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DUK

Duke Energy CORP

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2925
SEC CIK
0001326160
Parsed reports
816

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202605
Mar 202603
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2019 Filed Feb 15, 2019 11:12 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 20,053 $89.59 $1,796,548.27
Disclosure

SEC source: 0001326160-19-000020 · wf-form4_155024714642254.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:16 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Exercise / conversionPerformance Shares · Derivative 88,475 $0.00 Strike: $89.59 $0.00
Disclosure

SEC source: 0001326160-19-000027 · wf-form4_155024739308299.xml · derivative · entry 5

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:16 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 37,875 $89.59 $3,393,221.25
Disclosure

SEC source: 0001326160-19-000027 · wf-form4_155024739308299.xml · nonDerivative · entry 2

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,706

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:16 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Exercise / conversionCommon Stock 88,475 $89.59 $7,926,475.25
Disclosure

SEC source: 0001326160-19-000027 · wf-form4_155024739308299.xml · nonDerivative · entry 1

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount increased due to dividend reinvestment.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:16 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
Exercise / conversionPerformance Shares · Derivative 6,563 $0.00 Strike: $89.59 $0.00
Disclosure

SEC source: 0001326160-19-000026 · wf-form4_155024736019689.xml · derivative · entry 4

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:16 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
Tax withholdingCommon Stock 1,961 $89.59 $175,685.99
Disclosure

SEC source: 0001326160-19-000026 · wf-form4_155024736019689.xml · nonDerivative · entry 2

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,698

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:16 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
Exercise / conversionCommon Stock 6,563 $89.59 $587,979.17
Disclosure

SEC source: 0001326160-19-000026 · wf-form4_155024736019689.xml · nonDerivative · entry 1

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:15 UTC
ESAMANN DOUGLAS FEVPEnergySolutions&PresMidW&FL
Exercise / conversionPerformance Shares · Derivative 9,723 $0.00 Strike: $89.59 $0.00
Disclosure

SEC source: 0001326160-19-000025 · wf-form4_155024732208156.xml · derivative · entry 3

ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:15 UTC
ESAMANN DOUGLAS FEVPEnergySolutions&PresMidW&FL
Tax withholdingCommon Stock 2,883 $89.59 $258,287.97
Disclosure

SEC source: 0001326160-19-000025 · wf-form4_155024732208156.xml · nonDerivative · entry 2

ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,591

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:15 UTC
ESAMANN DOUGLAS FEVPEnergySolutions&PresMidW&FL
Exercise / conversionCommon Stock 9,723 $89.59 $871,083.57
Disclosure

SEC source: 0001326160-19-000025 · wf-form4_155024732208156.xml · nonDerivative · entry 1

ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount increased due to dividend reinvestment.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:15 UTC Exercise / conversionPerformance Shares · Derivative 13,782 $0.00 Strike: $89.59 $0.00
Disclosure

SEC source: 0001326160-19-000024 · wf-form4_155024729036123.xml · derivative · entry 4

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:15 UTC Tax withholdingCommon Stock 4,482 $89.59 $401,542.38
Disclosure

SEC source: 0001326160-19-000024 · wf-form4_155024729036123.xml · nonDerivative · entry 2

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,869

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:15 UTC Exercise / conversionCommon Stock 13,782 $89.59 $1,234,729.38
Disclosure

SEC source: 0001326160-19-000024 · wf-form4_155024729036123.xml · nonDerivative · entry 1

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:13 UTC
Jacobs Dwight L.SVP,Chief Acct Off,Controller
Exercise / conversionPerformance Shares · Derivative 2,033 $0.00 Strike: $89.59 $0.00
Disclosure

SEC source: 0001326160-19-000022 · wf-form4_155024722270533.xml · derivative · entry 3

Jacobs Dwight L. · CIK 0001742689 · SVP,Chief Acct Off,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:13 UTC
Jacobs Dwight L.SVP,Chief Acct Off,Controller
Tax withholdingCommon Stock 646 $89.59 $57,875.14
Disclosure

SEC source: 0001326160-19-000022 · wf-form4_155024722270533.xml · nonDerivative · entry 2

Jacobs Dwight L. · CIK 0001742689 · SVP,Chief Acct Off,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:13 UTC
Jacobs Dwight L.SVP,Chief Acct Off,Controller
Exercise / conversionCommon Stock 2,033 $89.59 $182,136.47
Disclosure

SEC source: 0001326160-19-000022 · wf-form4_155024722270533.xml · nonDerivative · entry 1

Jacobs Dwight L. · CIK 0001742689 · SVP,Chief Acct Off,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:14 UTC
JANSON JULIA SEVP/Ext Affairs/CLO/Corp Sec
Exercise / conversionPerformance Shares · Derivative 11,485 $0.00 Strike: $89.59 $0.00
Disclosure

SEC source: 0001326160-19-000023 · wf-form4_155024725800839.xml · derivative · entry 4

