person · Reporting owner

HICKS THOMAS O

Disclosed activity across 4 companies

Tapewire entity: 87941
SEC CIK: 0000938201

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BeneficientBENF · Entity 7427	Director	August 27, 2024	August 28, 2024
Drilling Tools International CorpDTI · Entity 6821	Director · 10% owner	June 20, 2023	June 28, 2023
GWG Holdings, Inc.GWGH · Entity 111001	Director	June 18, 2020	July 23, 2020
Sight Sciences, Inc.SGHT · Entity 5537	10% owner	July 06, 2022	July 08, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Beneficient

Report date August 27, 2024 · Filed August 28, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	51,979	Reported balance After 2024-08-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-08-27 · Grant · Acquired 50,000 · Balance 51,979 F1: Includes 643 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 51,440 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan to Thomas O. Hicks (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F2: Includes 1,563 shares of Class A common stock issuable upon the settlement of an award of 75,000 restricted equity units ("REUs") granted to the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan"). Such award of REUs to the Reporting Person fully vested on the date of grant, April 25, 2019. F3: Includes 188 shares of Class A common stock issuable upon settlement of an award of 12,000 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.
Class A Common StockSEC Table I · non-derivative	IndirectCFH Ventures, Ltd.	50,000	Reported balance After 2024-08-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-08-27 · Grant · Acquired 50,000 · Balance 50,000 F4: These shares of Class A common stock are directly held by CFH Ventures, Ltd., a limited liability partnership controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability partnership. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 643 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 51,440 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan to Thomas O. Hicks (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year.

F2: Includes 1,563 shares of Class A common stock issuable upon the settlement of an award of 75,000 restricted equity units ("REUs") granted to the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan"). Such award of REUs to the Reporting Person fully vested on the date of grant, April 25, 2019.

F3: Includes 188 shares of Class A common stock issuable upon settlement of an award of 12,000 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.

F4: These shares of Class A common stock are directly held by CFH Ventures, Ltd., a limited liability partnership controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability partnership. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Drilling Tools International Corp

Report date June 20, 2023 · Filed June 28, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	695,181	Reported balance After 2023-06-20 transaction · row 1 1 source row Row 1 · 2023-06-20 · Grant · Acquired 695,181 · Balance 695,181 F1: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date"). F2: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Mr. Hicks, Mr. Hicks elected to exchange the $109,321 of Preferred Cash Consideration he was entitled to receive pursuant to the Merger Agreement into 20,663 shares of Common Stock, which are included in the reported amount.
Common StockSEC Table I · non-derivative	IndirectBy HHEP-Directional, L.P.	15,928,111	Reported balance After 2023-06-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2023-06-20 · Grant · Acquired 15,928,111 · Balance 15,928,111 F1: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date"). F2: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Mr. Hicks, Mr. Hicks elected to exchange the $109,321 of Preferred Cash Consideration he was entitled to receive pursuant to the Merger Agreement into 20,663 shares of Common Stock, which are included in the reported amount. F3: The Reporting Person may be deemed to have voting power and dispositive power over the shares held by HHEP-Directional, L.P. Mr. Hicks is the sole member of HH Directional LLC, which is the general partner of HHEP Directional GP, L.P., which is in turn the general partner of HHEP-Directional, L.P. Mr. Hicks disclaims any beneficial ownership of any shares of Common Stock held by HHEP-Directional, L.P., other than his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date").

F2: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Mr. Hicks, Mr. Hicks elected to exchange the $109,321 of Preferred Cash Consideration he was entitled to receive pursuant to the Merger Agreement into 20,663 shares of Common Stock, which are included in the reported amount.

F3: The Reporting Person may be deemed to have voting power and dispositive power over the shares held by HHEP-Directional, L.P. Mr. Hicks is the sole member of HH Directional LLC, which is the general partner of HHEP Directional GP, L.P., which is in turn the general partner of HHEP-Directional, L.P. Mr. Hicks disclaims any beneficial ownership of any shares of Common Stock held by HHEP-Directional, L.P., other than his pecuniary interest therein.

GWG Holdings, Inc.

