Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 1, 2021 20:46 UTC |
Dhoot UjjwalChief Marketing Officer
|
Exercise / conversionCommon Stock, $.01 par value | 17,331 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-003264 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:41 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003256 · form4.xml · derivative · entry 3 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,211 Underlying: Common Stock · 10,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:41 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003256 · form4.xml · derivative · entry 2 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,836 Underlying: Common Stock · 11,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2022. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2022. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:41 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionCommon Stock, $0.01 par value | 21,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-003256 · form4.xml · nonDerivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:41 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003254 · form4.xml · derivative · entry 3 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 19, 2019 under the terms of the Employment Agreement dated February 19, 2019. The remaining 120,000 RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 19, 2019 under the terms of the Employment Agreement dated February 19, 2019. The remaining 120,000 RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:41 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 45,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003254 · form4.xml · derivative · entry 2 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,337 Underlying: Common Stock · 45,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:41 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.01 par value | 105,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-003254 · form4.xml · nonDerivative · entry 1 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:36 UTC |
Molloy Robert SGeneral Counsel, Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 9,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003248 · form4.xml · derivative · entry 3 Molloy Robert S · CIK 0001431242 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,188 Underlying: Common Stock · 9,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:36 UTC |
Molloy Robert SGeneral Counsel, Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 11,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003248 · form4.xml · derivative · entry 2 Molloy Robert S · CIK 0001431242 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,237 Underlying: Common Stock · 11,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2022. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2022. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:36 UTC |
Molloy Robert SGeneral Counsel, Secretary
|
Exercise / conversionCommon Stock, $0.01 par value | 20,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-003248 · form4.xml · nonDerivative · entry 1 Molloy Robert S · CIK 0001431242 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:36 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003247 · form4.xml · derivative · entry 3 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,859 Underlying: Common Stock · 4,929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:36 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 5,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003247 · form4.xml · derivative · entry 2 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,565 Underlying: Common Stock · 5,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2022. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on October 24, 2018 under the 2018-2020 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2022. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:36 UTC |
Cooney John FCAO, VP-Managing Director
|
Exercise / conversionCommon Stock, $0.01 par value | 10,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-003247 · form4.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 13:34 UTC |
Conacher Lionel F.Director
|
PurchaseCommon Stock, $0.01 par value | 50,000 | $0.91 | $45,535.00 |
DisclosureSEC source: 0001062993-21-002917 · form4.xml · nonDerivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,921 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8613 to $0.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, and/or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:23 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 21,183 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002584 · form4.xml · derivative · entry 1 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,183 Underlying: Common Stock · 21,183 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:22 UTC |
Dhoot UjjwalChief Marketing Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 8,413 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002582 · form4.xml · derivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,413 Underlying: Common Stock · 8,413 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:21 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 21,183 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002580 · form4.xml · derivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,183 Underlying: Common Stock · 21,183 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:20 UTC |
Cooney John FCAO, VP-Managing Director
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 13,803 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002577 · form4.xml · derivative · entry 1 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,803 Underlying: Common Stock · 13,803 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:19 UTC |
Jones StaceyChief Human Resources Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 11,946 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002575 · form4.xml · derivative · entry 1 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,946 Underlying: Common Stock · 11,946 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:18 UTC |
Molloy Robert SGeneral Counsel, Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 27,872 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002573 · form4.xml · derivative · entry 1 Molloy Robert S · CIK 0001431242 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,872 Underlying: Common Stock · 27,872 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:17 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 29,359 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002571 · form4.xml · derivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,359 Underlying: Common Stock · 29,359 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:16 UTC |
KANTER HARVEY SDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 86,385 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002569 · form4.xml · derivative · entry 1 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,385 Underlying: Common Stock · 86,385 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:15 UTC |
Surette AllisonSVP, GMM
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 21,183 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001062993-21-002567 · form4.xml · derivative · entry 1 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,183 Underlying: Common Stock · 21,183 shares Expires 2031-03-09 F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:23 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 55,522 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002584 · form4.xml · derivative · entry 2 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,522 Underlying: Common Stock · 55,522 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:22 UTC |
Dhoot UjjwalChief Marketing Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 72,461 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002582 · form4.xml · derivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,461 Underlying: Common Stock · 72,461 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:21 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 54,581 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002580 · form4.xml · derivative · entry 2 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,581 Underlying: Common Stock · 54,581 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:20 UTC |
Cooney John FCAO, VP-Managing Director
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 36,264 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002577 · form4.xml · derivative · entry 2 Cooney John F · CIK 0001643413 · CAO, VP-Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,264 Underlying: Common Stock · 36,264 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:19 UTC |
