Tapewire

Nasdaq · USD

DVLT

Datavault AI Inc.

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Tapewire entity
6156
SEC CIK
0001682149
Parsed reports
255

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202508
Jan 202606
Feb 202600
Mar 202604
Apr 202600
May 202604
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2019 Filed Oct 30, 2019 16:30 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-057843 · tm1920501d6_4.xml · nonDerivative · entry 1

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,156

F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer (the "Shares") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares vest in equal installments on the first, second and third anniversaries of September 1, 2019.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:30 UTC
MOYER BRETTDirector · See Remarks
GrantCommon Stock 141,733 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-057839 · tm1920501d2_4.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,711

F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer (the "Shares") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares vest in equal installments on the first, second and third anniversaries of September 1, 2019.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 16:30 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-057844 · tm1920501d7_4.xml · nonDerivative · entry 1

CUMMINS LISA M · CIK 0001407456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer (the "Shares") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares vest in equal installments on the first, second and third anniversaries of September 1, 2019.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 16:30 UTC
WILLIAMS GARYSee Remarks
GrantCommon Stock 67,308 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-057840 · tm1920501d3_4.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,403

F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer (the "Shares") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares vest in equal installments on the first, second and third anniversaries of September 1, 2019.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 16:30 UTC
Runco SamDirector
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-057845 · tm1920501d8_4.xml · nonDerivative · entry 1

Runco Sam · CIK 0001300382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer (the "Shares") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares vest in equal installments on the first, second and third anniversaries of September 1, 2019.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:30 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-057842 · tm1920501d5_4.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer (the "Shares") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares vest in equal installments on the first, second and third anniversaries of September 1, 2019.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:30 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-057841 · tm1920501d4_4.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer (the "Shares") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares vest in equal installments on the first, second and third anniversaries of September 1, 2019.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 23:05 UTC
Walsh Lisa J10% owner
GrantCommon Stock 1,000,000 $0.70 $700,000.00
Disclosure

SEC source: 0001104659-19-054732 · tm1920501d1_4.xml · nonDerivative · entry 1

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602,346

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock"), acquired in a registered direct offering conducted by the issuer on October 16, 2019 pursuant to which investors purchased shares of Common Stock at a price of $0.70 per share.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 21:04 UTC Exercise / conversionWarrants (right to buy) · Derivative 1,569 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 7

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,569 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 21:04 UTC PurchaseWarrants (right to buy) · Derivative 1,569 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 6

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569

Underlying: Common Stock · 1,569 shares

Expires 2023-02-28

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 21:04 UTC OtherWarrants (right to buy) · Derivative 1,569 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 5

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,569 shares

Expires 2023-02-28

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 21:04 UTC Exercise / conversionWarrants (right to buy) · Derivative 1,569 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 4

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,569 shares

Expires 2022-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 21:04 UTC PurchaseWarrants (right to buy) · Derivative 1,569 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 3

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569

Underlying: Common Stock · 1,569 shares

Expires 2022-02-26

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 21:04 UTC OtherWarrants (right to buy) · Derivative 1,569 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 2

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,569 shares

Expires 2022-02-26

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 21:04 UTC Exercise / conversionCommon Stock 3,138 $0.80 $2,510.40
Disclosure

SEC source: 0001144204-19-047820 · tv530902_4.xml · nonDerivative · entry 1

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
Exercise / conversionWarrants (right to buy) · Derivative 4,529 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · derivative · entry 9

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,529 shares

Expires 2021-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
PurchaseWarrants (right to buy) · Derivative 4,529 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · derivative · entry 8

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,529

Underlying: Common Stock · 4,529 shares

Expires 2021-12-23

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
PurchaseWarrants (right to buy) · Derivative 4,529 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · derivative · entry 7

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,529

Underlying: Common Stock · 4,529 shares

Expires 2021-12-23

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
OtherWarrants (right to buy) · Derivative 9,058 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · derivative · entry 6

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,058 shares

Expires 2021-12-23

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
Exercise / conversionWarrants (right to buy) · Derivative 4,529 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · derivative · entry 5