Report date June 18, 2020 · Filed July 23, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $.001 par valueSEC Table I · non-derivative	Direct	8,169	Reported balance After 2020-06-18 transaction · row 2 1 source row Row 2 · 2020-06-18 · Exercise / conversion · Acquired 8,169 · Balance 8,169 F2: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-06-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-06-18 · Exercise / conversion · Disposed 8,169 · Balance 0 F2: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.
Common Stock, $.001 par valueSEC Table I · non-derivative	Indirectby AltiVerse Capital Markets, L.L.C.	1,452,155	Reported balance Holding disclosure · report date 2020-06-18 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,452,155 F1: AltiVerse Capital Markets, L.L.C. ("AltiVerse") is a Delaware limited liability company for which Hicks Holdings Operating LLC, a Delaware limited liability company ("Hicks Holding"), serves as Manager. Thomas O. Hicks serves as sole manager of Hicks Holdings. As a result, Mr. Hicks may be deemed to beneficially own the shares of GWG Holdings, Inc. common stock owned by AltiVerse. Mr. Hicks disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: AltiVerse Capital Markets, L.L.C. ("AltiVerse") is a Delaware limited liability company for which Hicks Holdings Operating LLC, a Delaware limited liability company ("Hicks Holding"), serves as Manager. Thomas O. Hicks serves as sole manager of Hicks Holdings. As a result, Mr. Hicks may be deemed to beneficially own the shares of GWG Holdings, Inc. common stock owned by AltiVerse. Mr. Hicks disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.

Sight Sciences, Inc.

Report date July 06, 2022 · Filed July 08, 2022

Jointly reported with Hicks Mack H., HEP Partners LLC, HH Sight LLC, HH Sight Partners GP, L.P., HH Sight Partners, L.P., HH-IOP Partners, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	0	Reported balance After 2022-07-06 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2022-07-06 · Other · Disposed 2,669,530 · Balance 0 F1: Represents a pro rata distribution in-kind of all the shares formerly held by HH Sight Partners, L.P. ("HH Sight Partners") to its partners (the "HH Sight Distribution"). As a result of the HH Sight Distribution, HH Sight Partners will no longer be a reporting person. F2: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6: Represents common stock directly held by HH Sight Partners.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	0	Reported balance After 2022-07-06 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2022-07-06 · Other · Disposed 1,717,140 · Balance 0 F7: Represents a pro rata distribution in-kind of all the shares formerly held by HH-IOP to its partners (the "HH-IOP Distribution"). As a result of both the HH Sight Distribution and the HH-IOP Distribution, in addition to HH Sight Partners, each of HH-IOP, the GP, the GP of the GP, HEP and Thomas O. Hicks will no longer be a reporting person. F2: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8: Represents common stock directly held by HH-IOP.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	444,588	Reported balance Holding disclosure · report date 2022-07-06 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 444,588 F2: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F10: Represents the aggregate shares ultimately received by MHH Ventures Ltd. from both HH Sight Partners and HH-IOP as a result of the HH Sight Distribution and the HH-IOP Distribution. MHH Ventures Ltd. is ultimately owned and controlled by Mack H. Hicks and therefore Mack H. Hicks may be deemed to beneficially own securities owned by MHH Ventures Ltd. The acquisition of shares by MHH Ventures Ltd. in each of the HH Sight Distribution and the HH-IOP Distribution constituted a change in the form of beneficial ownership without a change in pecuniary interest that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of shares by MHH Ventures Ltd. in each of the HH Sight Distribution and the HH-IOP Distribution from Section 16 of the Exchange Act.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	86,206	Reported balance Holding disclosure · report date 2022-07-06 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 86,206 F2: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F11: Represents common stock held by Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust.
Common StockSEC Table I · non-derivative	Direct	89,780	Reported balance Holding disclosure · report date 2022-07-06 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 89,780 F2: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F9: Represents shares ultimately received by Mack H. Hicks from HH Sight Partners as a result of the HH Sight Distribution. The acquisition of shares by Mack H. Hicks in the HH Sight Distribution constituted a change in the form of beneficial ownership without a change in pecuniary interest that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of shares by Mack H. Hicks in the HH Sight Distribution from Section 16 of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata distribution in-kind of all the shares formerly held by HH Sight Partners, L.P. ("HH Sight Partners") to its partners (the "HH Sight Distribution"). As a result of the HH Sight Distribution, HH Sight Partners will no longer be a reporting person.

F2: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement.

F3: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP.

F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6: Represents common stock directly held by HH Sight Partners.

F7: Represents a pro rata distribution in-kind of all the shares formerly held by HH-IOP to its partners (the "HH-IOP Distribution"). As a result of both the HH Sight Distribution and the HH-IOP Distribution, in addition to HH Sight Partners, each of HH-IOP, the GP, the GP of the GP, HEP and Thomas O. Hicks will no longer be a reporting person.

F8: Represents common stock directly held by HH-IOP.

