 5,256,366 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any. F1 · ownership.nature: As of May 29, 2020, Tonga Partners, LP, Cuttyhunk II Fund. Tristan Partners, LP, and Tristan Offshore Fund, Ltd (collectively the "Cannell Investment Vehicles") owned in the aggregate 5,256,366 shares of the common stock of Destination XL Group, Inc. F2 · ownership.nature: Cannell Capital LLC acts as the investment sub-adviser to the Cuttyhunk II Fund, is the general partner of and investment adviser to Tonga Partners, LP and Tristan Partners, L.P., and is the investment adviser to Tristan Offshore Fund, Ltd. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Destination XL Group, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of May 29, 2020, Mr. Cannell beneficially owns 5,256,366 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:07 UTC |
CANNELL CAPITAL LLC10% owner
|
SaleCommon Stock | 25,000 | $0.43 | $10,837.50 |
DisclosureSEC source: 0001058854-20-000013 · primary_doc.xml · nonDerivative · entry 2 CANNELL CAPITAL LLC · CIK 0001058854 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships and corporations Disclosed balance after: 5,321,366 F1 · ownership.direct: As of May 29, 2020, Tonga Partners, LP, Cuttyhunk II Fund. Tristan Partners, LP, and Tristan Offshore Fund, Ltd (collectively the "Cannell Investment Vehicles") owned in the aggregate 5,256,366 shares of the common stock of Destination XL Group, Inc. F2 · ownership.direct: Cannell Capital LLC acts as the investment sub-adviser to the Cuttyhunk II Fund, is the general partner of and investment adviser to Tonga Partners, LP and Tristan Partners, L.P., and is the investment adviser to Tristan Offshore Fund, Ltd. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Destination XL Group, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of May 29, 2020, Mr. Cannell beneficially owns 5,256,366 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any. F1 · ownership.nature: As of May 29, 2020, Tonga Partners, LP, Cuttyhunk II Fund. Tristan Partners, LP, and Tristan Offshore Fund, Ltd (collectively the "Cannell Investment Vehicles") owned in the aggregate 5,256,366 shares of the common stock of Destination XL Group, Inc. F2 · ownership.nature: Cannell Capital LLC acts as the investment sub-adviser to the Cuttyhunk II Fund, is the general partner of and investment adviser to Tonga Partners, LP and Tristan Partners, L.P., and is the investment adviser to Tristan Offshore Fund, Ltd. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Destination XL Group, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of May 29, 2020, Mr. Cannell beneficially owns 5,256,366 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:07 UTC |
CANNELL CAPITAL LLC10% owner
|
SaleCommon Stock | 67,314 | $0.45 | $30,129.75 |
DisclosureSEC source: 0001058854-20-000013 · primary_doc.xml · nonDerivative · entry 1 CANNELL CAPITAL LLC · CIK 0001058854 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships and corporations Disclosed balance after: 5,346,366 F1 · ownership.direct: As of May 29, 2020, Tonga Partners, LP, Cuttyhunk II Fund. Tristan Partners, LP, and Tristan Offshore Fund, Ltd (collectively the "Cannell Investment Vehicles") owned in the aggregate 5,256,366 shares of the common stock of Destination XL Group, Inc. F2 · ownership.direct: Cannell Capital LLC acts as the investment sub-adviser to the Cuttyhunk II Fund, is the general partner of and investment adviser to Tonga Partners, LP and Tristan Partners, L.P., and is the investment adviser to Tristan Offshore Fund, Ltd. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Destination XL Group, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of May 29, 2020, Mr. Cannell beneficially owns 5,256,366 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any. F1 · ownership.nature: As of May 29, 2020, Tonga Partners, LP, Cuttyhunk II Fund. Tristan Partners, LP, and Tristan Offshore Fund, Ltd (collectively the "Cannell Investment Vehicles") owned in the aggregate 5,256,366 shares of the common stock of Destination XL Group, Inc. F2 · ownership.nature: Cannell Capital LLC acts as the investment sub-adviser to the Cuttyhunk II Fund, is the general partner of and investment adviser to Tonga Partners, LP and Tristan Partners, L.P., and is the investment adviser to Tristan Offshore Fund, Ltd. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Destination XL Group, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of May 29, 2020, Mr. Cannell beneficially owns 5,256,366 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:49 UTC |
KYEES JOHN EDirector
|
Exercise / conversionDeferred Stock · Derivative | 5,362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000032 · edgar.xml · derivative · entry 2 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,362 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on May 1, 2020, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:49 UTC |
KYEES JOHN EDirector
|
Exercise / conversionCommon Stock, $0.01 par value | 5,362 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000032 · edgar.xml · nonDerivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:13 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionRestricted Stock Units · Derivative | 8,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000031 · edgar.xml · derivative · entry 3 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,080 Underlying: Common Stock · 8,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2021 and April 1, 2022. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2021 and April 1, 2022. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:13 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionRestricted Stock Units · Derivative | 14,271 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-20-000031 · edgar.xml · derivative · entry 2 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 3, 2017 and May 17, 2018 under the 2017-2018 Long-Term Incentive Plan. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on April 3, 2017 and May 17, 2018 under the 2017-2018 Long-Term Incentive Plan. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:13 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionCommon Stock, $0.01 par value | 22,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-20-000031 · edgar.xml · nonDerivative · entry 1 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.