Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Duke Energy CORPDUK · Entity 2925 | EVPEnrgySol&PresMidW&FL&NatGas | February 27, 2021 | March 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Duke Energy CORP
Report date February 27, 2021 · Filed March 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,218 |
Ending reported balance
After 2021-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-27 · Tax withholding · Disposed 807 · Balance 94,054 Row 2 · 2021-02-28 · Tax withholding · Disposed 836 · Balance 93,218 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2021 Filed Mar 2, 2021 16:28 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 836 | $85.59 | $71,553.24 |
DisclosureSEC source: 0001326160-21-000095 · wf-form4_161472047840353.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,218 Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 16:28 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 807 | $85.59 | $69,071.13 |
DisclosureSEC source: 0001326160-21-000095 · wf-form4_161472047840353.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,054 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:33 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 7,303 | $87.34 | $637,844.02 |
DisclosureSEC source: 0001326160-21-000085 · wf-form4_161437874902431.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,861 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 16:19 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 937 | $88.43 | $82,858.91 |
DisclosureSEC source: 0001326160-21-000055 · wf-form4_161411515245892.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,558 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 18:00 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 14,934 | $0.00 Strike: $93.32 | $0.00 |
DisclosureSEC source: 0001326160-21-000034 · wf-form4_161308442574766.xml · derivative · entry 3 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,934 Underlying: Common Stock · 14,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 18:00 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 5,064 | $93.32 | $472,572.48 |
DisclosureSEC source: 0001326160-21-000034 · wf-form4_161308442574766.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,495 F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 18:00 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 14,934 | $93.32 | $1,393,640.88 |
DisclosureSEC source: 0001326160-21-000034 · wf-form4_161308442574766.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Feb 8, 2021 16:19 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-21-000012 · wf-form5_161281912467041.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,546 Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 17:42 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 836 | $91.70 | $76,661.20 |
DisclosureSEC source: 0001326160-20-000099 · wf-form4_158318894009519.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,296 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 17:42 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 807 | $94.99 | $76,656.93 |
DisclosureSEC source: 0001326160-20-000099 · wf-form4_158318894009519.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,132 Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 16:16 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 737 | $102.43 | $75,490.91 |
DisclosureSEC source: 0001326160-20-000072 · wf-form4_158266536921141.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,939 Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 16:48 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 6,289 | $101.42 | $637,830.38 |
DisclosureSEC source: 0001326160-20-000048 · wf-form4_158223528119993.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,676 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:21 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 14,902 | $0.00 Strike: $96.23 | $0.00 |
DisclosureSEC source: 0001326160-20-000017 · wf-form4_158154604370672.xml · derivative · entry 3 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:21 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 5,098 | $96.23 | $490,580.54 |
DisclosureSEC source: 0001326160-20-000017 · wf-form4_158154604370672.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,387 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:21 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 14,902 | $96.23 | $1,434,019.46 |
DisclosureSEC source: 0001326160-20-000017 · wf-form4_158154604370672.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 16:13 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 1,100 | $92.45 | $101,689.50 |
DisclosureSEC source: 0001326160-19-000197 · wf-form4_156754161470489.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,622 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 16:13 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 3,330 | $92.44 | $307,831.86 |
DisclosureSEC source: 0001326160-19-000197 · wf-form4_156754161470489.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,722 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:32 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 836 | $89.66 | $74,955.76 |
DisclosureSEC source: 0001326160-19-000097 · wf-form4_155173513035458.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,052 Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:51 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 5,416 | $89.28 | $483,540.48 |
DisclosureSEC source: 0001326160-19-000069 · wf-form4_155139068240340.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,888 Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:13 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 597 | $89.91 | $53,676.27 |
DisclosureSEC source: 0001326160-19-000049 · wf-form4_155121921360354.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,472 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 22:13 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 522 | $89.91 | $46,933.02 |
DisclosureSEC source: 0001326160-19-000049 · wf-form4_155121921360354.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,069 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:15 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 9,723 | $0.00 Strike: $89.59 | $0.00 |
DisclosureSEC source: 0001326160-19-000025 · wf-form4_155024732208156.xml · derivative · entry 3 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:15 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 2,883 | $89.59 | $258,287.97 |
DisclosureSEC source: 0001326160-19-000025 · wf-form4_155024732208156.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,591 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:15 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 9,723 | $89.59 | $871,083.57 |
DisclosureSEC source: 0001326160-19-000025 · wf-form4_155024732208156.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:19 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 5,608 | $75.34 | $422,506.72 |
DisclosureSEC source: 0001326160-18-000083 · wf-form4_152002551497623.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,866 Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 21:39 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 108 | $72.77 | $7,859.16 |
DisclosureSEC source: 0001326160-18-000066 · wf-form4_151976753008189.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,258 Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:39 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 400 | $77.22 | $30,888.00 |
DisclosureSEC source: 0001326160-18-000066 · wf-form4_151976753008189.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,366 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:28 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 494 | $75.54 | $37,316.76 |
DisclosureSEC source: 0001326160-18-000052 · wf-form4_151968046514624.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,766 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:31 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 394 | $75.48 | $29,739.12 |
DisclosureSEC source: 0001326160-18-000024 · wf-form4_151881666409225.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,260 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:31 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 1,338 | $75.48 | $100,992.24 |
DisclosureSEC source: 0001326160-18-000024 · wf-form4_151881666409225.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:19 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 5,000 | $86.22 | $431,075.00 |
DisclosureSEC source: 0001326160-17-000153 · wf-form4_150282836828766.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,316 Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 22:30 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 128 | $81.96 | $10,490.88 |
DisclosureSEC source: 0001326160-17-000044 · wf-form4_148832098788379.xml · nonDerivative · entry 3 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,316 Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 22:30 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 119 | $81.96 | $9,753.24 |
DisclosureSEC source: 0001326160-17-000044 · wf-form4_148832098788379.xml · nonDerivative · entry 2 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,444 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:30 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 440 | $81.96 | $36,062.40 |
DisclosureSEC source: 0001326160-17-000044 · wf-form4_148832098788379.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,563 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:32 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 4,944 | $79.87 | $394,877.28 |
DisclosureSEC source: 0001326160-17-000026 · wf-form4_148797192598207.xml · nonDerivative · entry 1 ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnergySolutions&PresMidW&FL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,003 F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.