JANSON JULIA S · CIK 0001227045 · EVP/Ext Affairs/CLO/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:14 UTC
JANSON JULIA SEVP/Ext Affairs/CLO/Corp Sec
Tax withholdingCommon Stock 3,454 $89.59 $309,443.86
Disclosure

SEC source: 0001326160-19-000023 · wf-form4_155024725800839.xml · nonDerivative · entry 2

JANSON JULIA S · CIK 0001227045 · EVP/Ext Affairs/CLO/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,136

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:14 UTC
JANSON JULIA SEVP/Ext Affairs/CLO/Corp Sec
Exercise / conversionCommon Stock 11,485 $89.59 $1,028,941.15
Disclosure

SEC source: 0001326160-19-000023 · wf-form4_155024725800839.xml · nonDerivative · entry 1

JANSON JULIA S · CIK 0001227045 · EVP/Ext Affairs/CLO/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:13 UTC
Yates Lloyd MEVPCust&DelivOps;PresCarolinas
Exercise / conversionPerformance Shares · Derivative 14,586 $0.00 Strike: $89.59 $0.00
Disclosure

SEC source: 0001326160-19-000021 · wf-form4_155024718945109.xml · derivative · entry 4

Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:13 UTC
Yates Lloyd MEVPCust&DelivOps;PresCarolinas
Tax withholdingCommon Stock 4,841 $89.59 $433,705.19
Disclosure

SEC source: 0001326160-19-000021 · wf-form4_155024718945109.xml · nonDerivative · entry 2

Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,929

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:13 UTC
Yates Lloyd MEVPCust&DelivOps;PresCarolinas
Exercise / conversionCommon Stock 14,586 $89.59 $1,306,759.74
Disclosure

SEC source: 0001326160-19-000021 · wf-form4_155024718945109.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:31 UTC GrantCommon Stock 594.624 $85.01 $50,548.99
Disclosure

SEC source: 0001326160-19-000004 · wf-form4_154706949388665.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594.624

Read SEC document
December 19, 2018 Filed Dec 21, 2018 15:01 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 358 $87.23 $31,228.34
Disclosure

SEC source: 0001326160-18-000210 · wf-form4_154542249962830.xml · derivative · entry 1

SALADRIGAS CARLOS A · CIK 0001031100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,382

Underlying: Common Stock · 358 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 20:02 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 201 $87.23 $17,533.23
Disclosure

SEC source: 0001326160-18-000211 · wf-form4_154542253834598.xml · derivative · entry 1

HYLER JAMES B JR · CIK 0001191108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,103

Underlying: Common Stock · 201 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 20:01 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 358 $87.23 $31,228.34
Disclosure

SEC source: 0001326160-18-000209 · wf-form4_154542246151101.xml · derivative · entry 1

MOORMAN CHARLES W · CIK 0001186073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Common Stock · 358 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:10 UTC
YOHO FRANK HEVP&Pres Natural Gas Business
Tax withholdingCommon Stock 2,527 $82.63 $208,806.01
Disclosure

SEC source: 0001326160-18-000200 · wf-form4_154117143604501.xml · nonDerivative · entry 1

YOHO FRANK H · CIK 0001238195 · EVP&Pres Natural Gas Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,687

Read SEC document
October 03, 2018 Filed Oct 4, 2018 14:32 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 395 $79.19 $31,280.05
Disclosure

SEC source: 0001326160-18-000191 · wf-form4_153867790919129.xml · derivative · entry 1

SALADRIGAS CARLOS A · CIK 0001031100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,965

Underlying: Common Stock · 395 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 18:31 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 395 $79.19 $31,280.05
Disclosure

SEC source: 0001326160-18-000190 · wf-form4_153867788229916.xml · derivative · entry 1

MOORMAN CHARLES W · CIK 0001186073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,123

Underlying: Common Stock · 395 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 18:31 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 221 $79.19 $17,500.99
Disclosure

SEC source: 0001326160-18-000189 · wf-form4_153867784898505.xml · derivative · entry 1

HYLER JAMES B JR · CIK 0001191108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,375

Underlying: Common Stock · 221 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 16:17 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 4,279 $81.54 $348,926.78
Disclosure

SEC source: 0001326160-18-000182 · wf-form4_153445064128484.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 10, 2018 Filed Aug 15, 2018 10:19 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 4,950 $80.98 $400,851.00
Disclosure

SEC source: 0001326160-18-000180 · wf-form4_153434275743960.xml · nonDerivative · entry 2

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hope Family Investments, LLC

Disclosed balance after: 0

Read SEC document
August 10, 2018 Filed Aug 15, 2018 10:19 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 2,050 $80.98 $166,009.00
Disclosure

SEC source: 0001326160-18-000180 · wf-form4_153434275743960.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279

Read SEC document
August 10, 2018 Filed Feb 15, 2019 11:17 UTC Amendment
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 2,050 $80.98 $166,009.00
Disclosure

SEC source: 0001326160-19-000028 · wf-form4a_155024742830876.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,635