Jones StaceyChief Human Resources Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 49,158 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002575 · form4.xml · derivative · entry 2 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,158 Underlying: Common Stock · 49,158 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:18 UTC |
Molloy Robert SGeneral Counsel, Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 70,579 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002573 · form4.xml · derivative · entry 2 Molloy Robert S · CIK 0001431242 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,579 Underlying: Common Stock · 70,579 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:17 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 74,344 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002571 · form4.xml · derivative · entry 2 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,344 Underlying: Common Stock · 74,344 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:16 UTC |
KANTER HARVEY SDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 335,960 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002569 · form4.xml · derivative · entry 2 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,960 Underlying: Common Stock · 335,960 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:15 UTC |
Surette AllisonSVP, GMM
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 53,640 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001062993-21-002567 · form4.xml · derivative · entry 2 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,640 Underlying: Common Stock · 53,640 shares Expires 2031-03-08 F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 20:39 UTC |
Jones StaceyChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 8,054 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-001890 · form4.xml · derivative · entry 2 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,054 Underlying: Common Stock · 8,054 shares Expires 2031-02-21 F2 · derivative.exercise_date: The Restricted Stock Units ("RSUs") represent the time-based portion of the 2019-2021 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest and become exercisable in three equal installments on February 21, 2022, April 1, 2022 and April 1, 2023. F3 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 20:39 UTC |
Jones StaceyChief Human Resources Officer
|
GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 24,904 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001062993-21-001890 · form4.xml · derivative · entry 1 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,904 Underlying: Common Stock · 24,904 shares Expires 2031-02-21 F1 · derivative.exercise_date: The non-qualified stock options ("Stock Options") represents the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The Stock Options vest and become exercisable in four equal installments on February 21, 2022, April 1, 2022, April 1, 2023 and April 1, 2024. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 20:17 UTC |
MESDAG WILLEMDirector · 10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RMCP GP LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
OtherCommon Stock, $0.01 par value | 39,062 | $0.80 | $31,249.60 |
DisclosureSEC source: 0001062993-21-000831 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,765,639 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. F2 · balance_after: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,243,285 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. F2 · ownership.nature: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,243,285 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:37 UTC |
Ross IvyDirector
|
OtherCommon Stock, $0.01 par value | 5,625 | $0.80 | $4,500.00 |
DisclosureSEC source: 0001062993-21-000827 · form4.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,686 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:35 UTC |
Conacher Lionel F.Director
|
OtherCommon Stock, $0.01 par value | 23,437 | $0.80 | $18,749.60 |
DisclosureSEC source: 0001062993-21-000826 · form4.xml · nonDerivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,921 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer, Board Chair and committee chairperson fees. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:34 UTC |
Presser MitchellDirector
|
OtherCommon Stock, $0.01 par value | 39,062 | $0.80 | $31,249.60 |
DisclosureSEC source: 0001062993-21-000825 · form4.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,622 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:30 UTC |
Boyle JackDirector
|
OtherCommon Stock, $0.01 par value | 29,296 | $0.80 | $23,436.80 |
DisclosureSEC source: 0001062993-21-000821 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,534 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 20:55 UTC |
MESDAG WILLEMDirector · 10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RMCP GP LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
PurchaseCommon Stock, $0.01 par value | 126,788 | $0.37 | $47,418.71 |
DisclosureSEC source: 0001062993-21-000427 · form4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,726,577 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3625 to $0.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 15, 2021. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,204,223 shares are held directly by RMCP LLC. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 13:04 UTC |
Boyle JackDirector
|
PurchaseCommon Stock, $0.01 par value | 76,000 | $0.37 | $28,120.00 |
DisclosureSEC source: 0001062993-21-000404 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,238 Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:55 UTC |
MESDAG WILLEMDirector · 10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RMCP GP LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
PurchaseCommon Stock, $0.01 par value | 173,212 | $0.37 | $64,867.89 |
DisclosureSEC source: 0001062993-21-000427 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,599,789 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.37 to $0.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 14, 2021. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,077,435 shares are held directly by RMCP LLC. Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 21:55 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
PurchaseCommon Stock, $0.01 par value | 15,000 | $0.34 | $5,050.50 |
DisclosureSEC source: 0001062993-21-000343 · form4.xml · nonDerivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,528 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.33 to $0.3370, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 20:06 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
PurchaseCommon Stock, $0.01 par value | 6,250 | $0.32 | $2,000.00 |
DisclosureSEC source: 0001062993-21-000336 · form4.xml · nonDerivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,814 Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 19:41 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
PurchaseCommon Stock, $0.01 par value | 8,000 | $0.33 | $2,612.00 |
DisclosureSEC source: 0001062993-21-000334 · form4.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,866 Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 19:40 UTC |
Dhoot UjjwalChief Marketing Officer
|
PurchaseCommon Stock, $.01 par value | 20,000 | $0.33 | $6,688.00 |
DisclosureSEC source: 0001062993-21-000332 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,586 Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 19:39 UTC |
Molloy Robert SChief Admin.Officer, GC, Secy
|
PurchaseCommon Stock, $0.01 par value | 10,000 | $0.32 | $3,200.00 |
DisclosureSEC source: 0001062993-21-000330 · form4.xml · nonDerivative · entry 1 Molloy Robert S · CIK 0001431242 · Chief Admin.Officer, GC, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,276 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.3199 to $0.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 19:37 UTC |
KANTER HARVEY SDirector · President and CEO
|
PurchaseCommon Stock, $0.01 par value | 10,000 | $0.33 | $3,266.00 |
DisclosureSEC source: 0001062993-21-000328 · form4.xml · nonDerivative · entry 1 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,669 Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:12 UTC |
Boyle JackDirector
|
PurchaseCommon Stock, $0.01 par value | 150 | $0.30 | $45.00 |
DisclosureSEC source: 0001062993-21-000394 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,238 Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 20:59 UTC |
Dhoot UjjwalChief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006395 · form4.xml · derivative · entry 3 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,523 Underlying: Common Stock · 7,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on December 16, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on December 16, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.