F9: Represents shares ultimately received by Mack H. Hicks from HH Sight Partners as a result of the HH Sight Distribution. The acquisition of shares by Mack H. Hicks in the HH Sight Distribution constituted a change in the form of beneficial ownership without a change in pecuniary interest that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of shares by Mack H. Hicks in the HH Sight Distribution from Section 16 of the Exchange Act.

F10: Represents the aggregate shares ultimately received by MHH Ventures Ltd. from both HH Sight Partners and HH-IOP as a result of the HH Sight Distribution and the HH-IOP Distribution. MHH Ventures Ltd. is ultimately owned and controlled by Mack H. Hicks and therefore Mack H. Hicks may be deemed to beneficially own securities owned by MHH Ventures Ltd. The acquisition of shares by MHH Ventures Ltd. in each of the HH Sight Distribution and the HH-IOP Distribution constituted a change in the form of beneficial ownership without a change in pecuniary interest that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of shares by MHH Ventures Ltd. in each of the HH Sight Distribution and the HH-IOP Distribution from Section 16 of the Exchange Act.

F11: Represents common stock held by Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 27, 2024 Filed Aug 28, 2024 16:05 UTC	Beneficient BENF · Entity 7427	GrantClass A Common Stock	50,000	$1.97	$98,500.00	Disclosure SEC source: 0001493152-24-034184 · ownership.xml · nonDerivative · entry 2 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · CFH Ventures, Ltd. Disclosed balance after: 50,000 F4 · ownership.nature: These shares of Class A common stock are directly held by CFH Ventures, Ltd., a limited liability partnership controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability partnership. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 27, 2024 Filed Aug 28, 2024 16:05 UTC	Beneficient BENF · Entity 7427	GrantClass A Common Stock	50,000	$1.97	$98,500.00	Disclosure SEC source: 0001493152-24-034184 · ownership.xml · nonDerivative · entry 1 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,979 F1 · balance_after: Includes 643 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 51,440 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan to Thomas O. Hicks (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F2 · balance_after: Includes 1,563 shares of Class A common stock issuable upon the settlement of an award of 75,000 restricted equity units ("REUs") granted to the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan"). Such award of REUs to the Reporting Person fully vested on the date of grant, April 25, 2019. F3 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 12,000 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. Read SEC document
June 07, 2024 Filed Jun 11, 2024 19:44 UTC	Beneficient BENF · Entity 7427	Tax withholdingClass A Common Stock	415	$5.38	$2,232.70	Disclosure SEC source: 0000950170-24-072173 · ownership.xml · nonDerivative · entry 1 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,979 F1 · security: The shares shown have been retroactively adjusted to reflect Beneficient's (the "Issuer") reverse stock split of its outstanding shares of Class A common stock, par value $0.001 per share ("Class A common stock"), and Class B common stock, par value $0.001 per share, on a 1-for-80 basis effected on April 18, 2024. F2 · kind: Represents shares of Class A common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of restricted stock units ("RSUs") granted to Thomas O. Hicks (the "Reporting Person"). No shares were issued or sold in this transaction. F3 · balance_after: Includes 643 shares of Class A common stock issuable upon the settlement of an award of 643 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 1,563 shares of Class A common stock issuable upon the settlement of an award of 938 restricted equity units ("REUs") granted to the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan"). Such award of REUs to the Reporting Person fully vested on the date of grant, April 25, 2019. F5 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 150 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. Read SEC document
July 15, 2023 Filed Jun 11, 2024 19:36 UTC	Beneficient BENF · Entity 7427	GrantClass A Common Stock	643	$0.00	$0.00	Disclosure SEC source: 0000950170-24-072155 · ownership.xml · nonDerivative · entry 1 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,394 F1 · security: The shares shown have been retroactively adjusted to reflect Beneficient's (the "Issuer") reverse stock split of its outstanding shares of Class A common stock, par value $0.001 per share ("Class A common stock"), and Class B common stock, par value $0.001 per share, on a 1-for-80 basis effected on April 18, 2024. F2 · shares: Includes 643 shares of Class A common stock issuable upon the settlement of an award of 643 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan to Thomas O. Hicks (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F3 · balance_after: Includes 1,563 shares of Class A common stock issuable upon the settlement of an award of 938 restricted equity units ("REUs") granted to the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan"). Such award of REUs to the Reporting Person fully vested on the date of grant, April 25, 2019. F4 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 150 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. Read SEC document
