Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Datavault AI Inc.WISA · Entity 6156 | 10% owner | November 15, 2019 | November 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Datavault AI Inc.
Report date November 15, 2019 · Filed November 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,676,607 |
Reported balance
After 2019-11-15 transaction · row 1
1 source rowRow 1 · 2019-11-15 · Grant · Acquired 74,261 · Balance 5,676,607 F1: The shares of common stock, par value $0.0001 per share, of the issuer were received in connection with the previously reported letter agreement with the Company that the reporting person entered into on November 3, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock, par value $0.0001 per share, of the issuer were received in connection with the previously reported letter agreement with the Company that the reporting person entered into on November 3, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 19, 2019 22:04 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantCommon Stock | 74,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-065492 · tm1923415-4_4.xml · nonDerivative · entry 1 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,676,607 F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer were received in connection with the previously reported letter agreement with the Company that the reporting person entered into on November 3, 2019. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 23:05 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantCommon Stock | 1,000,000 | $0.70 | $700,000.00 |
DisclosureSEC source: 0001104659-19-054732 · tm1920501d1_4.xml · nonDerivative · entry 1 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,602,346 F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock"), acquired in a registered direct offering conducted by the issuer on October 16, 2019 pursuant to which investors purchased shares of Common Stock at a price of $0.70 per share. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 34,722 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 29 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,722 shares Expires 2023-07-20 Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 34,722 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 28 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,722 Underlying: Common Stock · 34,722 shares Expires 2023-07-20 F8 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 34,722 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 27 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,722 Underlying: Common Stock · 34,722 shares Expires 2023-07-20 F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 69,444 | Not disclosed Strike: $3.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 26 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,444 shares Expires 2023-07-20 F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 9,121 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 25 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,121 shares Expires 2023-05-14 Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 9,121 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 24 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,121 Underlying: Common Stock · 9,121 shares Expires 2023-05-14 F8 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 9,121 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 23 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,121 Underlying: Common Stock · 9,121 shares Expires 2023-05-14 F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 18,242 | Not disclosed Strike: $3.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 22 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,242 shares Expires 2023-05-14 F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 2,454 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 21 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,454 shares Expires 2023-05-10 Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 2,454 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 20 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,454 Underlying: Common Stock · 2,454 shares Expires 2023-05-10 F8 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 2,454 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 19 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,454 Underlying: Common Stock · 2,454 shares Expires 2023-05-10 F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 4,908 | Not disclosed Strike: $3.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 18 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,908 shares Expires 2023-05-10 F7 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 56,209 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 17 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,209 shares Expires 2023-02-28 Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 56,210 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 16 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,210 Underlying: Common Stock · 56,210 shares Expires 2023-02-28 F4 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 56,209 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 15 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,209 Underlying: Common Stock · 56,209 shares Expires 2023-02-28 F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 112,419 | Not disclosed Strike: $5.40 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 14 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,419 shares Expires 2023-02-28 F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 361,111 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 13 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 361,111 shares Expires 2022-11-30 Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 361,111 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 12 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,111 Underlying: Common Stock · 361,111 shares Expires 2022-11-30 F6 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.60 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 361,111 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 11 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,111 Underlying: Common Stock · 361,111 shares Expires 2022-11-30 F5 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.60 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 722,222 | Not disclosed Strike: $3.60 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 10 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 722,222 shares Expires 2022-11-30 F5 · price: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.60 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 23,530 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 9 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,530 shares Expires 2022-07-14 Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 23,529 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 8 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,529 Underlying: Common Stock · 23,529 shares Expires 2022-07-14 F4 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 23,530 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 7 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,530 Underlying: Common Stock · 23,530 shares Expires 2022-07-14 F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 47,059 | Not disclosed Strike: $5.40 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 6 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,059 shares Expires 2022-07-14 F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 32,680 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 5 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,680 shares Expires 2021-11-18 Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 32,680 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 4 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,680 Underlying: Common Stock · 32,680 shares Expires 2021-11-18 F4 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 32,680 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 3 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,680 Underlying: Common Stock · 32,680 shares Expires 2021-11-18 F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 65,360 | Not disclosed Strike: $5.40 | Not disclosed |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 2 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,360 shares Expires 2021-11-18 F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:59 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherCommon Stock | 519,827 | $0.80 | $415,861.60 |
DisclosureSEC source: 0001144204-19-047817 · tv530899_4.xml · nonDerivative · entry 1 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,602,346 F1 · shares: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019. F2 · balance_after: Includes an additional 1 share of common stock of the issuer that was omitted in the reporting person's Form 3 that was filed on July 31, 2018 due to an inadvertent administrative error. Read SEC document |
| April 18, 2019 Filed Apr 23, 2019 00:52 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantSeries A 8% Senior Convertible Preferred Stock · Derivative | 250,000 | $4.00 Strike: $4.00 | $1,000,000.00 |
DisclosureSEC source: 0001144204-19-020608 · tv519449_4.xml · derivative · entry 1 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Subject to a floor price of $1.50 and to adjustment under the issuer's Certificate of Designations of the Preferences, Rights and Limitations of the Series A 8% Senior Convertible Preferred Stock (the "Preferred Stock"). F3 · derivative.exercise_price: Assumes a fixed conversion price of $4.00. F1 · price: Subject to a floor price of $1.50 and to adjustment under the issuer's Certificate of Designations of the Preferences, Rights and Limitations of the Series A 8% Senior Convertible Preferred Stock (the "Preferred Stock"). F3 · price: Assumes a fixed conversion price of $4.00. F2 · derivative.expiration_date: The Preferred Stock has no expiration date and shall be convertible into an aggregate of 250,000 shares of common stock at the option of the holder, assuming a fixed conversion price of $4.00. F3 · derivative.underlying_shares: Assumes a fixed conversion price of $4.00. Read SEC document |
| July 26, 2018 Filed Feb 15, 2019 11:09 UTC | Datavault AI Inc. WISA · Entity 6156 | ConversionCommon Stock | 26,980 | $3.75 | $101,175.00 |
DisclosureSEC source: 0001144204-19-008535 · tv513900_5.xml · nonDerivative · entry 1 Walsh Lisa J · CIK 0001748535 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,082,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 26,980 shares of common stock that were not reported in a Form 4 filing due to an inadvertent administrative error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.