DTI

SEC source: 0000950170-24-061072 · ownership.xml · derivative · entry 1

Patterson Thomas Monroe · CIK 0001355893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,610

Underlying: Common Stock · 18,610 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the grant date.

F2 · derivative.expiration_date: The restricted stock units vest 100% on the grant date.

SEC source: 0000950170-24-061067 · ownership.xml · derivative · entry 2

Vermillion Charles Richard Jr. · CIK 0001981923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,712

Underlying: Common Stock · 13,712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% upon the one-year anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest 100% upon the one-year anniversary of the grant date.

SEC source: 0000950170-24-061067 · ownership.xml · derivative · entry 1

Vermillion Charles Richard Jr. · CIK 0001981923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,610

Underlying: Common Stock · 18,610 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the grant date.

F2 · derivative.expiration_date: The restricted stock units vest 100% on the grant date.

SEC source: 0001193125-25-204969 · ownership.xml · derivative · entry 7

FURST JACK D · CIK 0001062103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F7 · derivative.exercise_date: The restricted stock units vested 100% on the grant date.

F7 · derivative.expiration_date: The restricted stock units vested 100% on the grant date.

SEC source: 0001193125-25-204969 · ownership.xml · nonDerivative · entry 1

FURST JACK D · CIK 0001062103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-25-204973 · ownership.xml · derivative · entry 6

Neuman Eric C · CIK 0001413613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DTI's common stock.

F5 · derivative.exercise_date: The restricted stock units vested 100% on the grant date.

F5 · derivative.expiration_date: The restricted stock units vested 100% on the grant date.

SEC source: 0001193125-25-204973 · ownership.xml · nonDerivative · entry 1

Neuman Eric C · CIK 0001413613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-25-204976 · ownership.xml · derivative · entry 3

Patterson Thomas Monroe · CIK 0001355893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F2 · derivative.exercise_date: The restricted stock units vested 100% on the grant date.

F2 · derivative.expiration_date: The restricted stock units vested 100% on the grant date.

SEC source: 0001193125-25-204976 · ownership.xml · nonDerivative · entry 1

Patterson Thomas Monroe · CIK 0001355893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-25-204971 · ownership.xml · derivative · entry 5

Vermillion Charles Richard Jr. · CIK 0001981923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F5 · derivative.exercise_date: The restricted stock units vested 100% on the grant date.

F5 · derivative.expiration_date: The restricted stock units vested 100% on the grant date.

SEC source: 0001193125-25-204971 · ownership.xml · nonDerivative · entry 1

Vermillion Charles Richard Jr. · CIK 0001981923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-015842 · ownership.xml · derivative · entry 1

Johnson David Richard · CIK 0001982629 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Common Stock · 380,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: The Stock Options vest in substantially equal installments on each of the first three (3) anniversaries of the grant date.

SEC source: 0000950170-24-015844 · ownership.xml · derivative · entry 1

Prejean Robert Wayne · CIK 0001981986 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: The Stock Options vest in substantially equal installments on each of the first three (3) anniversaries of the grant date.

SEC source: 0000950170-24-015843 · ownership.xml · derivative · entry 1

Domino Michael Wayne Jr. · CIK 0001981953 · President, DTR Divison

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: The Stock Options vest in substantially equal installments on each of the first three (3) anniversaries of the grant date.

SEC source: 0000950170-23-047605 · ownership.xml · nonDerivative · entry 1

Patterson Thomas Monroe · CIK 0001355893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,802

F1 · kind: Represents distribution of shares of common stock of the registrant (the "PIPE Shares") related to the private investment in public equity (the "PIPE") that ROC Energy Acquisition Corp. ("ROC") undertook in connection with its business combination (the "Business Combination") with the registrant from ROC Energy Holdings, LLC (the "Sponsor"), of which the reporting person is a member.