June 20, 2023 Filed Jun 28, 2023 12:03 UTC	Drilling Tools International Corp DTI · Entity 6821	GrantCommon Stock	15,928,111	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-016622 · doc4.xml · nonDerivative · entry 2 HICKS THOMAS O · CIK 0000938201 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HHEP-Directional, L.P. Disclosed balance after: 15,928,111 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date"). F2 · price: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Mr. Hicks, Mr. Hicks elected to exchange the $109,321 of Preferred Cash Consideration he was entitled to receive pursuant to the Merger Agreement into 20,663 shares of Common Stock, which are included in the reported amount. F3 · ownership.nature: The Reporting Person may be deemed to have voting power and dispositive power over the shares held by HHEP-Directional, L.P. Mr. Hicks is the sole member of HH Directional LLC, which is the general partner of HHEP Directional GP, L.P., which is in turn the general partner of HHEP-Directional, L.P. Mr. Hicks disclaims any beneficial ownership of any shares of Common Stock held by HHEP-Directional, L.P., other than his pecuniary interest therein. Read SEC document
June 20, 2023 Filed Jun 28, 2023 12:03 UTC	Drilling Tools International Corp DTI · Entity 6821	GrantCommon Stock	695,181	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-016622 · doc4.xml · nonDerivative · entry 1 HICKS THOMAS O · CIK 0000938201 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 695,181 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Drilling Tools International Holdings, Inc. ("Legacy DTI") in accordance with the terms of the Agreement and Plan of Merger dated as of February 13, 2023 and amended as of June 5, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a ROC Energy Acquisition Corp.), ROC Merger Sub, Inc. ("Merger Sub") and Legacy DTI. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy DTI (i) common stock was converted into the right to receive 0.2282 shares of common stock of the Issuer ("Common Stock") and (ii) preferred stock was converted into the right to receive 0.3299 shares of Common Stock and $0.54 in cash (the "Preferred Cash Consideration"). The Business Combination closed on June 20, 2023 (the "Closing Date"). F2 · price: (Continued from Footnote 1) Pursuant to the terms of an Exchange Agreement by and between ROC Energy Holdings, LLC, a Delaware limited liability company, Merger Sub, Legacy DTI and Mr. Hicks, Mr. Hicks elected to exchange the $109,321 of Preferred Cash Consideration he was entitled to receive pursuant to the Merger Agreement into 20,663 shares of Common Stock, which are included in the reported amount. Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:43 UTC	Sight Sciences, Inc. SGHT · Entity 5537	OtherCommon Stock	1,717,140	$0.00	$0.00	Disclosure SEC source: 0000899243-22-025869 · doc4.xml · nonDerivative · entry 2 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F7 · kind: Represents a pro rata distribution in-kind of all the shares formerly held by HH-IOP to its partners (the "HH-IOP Distribution"). As a result of both the HH Sight Distribution and the HH-IOP Distribution, in addition to HH Sight Partners, each of HH-IOP, the GP, the GP of the GP, HEP and Thomas O. Hicks will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents common stock directly held by HH-IOP. Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:43 UTC	Sight Sciences, Inc. SGHT · Entity 5537	OtherCommon Stock	2,669,530	$0.00	$0.00	Disclosure SEC source: 0000899243-22-025869 · doc4.xml · nonDerivative · entry 1 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Represents a pro rata distribution in-kind of all the shares formerly held by HH Sight Partners, L.P. ("HH Sight Partners") to its partners (the "HH Sight Distribution"). As a result of the HH Sight Distribution, HH Sight Partners will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks (individually, as Trustee of the MHH 2016 Descendants Trust, and as the ultimate owner and control person of MHH Ventures Ltd.) are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents common stock directly held by HH Sight Partners. Read SEC document
July 19, 2021 Filed Jul 19, 2021 18:34 UTC	Sight Sciences, Inc. SGHT · Entity 5537	ConversionSeries C Redeemable Convertible Preferred Stock · Derivative	669,420	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 8 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 334,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F12 · ownership.nature: Represents preferred stock directly held by HH-IOP. Read SEC document
July 19, 2021 Filed Jul 19, 2021 18:34 UTC	Sight Sciences, Inc. SGHT · Entity 5537	ConversionSeries C Redeemable Convertible Preferred Stock · Derivative	1,057,476	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 7 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 528,738 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F11 · ownership.nature: Represents preferred stock directly held by HH Sight Partners. Read SEC document
