Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Duke Energy CORPDUK · Entity 2925 | Director | May 14, 2018 | May 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Duke Energy CORP
Report date May 14, 2018 · Filed May 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-14 transaction · row 1
1 source rowRow 1 · 2018-05-14 · Sale · Disposed 2,006 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,321 |
Reported balance
Holding disclosure · report date 2018-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,321 F1: Amount increased due to dividend reinvestment. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,000 |
Reported balance
Holding disclosure · report date 2018-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Amount increased due to dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2018 Filed May 15, 2018 16:22 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 2,006 | $77.94 | $156,337.61 |
DisclosureSEC source: 0001326160-18-000143 · wf-form4_152641574804278.xml · nonDerivative · entry 1 FORSGREN JOHN H · CIK 0001082843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:33 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 2,006.018 | $79.76 | $160,000.00 |
DisclosureSEC source: 0001326160-18-000114 · wf-form4_152572517016979.xml · nonDerivative · entry 1 FORSGREN JOHN H · CIK 0001082843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006.018 Read SEC document |
| May 12, 2017 Filed May 15, 2017 17:02 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 1,190 | $83.10 | $98,889.00 |
DisclosureSEC source: 0001326160-17-000118 · wf-form4_149488211165684.xml · nonDerivative · entry 2 FORSGREN JOHN H · CIK 0001082843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 11, 2017 Filed May 15, 2017 17:02 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 1,000 | $82.57 | $82,570.00 |
DisclosureSEC source: 0001326160-17-000118 · wf-form4_149488211165684.xml · nonDerivative · entry 1 FORSGREN JOHN H · CIK 0001082843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190 F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:28 UTC | Duke Energy CORP DUK · Entity 2925 | GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative | 1,937.281 | $82.59 | $160,000.04 |
DisclosureSEC source: 0001326160-17-000091 · wf-form4_149428250667067.xml · derivative · entry 1 FORSGREN JOHN H · CIK 0001082843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,690 Underlying: Common Stock · 1,937.281 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 16:45 UTC | Duke Energy CORP DUK · Entity 2925 | PurchaseCommon Stock | 1,000 | $77.80 | $77,800.00 |
DisclosureSEC source: 0001326160-16-000415 · wf-form4_147915961875132.xml · nonDerivative · entry 1 FORSGREN JOHN H · CIK 0001082843 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,212 F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| November 09, 2016 Filed Nov 21, 2016 16:16 UTC Amendment | Duke Energy CORP DUK · Entity 2925 | PurchaseCommon Stock | 1,000 | $77.80 | $77,800.00 |
DisclosureSEC source: 0001326160-16-000421 · wf-form4a_147976296384821.xml · nonDerivative · entry 2 FORSGREN JOHN H · CIK 0001082843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,164.579 F1 · balance_after: Amount is amended due to the erroneous attribution of the 1,000 shares that were purchased on November 9, 2016, to the wrong account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.