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,529 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
PurchaseWarrants (right to buy) · Derivative 4,529 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · derivative · entry 4

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,529

Underlying: Common Stock · 4,529 shares

Expires 2023-02-28

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
PurchaseWarrants (right to buy) · Derivative 4,529 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · derivative · entry 3

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,529

Underlying: Common Stock · 4,529 shares

Expires 2023-02-28

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
OtherWarrants (right to buy) · Derivative 9,058 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · derivative · entry 2

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,058 shares

Expires 2023-02-28

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:39 UTC
MOYER BRETTDirector · See Remarks
Exercise / conversionCommon Stock 9,058 $0.80 $7,246.40
Disclosure

SEC source: 0001144204-19-047807 · tv530900_4.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:43 UTC
WILLIAMS GARYSee Remarks
Exercise / conversionWarrants (right to buy) · Derivative 3,578 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047809 · tv530901_4.xml · derivative · entry 5

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,578 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:43 UTC
WILLIAMS GARYSee Remarks
PurchaseWarrants (right to buy) · Derivative 3,578 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047809 · tv530901_4.xml · derivative · entry 4

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,578

Underlying: Common Stock · 3,578 shares

Expires 2022-11-30

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:43 UTC
WILLIAMS GARYSee Remarks
PurchaseWarrants (right to buy) · Derivative 3,578 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047809 · tv530901_4.xml · derivative · entry 3

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,578

Underlying: Common Stock · 3,578 shares

Expires 2022-11-30

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:43 UTC
WILLIAMS GARYSee Remarks
OtherWarrants (right to buy) · Derivative 7,156 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001144204-19-047809 · tv530901_4.xml · derivative · entry 2

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,156 shares

Expires 2022-11-30

F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:43 UTC
WILLIAMS GARYSee Remarks
Exercise / conversionCommon Stock 3,578 $0.80 $2,862.40
Disclosure

SEC source: 0001144204-19-047809 · tv530901_4.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 34,722 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 29

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,722 shares

Expires 2023-07-20

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 34,722 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 28

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,722

Underlying: Common Stock · 34,722 shares

Expires 2023-07-20

F8 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 34,722 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 27

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,722

Underlying: Common Stock · 34,722 shares

Expires 2023-07-20

F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 69,444 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 26

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,444 shares

Expires 2023-07-20

F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 9,121 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 25

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,121 shares

Expires 2023-05-14

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 9,121 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 24

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,121

Underlying: Common Stock · 9,121 shares

Expires 2023-05-14

F8 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 9,121 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 23

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,121

Underlying: Common Stock · 9,121 shares

Expires 2023-05-14

F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 18,242 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 22

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,242 shares

Expires 2023-05-14

F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 2,454 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 21

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,454 shares

Expires 2023-05-10

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 2,454 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 20

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,454

Underlying: Common Stock · 2,454 shares

Expires 2023-05-10

F8 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 2,454 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 19

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,454

Underlying: Common Stock · 2,454 shares

Expires 2023-05-10

F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 4,908 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 18

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,908 shares

Expires 2023-05-10

F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 56,209 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 17

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,209 shares

Expires 2023-02-28

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 56,210 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 16

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,210

Underlying: Common Stock · 56,210 shares

Expires 2023-02-28

F4 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 56,209 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 15

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,209

Underlying: Common Stock · 56,209 shares

Expires 2023-02-28

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 112,419 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 14

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112,419 shares

Expires 2023-02-28

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 361,111 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 13

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 361,111 shares

Expires 2022-11-30

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 361,111 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 12

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,111

Underlying: Common Stock · 361,111 shares

Expires 2022-11-30

F6 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.60 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 361,111 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 11

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,111

Underlying: Common Stock · 361,111 shares

Expires 2022-11-30

F5 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.60 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 722,222 Not disclosed Strike: $3.60 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 10

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 722,222 shares

Expires 2022-11-30

F5 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.60 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 23,530 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 9

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,530 shares

Expires 2022-07-14

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.