July 19, 2021 Filed Jul 19, 2021 18:34 UTC	Sight Sciences, Inc. SGHT · Entity 5537	ConversionSeries B Redeemable Convertible Preferred Stock · Derivative	2,764,860	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 6 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,382,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F12 · ownership.nature: Represents preferred stock directly held by HH-IOP. Read SEC document
July 19, 2021 Filed Jul 19, 2021 18:34 UTC	Sight Sciences, Inc. SGHT · Entity 5537	ConversionSeries B Redeemable Convertible Preferred Stock · Derivative	513,472	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 5 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 256,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F11 · ownership.nature: Represents preferred stock directly held by HH Sight Partners. Read SEC document
July 19, 2021 Filed Jul 19, 2021 18:34 UTC	Sight Sciences, Inc. SGHT · Entity 5537	ConversionSeries A Redeemable Convertible Preferred Stock · Derivative	3,768,112	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-028858 · doc4.xml · derivative · entry 4 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,884,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.exercise_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · derivative.expiration_date: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F11 · ownership.nature: Represents preferred stock directly held by HH Sight Partners. Read SEC document
July 19, 2021 Filed Jul 19, 2021 18:34 UTC	Sight Sciences, Inc. SGHT · Entity 5537	ConversionCommon Stock	1,717,140	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-028858 · doc4.xml · nonDerivative · entry 2 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,717,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F8 · balance_after: Represents common stock received by HH-IOP in connection with the automatic conversion of all of its preferred stock. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F9 · ownership.nature: Represents common stock directly held by HH-IOP. Read SEC document
July 19, 2021 Filed Jul 19, 2021 18:34 UTC	Sight Sciences, Inc. SGHT · Entity 5537	ConversionCommon Stock	2,669,530	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-028858 · doc4.xml · nonDerivative · entry 1 Hicks Mack H. · CIK 0001413224 · Director · 10% owner HEP Partners LLC · CIK 0001810192 · 10% owner HH Sight LLC · CIK 0001872481 · 10% owner HH Sight Partners GP, L.P. · CIK 0001872472 · 10% owner HH Sight Partners, L.P. · CIK 0001667542 · 10% owner HH-IOP Partners, L.P. · CIK 0001667541 · 10% owner HICKS THOMAS O · CIK 0000938201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,669,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F1 · price: The preferred stock converted into common stock on a 2 for 1 basis automatically upon the closing of the initial public offering of the Issuer's common stock, effective July 19, 2021. The shares had no expiration date. The receipt of such common stock in connection with such automatic conversion of preferred stock, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder. F2 · balance_after: Represents common stock received by HH Sight Partners, L.P. ("HH Sight Partners") in connection with the automatic conversion of all of its preferred stock. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mack H. Hicks, Thomas O. Hicks, HH Sight Partners, HH-IOP Partners, L.P. ("HH-IOP"), HH Sight Partners GP, L.P. (the "GP"), HH Sight LLC (the "GP of GP"), and HEP Partners LLC ("HEP"). HH Sight Partners, HH-IOP, and Mack H. Hicks, as Trustee of the MHH 2016 Descendants Trust, are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: The GP is the general partner of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. The GP of the GP is the general partner of, and may be deemed to beneficially own securities owned by, the GP. Mack H. Hicks and Thomas O. Hicks are the co-managers of, and may each be deemed to beneficially own securities owned by, the GP of the GP. HEP is the investment manager of, and may be deemed to beneficially own securities owned by, each of HH Sight Partners and HH-IOP. Thomas O. Hicks is the Chairman, President, and Chief Executive Officer of, and may be deemed to beneficially own securities owned by, HEP. F5 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F6 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: Represents common stock directly held by HH Sight Partners. Read SEC document
June 18, 2020 Filed Jul 23, 2020 16:52 UTC	GWG Holdings, Inc. GWGH · Entity 111001	Exercise / conversionRestricted Stock Units · Derivative	8,169	$0.00	$0.00	Disclosure SEC source: 0001179110-20-008453 · edgar.xml · derivative · entry 3 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. F2 · kind: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. Read SEC document
June 18, 2020 Filed Jul 23, 2020 16:52 UTC	GWG Holdings, Inc. GWGH · Entity 111001	Exercise / conversionCommon Stock, $.001 par value	8,169	$0.00	$0.00	Disclosure SEC source: 0001179110-20-008453 · edgar.xml · nonDerivative · entry 2 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:23 UTC	GWG Holdings, Inc. GWGH · Entity 111001	GrantRestricted Stock Units · Derivative	8,169	$0.00	$0.00	Disclosure SEC source: 0001179110-19-007965 · edgar.xml · derivative · entry 3 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Underlying: Common Stock · 8,169 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.