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Nasdaq · USD

DVLT

Datavault AI Inc.

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6156
SEC CIK
0001682149
Parsed reports
255

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202508
Jan 202606
Feb 202600
Mar 202604
Apr 202600
May 202604
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2025 Filed Nov 27, 2025 02:52 UTC GrantCommon Stock 211,203 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116549 · tm2532335-3_4seq1.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,565

F1 · shares: 211,203 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 27, 2025 02:57 UTC
MOYER BRETTDirector · See Remarks
GrantCommon Stock 2,698,543 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116556 · tm2532335-10_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,787,614

F1 · shares: 2,698,543 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 27, 2025 02:56 UTC GrantCommon Stock 211,203 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116555 · tm2532335-9_4seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,565

F1 · shares: 211,203 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 26, 2025 21:52 UTC
Mbugua StanleySee Remarks
GrantCommon Stock 764,812 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116548 · tm2532335-2_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,081,011

F1 · shares: 764,812 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 27, 2025 02:55 UTC GrantCommon Stock 211,203 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116553 · tm2532335-7_4seq1.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,566

F1 · shares: 211,203 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

Read SEC document
November 25, 2025 Filed Nov 27, 2025 02:56 UTC GrantCommon Stock 211,203 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116554 · tm2532335-8_4seq1.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,566

F1 · shares: 211,203 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 27, 2025 02:53 UTC GrantCommon Stock 211,203 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116550 · tm2532335-4_4seq1.xml · nonDerivative · entry 1

Tobias Robert · CIK 0001803259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,565

F1 · shares: 211,203 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 27, 2025 02:54 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,336,441 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116551 · tm2532335-5_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,504,944

F2 · shares: 1,336,441 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

F2 · balance_after: 1,336,441 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 27, 2025 02:54 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 3,823,798 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116551 · tm2532335-5_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,539,275

F1 · shares: 3,823,798 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 29, 2025 02:44 UTC OtherWarrant to Purchase Common Stock · Derivative 263,914,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-302821 · ownership.xml · derivative · entry 3

Scilex Holding Co · CIK 0001820190 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 263,914,094 shares

Expires not disclosed

F1 · derivative.expiration_date: The warrant expired on November 25, 2025 upon exercise in full in accordance with its terms.

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November 25, 2025 Filed Nov 29, 2025 02:44 UTC OtherCommon Stock 263,914,094 $0.00 $26,391.41
Disclosure

SEC source: 0001193125-25-302821 · ownership.xml · nonDerivative · entry 1

Scilex Holding Co · CIK 0001820190 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,524,859

Read SEC document
November 21, 2025 Filed Nov 25, 2025 23:56 UTC
MOYER BRETTDirector · See Remarks
SaleCommon Stock 28,594 $2.44 $69,757.92
Disclosure

SEC source: 0001104659-25-116083 · tm2532220d3_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,089,071

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.355 to $2.495. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 21, 2025 Filed Nov 25, 2025 18:52 UTC
Mbugua StanleySee Remarks
SaleCommon Stock 8,219 $2.44 $20,051.07
Disclosure

SEC source: 0001104659-25-116081 · tm2532220-1_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,199

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.355 to $2.495. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 21, 2025 Filed Nov 25, 2025 23:54 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 7,315 $2.44 $17,845.67
Disclosure

SEC source: 0001104659-25-116082 · tm2532220-2_4seq1.xml · nonDerivative · entry 3

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,168,503

F4 · kind: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Ms. Choi to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F4 · shares: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Ms. Choi to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.355 to $2.495. The reporting person and the spouse of the reporting person, Sonia Choi ("Ms. Choi") undertake to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

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November 21, 2025 Filed Nov 25, 2025 23:54 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 20,493 $2.44 $49,994.72
Disclosure

SEC source: 0001104659-25-116082 · tm2532220-2_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,715,477

F1 · kind: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.355 to $2.495. The reporting person and the spouse of the reporting person, Sonia Choi ("Ms. Choi") undertake to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
September 23, 2025 Filed Sep 25, 2025 23:37 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-093471 · tm2527006-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 12,109,002

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 180,000 shares of Common Stock of the issuer were transferred by EOS to a third party in pursuant to a side letter, dated as of September 23, 2025, (the "Side Letter") in connection with a consulting agreement, dated as of August 19, 2025 (the "Consulting Agreement"). Both the Consulting Agreement and the Side letter are by and between EOS and the consultant under the Consulting Agreement.

F2 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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September 07, 2025 Filed Sep 9, 2025 21:20 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 10,000,000 $0.32 $3,200,000.00
Disclosure

SEC source: 0001104659-25-088683 · tm2525675-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 12,289,002

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 10,000,000 shares of Common Stock of the issuer were issued to EOS pursuant to an amendment and conversion agreement, dated as of September 7, 2025 (the "EOS Note Amendment") between EOS and the issuer, to the Convertible Promissory Note (the "EOS Note") issued to EOS on December 31, 2024 in the original principal amount of $10,000,000. Pursuant to the EOS Note Amendment, EOS converted (the "EOS Note Conversion") $3,200,000 of the balance of the EOS Note into 10,000,000 shares of the issuer's Common Stock, at a conversion price of $0.32 per share, and the floor price set forth in the EOS Note was waived and did not apply to the EOS Note Conversion.

