Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2019 Filed Jul 24, 2019 21:58 UTC |
Scott Brett LDirector
|
GrantCommon Stock | 30,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-011052 · ownership.xml · nonDerivative · entry 1 Scott Brett L · CIK 0001405195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,575 F1 · shares: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. F1 · price: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 21:56 UTC |
SANDERS JOSEPH L.Director
|
GrantCommon Stock | 30,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-011049 · ownership.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,970 F1 · shares: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. F1 · price: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 12:30 UTC |
Lo Wah WaiDirector
|
GrantCommon Stock | 40,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-011080 · ownership.xml · nonDerivative · entry 1 Lo Wah Wai · CIK 0001774219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,767 F1 · shares: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. F1 · price: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 21:00 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
PurchaseCommon Stock | 2,000,000 | $0.50 | $1,000,000.00 |
DisclosureSEC source: 0001493152-19-008945 · ownership.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,002,912 Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 21:00 UTC |
SANDERS JOSEPH L.Director
|
PurchaseCommon Stock | 1,181 | $0.48 | $561.57 |
DisclosureSEC source: 0001493152-19-008942 · ownership.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,395 Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:05 UTC |
SANDERS JOSEPH L.Director
|
PurchaseCommon Stock | 3,181 | $1.05 | $3,340.05 |
DisclosureSEC source: 0001493152-19-008000 · ownership.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,214 Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:21 UTC |
Chan Heng Fai AmbroseDirector
|
ConversionConvertible Promissory Note · Derivative | 446,428 | Not disclosed Strike: $1.12 | Not disclosed |
DisclosureSEC source: 0001493152-19-003944 · ownership.xml · derivative · entry 6 Chan Heng Fai Ambrose · CIK 0001261725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common · 446,428 shares Expires 2020-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On March 25, 2019, a Convertible Promissory Note in the amount of $500,000 was converted into 446,428 shares of the common stock of Document Security Systems, Inc. These shares are held by LiquidValue Development Pte Ltd, of which the Reporting Person is the owner and a director. The Reporting Person has dispositive control over these shares. F4 · ownership.nature: On March 25, 2019, a Convertible Promissory Note in the amount of $500,000 was converted into 446,428 shares of the common stock of Document Security Systems, Inc. These shares are held by LiquidValue Development Pte Ltd, of which the Reporting Person is the owner and a director. The Reporting Person has dispositive control over these shares. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:21 UTC |
Chan Heng Fai AmbroseDirector
|
ConversionCommon Stock | 446,428 | $1.12 | $499,999.36 |
DisclosureSEC source: 0001493152-19-003944 · ownership.xml · nonDerivative · entry 5 Chan Heng Fai Ambrose · CIK 0001261725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 446,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: On March 25, 2019, a Convertible Promissory Note in the amount of $500,000 was converted into 446,428 shares of the common stock of Document Security Systems, Inc. These shares are held by LiquidValue Development Pte Ltd, of which the Reporting Person is the owner and a director. The Reporting Person has dispositive control over these shares. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:15 UTC |
DelGiorno DanielDirector
|
OtherCommon Stock, par value $0.02 per share | 130,435 | $1.15 | $150,000.25 |
DisclosureSEC source: 0001493152-19-002934 · ownership.xml · nonDerivative · entry 1 DelGiorno Daniel · CIK 0001768218 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 130,435 F1 · kind: The Common Stock was issued as partial consideration for a licensing contract between the Issuer and Advanced Cyber Security Corp. The Reporting Person is a principal and the Chief Executive Officer of Advanced Cyber Security Corp. and is also a member of Issuer's Board of Directors. Reporting Person has dispositive control over the shares issued. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:22 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
PurchaseConvertible Promissory Note · Derivative | 446,428 | Not disclosed Strike: $1.12 | Not disclosed |
DisclosureSEC source: 0001493152-19-002324 · ownership.xml · derivative · entry 5 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through LiquidValue Development Pte Ltd. See Footnote Disclosed balance after: 446,428 Underlying: Common · 446,428 shares Expires 2020-02-18 F4 · price: This Convertible Promissory Note in the amount of $500,000, convertible into 446,428 shares of Common Stock, is held by LiquidValue Development Pte Ltd of which Reporting Person is the owner and a director. The Reporting Person has dispositive control over these securities. F4 · ownership.nature: This Convertible Promissory Note in the amount of $500,000, convertible into 446,428 shares of Common Stock, is held by LiquidValue Development Pte Ltd of which Reporting Person is the owner and a director. The Reporting Person has dispositive control over these securities. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:45 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
PurchaseCommon Stock | 612,245 | $0.98 | $600,000.10 |
DisclosureSEC source: 0001493152-18-017673 · ownership.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,786,531 F1 · ownership.nature: Held by Heng Fai Holdings Limited of which Reporting Person is the owner. The Reporting Person has dispositive control over these securities. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 21:00 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
PurchaseCommon Stock | 214,286 | $1.40 | $300,000.40 |
DisclosureSEC source: 0001493152-18-009731 · form4.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,174,286 F1 · ownership.nature: Held by Heng Fai Holdings Limited, of which Reporting Person is an officer and the owner. The Reporting Person has dispositive control over these securities. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:50 UTC |
LERNER WILLIAMDirector
|
GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005245 · form4.xml · derivative · entry 2 LERNER WILLIAM · CIK 0001018370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of his services as a Director of the Company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:30 UTC |
SANDERS JOSEPH L.Director
|
GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005241 · form4.xml · derivative · entry 2 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of his services as a Director of the Company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:30 UTC |
Marcus Clark A.Director
|
GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005240 · form-4.xml · derivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of his services as a Director of the company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:30 UTC |