SEC source: 0000899243-23-018670 · doc4.xml · nonDerivative · entry 3

Patterson Thomas Monroe · CIK 0001355893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

SEC source: 0000899243-23-018670 · doc4.xml · nonDerivative · entry 2

Patterson Thomas Monroe · CIK 0001355893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,608

SEC source: 0000899243-23-018670 · doc4.xml · nonDerivative · entry 1

Patterson Thomas Monroe · CIK 0001355893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,500

SEC source: 0000899243-23-016282 · doc4.xml · derivative · entry 2

FURST JACK D · CIK 0001062103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,059

Underlying: Common Stock · 57,059 shares

Expires 2027-04-01

F5 · price: The stock options were received in exchange for stock options to purchase 250,000 shares of common stock of Legacy DTI for $0.85 per share in connection with the Business Combination.

F4 · derivative.exercise_date: As of the Closing Date, all shares of Common Stock subject to the stock options held by the Reporting Person are vested.

SEC source: 0000899243-23-016282 · doc4.xml · nonDerivative · entry 1

FURST JACK D · CIK 0001062103 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oak Stream Investors II, Ltd.

Disclosed balance after: 118,252

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date").

F2 · price: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Oak Stream Investors II, Ltd. ("Oak Stream"), Oak Stream elected to exchange the $59,274 of Preferred Cash Consideration it was entitled to receive pursuant to the Merger Agreement into 11,203 shares of Common Stock, which are included in the reported amount.

F3 · ownership.nature: The Reporting Person may be deemed to have voting power and dispositive power over the shares held by Oak Stream. Mr. Furst is the Chairman of the Board of Directors of Oak Stream Ranch Incorporated, Oak Stream's general partner. Mr. Furst disclaims any beneficial ownership of any shares of Common Stock held by Oak Stream, other than his pecuniary interest therein.

SEC source: 0000899243-23-016306 · doc4.xml · derivative · entry 2

Johnson David Richard · CIK 0001982629 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,375

Underlying: Common Stock · 132,375 shares

Expires 2027-04-01

F3 · price: The stock options were received in exchange for stock options to purchase 580,000 shares of common stock of Legacy DTI for $0.85 per share in connection with the Business Combination.

F2 · derivative.exercise_date: As of the Closing Date, all shares of Common Stock subject to the stock options held by the Reporting Person are vested.

SEC source: 0000899243-23-016306 · doc4.xml · nonDerivative · entry 1

Johnson David Richard · CIK 0001982629 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,647

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash. The Business Combination closed on June 20, 2023 (the "Closing Date").

SEC source: 0000899243-23-016284 · doc4.xml · nonDerivative · entry 1

Vermillion Charles Richard Jr. · CIK 0001981923 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MV Partners I LP

Disclosed balance after: 399,944

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date").

F2 · price: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and MV Partners I LP ("MV Partners"), MV Partners elected to exchange the $500,000 of Preferred Cash Consideration it was entitled to receive pursuant to the Merger Agreement into 94,505 shares of Common Stock, which are included in the reported amount.

F3 · ownership.nature: The Reporting Person may be deemed to have voting power and dispositive power over the shares held by MV Partners. Mr. Vermillion is the sole owner and Chairman of the Board of Directors of MV Partners, Inc., MV Partners' general partner. Mr. Vermillion disclaims any beneficial ownership of any shares of Common Stock held by MV Partners, other than his pecuniary interest therein.

SEC source: 0000899243-23-016283 · doc4.xml · derivative · entry 2

Domino Michael Wayne Jr. · CIK 0001981953 · President, DTR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,264

Underlying: Common Stock · 370,264 shares

Expires 2027-04-01

F3 · price: The stock options were received in exchange for stock options to purchase 1,622,312 shares of common stock of Legacy DTI for $0.85 per share in connection with the Business Combination.

F2 · derivative.exercise_date: As of the Closing Date, all shares of Common Stock subject to the stock options held by the Reporting Person are vested.