F2 · balance_after: Mr. Bradley, as an officer and sole director of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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August 28, 2025 Filed Sep 3, 2025 00:50 UTC
MOYER BRETTDirector · See Remarks
SaleCommon Stock 130,754 $0.40 $52,301.60
Disclosure

SEC source: 0001104659-25-086569 · tm2525035-2_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,117,665

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · balance_after: On June 27, 2025, the reporting person filed a Form 4 which inadvertently did not report 350,000 shares of Common Stock of the issuer which were received by the reporting person on June 25, 2025, as compensation for his service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. Accordingly, the number of securities reported as beneficially owned in this filing includes the grant of 350,000 shares previously omitted from the prior filing.

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August 28, 2025 Filed Sep 2, 2025 20:51 UTC
Mbugua StanleySee Remarks
SaleCommon Stock 33,920 $0.40 $13,568.00
Disclosure

SEC source: 0001104659-25-086570 · tm2525035-3_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,418

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · balance_after: On June 27, 2025, the reporting person filed a Form 4 which inadvertently did not report 120,000 shares of Common Stock of the issuer which were received by the reporting person on June 25, 2025, as compensation for his service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. Accordingly, the number of securities reported as beneficially owned in this filing includes the grant of 120,000 shares previously omitted from the prior filing.

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August 28, 2025 Filed Sep 3, 2025 01:04 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 4,862 $0.40 $1,944.80
Disclosure

SEC source: 0001104659-25-086573 · tm2525035-1_4seq1.xml · nonDerivative · entry 3

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,175,818

F3 · kind: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Mr. Bradley's spouse, Sonia Choi ("Ms. Choi") to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F3 · shares: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Mr. Bradley's spouse, Sonia Choi ("Ms. Choi") to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F4 · balance_after: On June 27, 2025, July 14, 2025, August 4, 2025, August 12, 2025, and August 20, 2025, Mr. Bradley filed Form 4's which inadvertently did not report 200,000 shares of Common Stock of the issuer which were received by Ms. Choi on June 25, 2025, as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. Accordingly, the number of securities reported as beneficially owned in this filing includes the grant of 200,000 shares previously omitted from the prior filings. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.

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August 28, 2025 Filed Sep 3, 2025 01:04 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 29,391 $0.40 $11,756.40
Disclosure

SEC source: 0001104659-25-086573 · tm2525035-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,735,970

F1 · kind: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

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August 19, 2025 Filed Aug 21, 2025 00:42 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 110,909 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-081012 · tm2524022-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 2,289,002

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 110,909 shares of Common Stock of the issuer were transferred by EOS to a third party in connection with a consulting agreement, dated as of August 19, 2025 (the "Consulting Agreement"), by and between EOS and the consultant under the Consulting Agreement.

F2 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

Read SEC document
August 08, 2025 Filed Aug 13, 2025 01:22 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-077038 · tm2523337-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 2,399,911

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 1,000,000 shares of Common Stock of the issuer were transferred by EOS to a third party in connection with a services agreement, dated as of August 8, 2025 (the "Services Agreement"), by and between EOS and the services provider under the Services Agreement.

F2 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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July 31, 2025 Filed Aug 4, 2025 10:29 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-073302 · tm2522136-1_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 3,399,911

F2 · shares: An aggregate of 300,000 shares of Common Stock of the issuer were transferred by EOS to two separate third parties in connection with one Settlement Agreement and Release, dated as of July 31, 2025, by and between EOS, Mr. Bradley, and one of the third parties receiving shares of Common Stock.

F3 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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July 30, 2025 Filed Aug 4, 2025 10:29 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-073302 · tm2522136-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 3,699,911

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 300,000 shares of Common Stock of the issuer were transferred by EOS to a third party in connection with that certain Settlement Agreement and Release of all Claims, dated as of July 30, 2025, by and between the issuer, Mr. Bradley, and various other parties.

