Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DESTINATION XL GROUP, INC.DXLG · Entity 7402 | Chief Marketing Officer | September 26, 2022 | September 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DESTINATION XL GROUP, INC.
Report date September 26, 2022 · Filed September 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 135,875 |
Ending reported balance
After 2022-09-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-09-26 · Exercise / conversion · Acquired 74,292 · Balance 148,711 Row 2 · 2022-09-26 · Exercise / conversion · Acquired 18,115 · Balance 166,826 Row 3 · 2022-09-26 · Exercise / conversion · Acquired 3,449 · Balance 170,275 Row 4 · 2022-09-27 · Sale · Disposed 34,400 · Balance 135,875 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2030-06-11 | Direct | 74,292 |
Reported balance
After 2022-09-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-09-26 · Exercise / conversion · Disposed 74,292 · Balance 74,292 F2: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options vest in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.69 · Expires 2031-03-08 | Direct | 54,346 |
Reported balance
After 2022-09-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-09-26 · Exercise / conversion · Disposed 18,115 · Balance 54,346 F3: The non-qualified stock options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The options vest in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2031-03-09 | Direct | 6,900 |
Reported balance
After 2022-09-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-09-26 · Exercise / conversion · Disposed 3,449 · Balance 6,900 F4: The non-qualified stock options represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compensation Plan. The options vest in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options vest in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022.
F3: The non-qualified stock options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The options vest in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022.
F4: The non-qualified stock options represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compensation Plan. The options vest in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2022 Filed Sep 28, 2022 21:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | SaleCommon Stock, $0.01 par value | 34,400 | $5.50 | $189,200.00 |
DisclosureSEC source: 0001062993-22-020018 · form4.xml · nonDerivative · entry 4 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,875 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 21:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,449 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-22-020018 · form4.xml · derivative · entry 7 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Underlying: Common Stock · 3,449 shares Expires 2031-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The non-qualified stock options represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compensation Plan. The options vest in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. F4 · balance_after: The non-qualified stock options represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compensation Plan. The options vest in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 21:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,115 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-22-020018 · form4.xml · derivative · entry 6 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,346 Underlying: Common Stock · 18,115 shares Expires 2031-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The options vest in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. F3 · balance_after: The non-qualified stock options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The options vest in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 21:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 74,292 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001062993-22-020018 · form4.xml · derivative · entry 5 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,292 Underlying: Common Stock · 74,292 shares Expires 2030-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options vest in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. F2 · balance_after: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options vest in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. The unvested stock options are expected to be forfeited as a result of Mr. Dhoot's expected separation of service with the Company on October 11, 2022. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 21:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $0.01 par value | 3,449 | $0.75 | $2,586.75 |
DisclosureSEC source: 0001062993-22-020018 · form4.xml · nonDerivative · entry 3 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 21:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $0.01 par value | 18,115 | $0.69 | $12,499.35 |
DisclosureSEC source: 0001062993-22-020018 · form4.xml · nonDerivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 21:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $0.01 par value | 74,292 | $0.53 | $39,374.76 |
DisclosureSEC source: 0001062993-22-020018 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Units · Derivative | 10,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018958 · form4.xml · derivative · entry 3 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Tax withholdingCommon Stock, $0.01 par value | 3,120 | $5.90 | $18,408.00 |
DisclosureSEC source: 0001062993-22-018958 · form4.xml · nonDerivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,419 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $0.01 par value | 10,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018958 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| April 09, 2022 Filed Apr 12, 2022 20:28 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantRestricted Stock Units · Derivative | 13,839 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010129 · form4.xml · derivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,839 Underlying: Common Stock · 13,839 shares Expires 2032-04-09 F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") represent the time-based portion of the 2022-2024 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest and become exercisable in four equal installments on April 9, 2023, April 1, 2024, April 1, 2025 and April 1, 2026. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 20:44 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Units · Derivative | 7,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-009225 · form4.xml · derivative · entry 4 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,174 Underlying: Common Stock · 7,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2023. F4 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2023. Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 20:44 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Units · Derivative | 10,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-009225 · form4.xml · derivative · entry 3 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 20:44 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Tax withholdingCommon Stock, $0.01 par value | 5,088 | $4.88 | $24,829.44 |
DisclosureSEC source: 0001062993-22-009225 · form4.xml · nonDerivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,909 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 20:44 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $.01 par value | 17,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-009225 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2022 Filed Mar 28, 2022 20:20 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantRestricted Stock Units · Derivative | 10,630 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008733 · form4.xml · derivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,630 Underlying: Common Stock · 10,630 shares Expires 2032-03-21 F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2019-2021 Long-Term Incentive Plan. The RSU's vest August 31, 2022. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 20:39 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | SaleCommon Stock, $.01 par value | 23,253 | $5.00 | $116,265.00 |
DisclosureSEC source: 0001062993-22-008208 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,664 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 18, 2022 Filed Jan 18, 2022 21:33 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | SaleCommon Stock, $.01 par value | 10,000 | $5.48 | $54,763.00 |
DisclosureSEC source: 0001062993-22-001180 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,917 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.36 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:12 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | SaleCommon Stock, $.01 par value | 10,000 | $6.09 | $60,900.00 |
DisclosureSEC source: 0001062993-21-013152 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,917 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 22:12 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | SaleCommon Stock, $.01 par value | 10,000 | $8.32 | $83,178.00 |
DisclosureSEC source: 0001062993-21-010921 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,917 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 20:33 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | SaleCommon Stock, $.01 par value | 10,000 | $6.27 | $62,660.00 |
DisclosureSEC source: 0001062993-21-009851 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,917 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to 6.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:46 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Units · Derivative | 7,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003264 · form4.xml · derivative · entry 3 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,349 Underlying: Common Stock · 7,174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:46 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Units · Derivative | 10,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003264 · form4.xml · derivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,158 Underlying: Common Stock · 10,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2022. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2022. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:46 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $.01 par value | 17,331 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-003264 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:22 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,413 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002582 · form4.xml · derivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,413 Underlying: Common Stock · 8,413 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:22 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantEmployee Stock Option (Right to Buy) · Derivative | 72,461 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002582 · form4.xml · derivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,461 Underlying: Common Stock · 72,461 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 19:40 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $.01 par value | 20,000 | $0.33 | $6,688.00 |
DisclosureSEC source: 0001062993-21-000332 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,586 Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 20:59 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Units · Derivative | 7,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006395 · form4.xml · derivative · entry 3 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,523 Underlying: Common Stock · 7,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on December 16, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on December 16, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 20:59 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Units · Derivative | 10,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006395 · form4.xml · derivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,315 Underlying: Common Stock · 10,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on December 16, 2019 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2021 and April 1, 2022. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on December 16, 2019 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2021 and April 1, 2022. Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 20:59 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $.01 par value | 17,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-20-006395 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into Common Stock on a one-for-one basis. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 17:57 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantEmployee Stock Option (Right to Buy) · Derivative | 148,584 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0000813298-20-000039 · edgar.xml · derivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,584 Underlying: Common Stock · 148,584 shares Expires 2030-06-11 F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.