SEC source: 0000899243-23-016283 · doc4.xml · nonDerivative · entry 1

Domino Michael Wayne Jr. · CIK 0001981953 · President, DTR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,470,548

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash. The Business Combination closed on June 20, 2023 (the "Closing Date").

SEC source: 0000899243-23-016278 · doc4.xml · derivative · entry 2

Prejean Robert Wayne · CIK 0001981986 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,201,872

Underlying: Common Stock · 1,201,872 shares

Expires 2027-04-01

F5 · price: The stock options were received in exchange for stock options to purchase 5,266,000 shares of common stock of Legacy DTI for $0.85 per share in connection with the Business Combination.

F4 · derivative.exercise_date: As of the Closing Date, all shares of Common Stock subject to the stock options held by the Reporting Person are vested.

SEC source: 0000899243-23-016278 · doc4.xml · nonDerivative · entry 1

Prejean Robert Wayne · CIK 0001981986 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Robjon Holdings, L.P.

Disclosed balance after: 438,529

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date").

F2 · price: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Robjon Holdings, L.P. ("Robjon"), Robjon elected to exchange the $300,000 of Preferred Cash Consideration it was entitled to received pursuant to the Merger Agreement into 56,703 shares of Common Stock, which are included in the reported amount.

F3 · ownership.nature: The Reporting Person may be deemed to have voting power and dispositive power over the shares held by Robjon. Mr. Prejean is the President, Manager and sole owner of Robjon LLC, Robjon's general partner. Mr. Prejean disclaims any beneficial ownership of any shares of Common Stock held by Robjon, other than his pecuniary interest therein.

SEC source: 0000899243-23-016547 · doc4.xml · nonDerivative · entry 1

Crofford Curt L. · CIK 0001499152 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash. The Business Combination closed on June 20, 2023 (the "Closing Date").

SEC source: 0000899243-23-016622 · doc4.xml · nonDerivative · entry 2

HICKS THOMAS O · CIK 0000938201 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By HHEP-Directional, L.P.

Disclosed balance after: 15,928,111

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date").

F2 · price: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Mr. Hicks, Mr. Hicks elected to exchange the $109,321 of Preferred Cash Consideration he was entitled to receive pursuant to the Merger Agreement into 20,663 shares of Common Stock, which are included in the reported amount.

F3 · ownership.nature: The Reporting Person may be deemed to have voting power and dispositive power over the shares held by HHEP-Directional, L.P. Mr. Hicks is the sole member of HH Directional LLC, which is the general partner of HHEP Directional GP, L.P., which is in turn the general partner of HHEP-Directional, L.P. Mr. Hicks disclaims any beneficial ownership of any shares of Common Stock held by HHEP-Directional, L.P., other than his pecuniary interest therein.

SEC source: 0000899243-23-016622 · doc4.xml · nonDerivative · entry 1

HICKS THOMAS O · CIK 0000938201 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,181

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date").

F2 · price: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Mr. Hicks, Mr. Hicks elected to exchange the $109,321 of Preferred Cash Consideration he was entitled to receive pursuant to the Merger Agreement into 20,663 shares of Common Stock, which are included in the reported amount.

SEC source: 0001104659-21-150672 · tm2135678-1_4seq1.xml · nonDerivative · entry 1

ROC Energy Holdings, LLC · CIK 0001884517 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,971,000

F1 · kind: Consists of 81,000 placement units purchased by ROC Energy Holdings, LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer in connection with the full exercise of the over-allotment. Each such unit consists of one share of Common Stock and one right to receive one-tenth (1/10) of one share of Common Stock.

F2 · balance_after: Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.

F2 · ownership.direct: Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.

SEC source: 0001104659-21-147815 · tm2134913-1_4seq1.xml · nonDerivative · entry 1

ROC Energy Holdings, LLC · CIK 0001884517 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,890,000

F1 · kind: Consists of 715,000 placement units purchased by ROC Energy Holdings, LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Common Stock and one right to receive one-tenth (1/10) of one share of Common Stock.

F2 · balance_after: Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.

F2 · ownership.direct: Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.