F1 · balance_after: 30,356 previously reported shares were inadvertently excluded from the total amount of securities beneficially owned. A subsequent Form 4 filed on August 15, 2018, also failed to include the beneficially owned shares.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:19 UTC
Anderson Melissa H.EVP,Administration&Chief HROff
SaleCommon Stock 500 $81.76 $40,880.00
Disclosure

SEC source: 0001326160-18-000178 · wf-form4_153367317273216.xml · nonDerivative · entry 1

Anderson Melissa H. · CIK 0001631925 · EVP,Administration&Chief HROff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,096

Read SEC document
July 10, 2018 Filed Jul 11, 2018 16:20 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 393 $79.52 $31,251.36
Disclosure

SEC source: 0001326160-18-000168 · wf-form4_153134041016958.xml · derivative · entry 1

SALADRIGAS CARLOS A · CIK 0001031100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,475

Underlying: Common Stock · 393 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 20:20 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 393 $79.52 $31,251.36
Disclosure

SEC source: 0001326160-18-000169 · wf-form4_153134044187825.xml · derivative · entry 1

MOORMAN CHARLES W · CIK 0001186073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,619

Underlying: Common Stock · 393 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 20:19 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 220 $79.52 $17,494.40
Disclosure

SEC source: 0001326160-18-000167 · wf-form4_153134037907466.xml · derivative · entry 1

HYLER JAMES B JR · CIK 0001191108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,791

Underlying: Common Stock · 220 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
May 17, 2018 Filed Mar 15, 2019 20:20 UTC GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001326160-19-000102 · wf-form4_155268119915076.xml · nonDerivative · entry 1

Herron John T · CIK 0001478475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,280

F1 · balance_after: Reflects an increase due to dividend reinvestment.

Read SEC document
May 15, 2018 Filed May 16, 2018 16:26 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001326160-18-000149 · wf-form4_152650236149470.xml · nonDerivative · entry 3

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,684

Read SEC document
May 15, 2018 Filed May 16, 2018 16:26 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 1,000 $76.99 $76,990.00
Disclosure

SEC source: 0001326160-18-000149 · wf-form4_152650236149470.xml · nonDerivative · entry 2

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,334

Read SEC document
May 15, 2018 Filed May 16, 2018 16:26 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 2,800 $76.98 $215,546.80
Disclosure

SEC source: 0001326160-18-000149 · wf-form4_152650236149470.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,334

Read SEC document
May 15, 2018 Filed May 16, 2018 20:25 UTC GiftCommon Stock 2,006.018 $0.00 $0.00
Disclosure

SEC source: 0001326160-18-000148 · wf-form4_152650230095527.xml · nonDerivative · entry 2

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Thomas E. Skains Revocable Trust

Disclosed balance after: 20,422.018

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May 15, 2018 Filed May 16, 2018 20:25 UTC GiftCommon Stock 2,006.018 $0.00 $0.00
Disclosure

SEC source: 0001326160-18-000148 · wf-form4_152650230095527.xml · nonDerivative · entry 1

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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May 14, 2018 Filed May 15, 2018 16:22 UTC SaleCommon Stock 2,006 $77.94 $156,337.61
Disclosure

SEC source: 0001326160-18-000143 · wf-form4_152641574804278.xml · nonDerivative · entry 1

FORSGREN JOHN H · CIK 0001082843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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May 14, 2018 Filed May 15, 2018 20:24 UTC SaleCommon Stock 2,006 $77.49 $155,436.92
Disclosure

SEC source: 0001326160-18-000144 · wf-form4_152641576571145.xml · nonDerivative · entry 1

MCKEE E MARIE · CIK 0001195421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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May 14, 2018 Filed May 16, 2018 20:27 UTC GiftCommon Stock 2,205 $0.00 $0.00
Disclosure

SEC source: 0001326160-18-000150 · wf-form4_152650242342374.xml · nonDerivative · entry 2

CRAVER THEODORE F JR · CIK 0001187019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Craver living trust

Disclosed balance after: 2,238

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May 14, 2018 Filed May 16, 2018 20:27 UTC GiftCommon Stock 2,205 $0.00 $0.00
Disclosure

SEC source: 0001326160-18-000150 · wf-form4_152650242342374.xml · nonDerivative · entry 1

CRAVER THEODORE F JR · CIK 0001187019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

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May 03, 2018 Filed May 7, 2018 16:33 UTC GrantCommon Stock 2,006.018 $79.76 $160,000.00
Disclosure

SEC source: 0001326160-18-000114 · wf-form4_152572517016979.xml · nonDerivative · entry 1

FORSGREN JOHN H · CIK 0001082843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006.018

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May 03, 2018 Filed May 7, 2018 16:53 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 2,006.018 $79.76 $160,000.00
Disclosure

SEC source: 0001326160-18-000126 · wf-form4_152572641233511.xml · derivative · entry 1

SALADRIGAS CARLOS A · CIK 0001031100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,574

Underlying: Common Stock · 2,006.018 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.