F3 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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July 10, 2025 Filed Jul 14, 2025 22:03 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-067815 · tm2520884-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,765,361

F1 · shares: 500,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal instalments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as Mr. Bradley remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:41 UTC GrantCommon Stock 26,372 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063735 · tm2519302-5_4seq1.xml · nonDerivative · entry 1

Briskey Kimberly · CIK 0002027054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,669

F1 · shares: 26,372 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:46 UTC
Wilson WendyDirector
GrantCommon Stock 26,372 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063740 · tm2519302-10_4seq1.xml · nonDerivative · entry 1

Wilson Wendy · CIK 0001862057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,366

F1 · shares: 26,372 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:45 UTC GrantCommon Stock 26,372 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063738 · tm2519302-8_4seq1.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,362

F1 · shares: 26,372 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:37 UTC
MOYER BRETTDirector · See Remarks
GrantCommon Stock 175,124 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063730 · tm2519302d1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 898,419

F1 · shares: 175,124 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:38 UTC GrantCommon Stock 26,372 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063732 · tm2519302-2_4seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,362

F1 · shares: 26,372 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 27, 2025 20:46 UTC
Mbugua StanleySee Remarks
GrantCommon Stock 45,605 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063739 · tm2519302-9_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,338

F1 · kind: 45,605 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F1 · shares: 45,605 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:44 UTC GrantCommon Stock 26,372 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063737 · tm2519302-7_4seq1.xml · nonDerivative · entry 1

Tobias Robert · CIK 0001803259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,362

F1 · shares: 26,372 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:40 UTC GrantCommon Stock 26,372 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063734 · tm2519302-4_4seq1.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,363

F1 · shares: 26,372 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:42 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 54,726 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063736 · tm2519302-6_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,980,680

F2 · shares: 54,726 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

F3 · balance_after: Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.

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June 25, 2025 Filed Jun 28, 2025 00:42 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 218,905 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063736 · tm2519302-6_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,265,361

F1 · shares: 218,905 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as Mr. Bradley remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:40 UTC GrantCommon Stock 26,372 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063733 · tm2519302-3_4seq1.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,363

F1 · shares: 26,372 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:42 UTC GrantCommon Stock 74,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019198 · tm257944-5_4seq1.xml · nonDerivative · entry 1

Briskey Kimberly · CIK 0002027054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,297

F1 · shares: 74,334 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:46 UTC
Wilson WendyDirector
GrantCommon Stock 74,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019209 · tm257944-10_4seq1.xml · nonDerivative · entry 1

Wilson Wendy · CIK 0001862057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,994

F1 · shares: 74,334 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:45 UTC GrantCommon Stock 74,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019206 · tm257944-8_4seq1.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,990

F1 · shares: 74,334 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:38 UTC
MOYER BRETTDirector · See Remarks
GrantCommon Stock 480,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019186 · tm257944-1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723,295

F1 · shares: 480,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:40 UTC GrantCommon Stock 74,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019189 · tm257944-2_4seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,990

F1 · shares: 74,334 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 16:46 UTC
Mbugua StanleySee Remarks
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019208 · tm257944-9_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,733

F1 · kind: 125,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

F1 · shares: 125,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:44 UTC GrantCommon Stock 74,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019204 · tm257944-7_4seq1.xml · nonDerivative · entry 1

Tobias Robert · CIK 0001803259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,990

F1 · shares: 74,334 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:43 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019202 · tm257944-6_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,925,954

F2 · kind: 150,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date

F1 · balance_after: Nathaniel Bradley ("Mr. Bradley") disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.

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February 26, 2025 Filed Feb 28, 2025 21:42 UTC GrantCommon Stock 74,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019196 · tm257944-4_4seq1.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,991

F1 · shares: 74,334 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:41 UTC GrantCommon Stock 74,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019195 · tm257944-3_4seq1.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,991

F1 · shares: 74,334 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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December 31, 2024 Filed Jan 13, 2025 21:07 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 600,000 $2.05 $1,230,000.00
Disclosure

SEC source: 0001104659-25-003040 · tm252944-4_4seq1.xml · nonDerivative · entry 4

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

Data Vault Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

F4 · security: Issuable upon the vesting of restricted stock units ("RSU"), each of which represents the right to receive one share of Common Stock, subject to the vesting terms of such RSU. The RSUs were received as compensation for Mr. Bradley's service as an officer of the issuer. The RSUs are scheduled to vest in equal installments with the initial 50,000 of such shares vesting on June 20, 2025, and thereafter, on each September 20th, December 20th, March 20th and June 20th, so long as Mr. Bradley remains in the service of the issuer on each such date.

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December 31, 2024 Filed Jan 13, 2025 21:07 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 2,775,954 $2.05 $5,690,705.70
Disclosure

SEC source: 0001104659-25-003040 · tm252944-4_4seq1.xml · nonDerivative · entry 3

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

Data Vault Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,775,954

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") distributed by Data Vault Holdings Inc. ("Data Vault") to certain shareholders of Data Vault's on a pro rata basis in connection with a stock dividend.

F3 · balance_after: Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.

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December 31, 2024 Filed Jan 13, 2025 21:07 UTC
BRADLEY NATHANIEL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 3,446,456 $2.05 $7,065,234.80
Disclosure

SEC source: 0001104659-25-003040 · tm252944-4_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

Data Vault Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,446,456

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") distributed by Data Vault Holdings Inc. ("Data Vault") to certain shareholders of Data Vault's on a pro rata basis in connection with a stock dividend.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.