Avallone PamelaDirector
|
GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005237 · form4.xml · derivative · entry 2 Avallone Pamela · CIK 0001716182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of her services as a Director of the Company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:30 UTC |
Hurwitz WarrenDirector
|
GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005238 · form4.xml · derivative · entry 2 Hurwitz Warren · CIK 0001580363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of his services as a Director of the Company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:30 UTC |
FAGENSON ROBERT BDirector
|
GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005236 · form-4.xml · derivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,421 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of his services as a Director of the company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
| March 30, 2018 Filed Mar 30, 2018 21:00 UTC |
SANDERS JOSEPH L.Director
|
PurchaseWarrants · Derivative | 80,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-18-004281 · form4.xml · derivative · entry 2 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2023-03-30 F1 · shares: Shares of common stock and warrants issued on March 30, 2018 Pursuant to a Securities Purchase Agreement executed on August 30, 2017. The Reporting Person completed the Purchase of the contracted for shares and warrants on March 30, 2018. F2 · price: The price of the warrants is included in the price of the shares reported on Table I. Read SEC document |
| March 30, 2018 Filed Mar 30, 2018 21:00 UTC |
SANDERS JOSEPH L.Director
|
PurchaseCommon Stock | 400,000 | $0.75 | $300,000.00 |
DisclosureSEC source: 0001493152-18-004281 · form4.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,033 F1 · shares: Shares of common stock and warrants issued on March 30, 2018 Pursuant to a Securities Purchase Agreement executed on August 30, 2017. The Reporting Person completed the Purchase of the contracted for shares and warrants on March 30, 2018. F1 · price: Shares of common stock and warrants issued on March 30, 2018 Pursuant to a Securities Purchase Agreement executed on August 30, 2017. The Reporting Person completed the Purchase of the contracted for shares and warrants on March 30, 2018. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:50 UTC |
Ronaldi JeffreyDirector · CEO
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-003757 · form4.xml · nonDerivative · entry 1 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,603 F1 · kind: Issued to the Reporting Person from Issuer's 2013 Employee, Director and Consultant Equity Incentive plan as a common stock bonus pursuant to the terms of the Employment Agreement dated December 30,2016 between the Issuer and the Reporting Person. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:05 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
OtherWarrant to Purchase Common Stock · Derivative | 160,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-17-014651 · form4.xml · derivative · entry 5 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 160,000 shares Expires 2022-09-08 F1 · ownership.nature: Held by Heng Fai Holdings Limited, of which Reporting Person is an Officer and the owner. The Reporting Person has dispositive control over these securities. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:05 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
OtherCommon Stock | 160,000 | $1.00 | $160,000.00 |
DisclosureSEC source: 0001493152-17-014651 · form4.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 960,000 F1 · ownership.nature: Held by Heng Fai Holdings Limited, of which Reporting Person is an Officer and the owner. The Reporting Person has dispositive control over these securities. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:45 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
PurchaseCommon Stock | 300 | $1.15 | $345.00 |
DisclosureSEC source: 0001493152-17-014312 · form4.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,912 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:00 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon stock | 6,900 | $0.73 | $5,037.00 |
DisclosureSEC source: 0001493152-17-013689 · form4.xml · nonDerivative · entry 2 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,603 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:00 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon stock | 5,000 | $0.72 | $3,600.00 |
DisclosureSEC source: 0001493152-17-013689 · form4.xml · nonDerivative · entry 1 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,703 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon stock | 27,000 | $0.69 | $18,630.00 |
DisclosureSEC source: 0001493152-17-013628 · form4.xml · nonDerivative · entry 2 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,703 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 22:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon stock | 109,400 | $0.66 | $72,204.00 |
DisclosureSEC source: 0001493152-17-013628 · form4.xml · nonDerivative · entry 1 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,703 Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:45 UTC |
SANDERS JOSEPH L.Director
|
Tax withholdingWarrants · Derivative | 11,364 | $0.75 Strike: $0.75 | $8,523.00 |
DisclosureSEC source: 0001493152-17-010812 · form4.xml · derivative · entry 2 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,364 shares Expires 2020-04-22 Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:45 UTC |
SANDERS JOSEPH L.Director
|
Tax withholdingCommon Stock | 11,364 | $0.75 | $8,523.00 |
DisclosureSEC source: 0001493152-17-010812 · form4.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,033 Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 20:45 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
Tax withholdingWarrant to Purchase Common Stock · Derivative | 200,000 | $0.75 Strike: $0.75 | $150,000.00 |
DisclosureSEC source: 0001493152-17-010616 · form4.xml · derivative · entry 5 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2019-12-29 F1 · security: Held by BMI Capital Partners International Limited., of which the Reporting Person is a director. The Reporting Person has dispositive control over these securities. F1 · ownership.nature: Held by BMI Capital Partners International Limited., of which the Reporting Person is a director. The Reporting Person has dispositive control over these securities. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 20:45 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
OtherCommon Stock | 683,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-010616 · form4.xml · nonDerivative · entry 2 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 683,000 F4 · price: As consideration for the shares of the Issuer acquired on 09/12/2017 and that were valued at $0.71 per share, Hengfai Business Develoment Pte Ltd. exchanged securities of an entity listed on the Singapore Exchange Limited. F2 · ownership.nature: Held by Hengfai Business Develoment Pte Ltd., of which the Reporting Person is the Chief Executive Officer and the owner. The Reporting Person has dispositive control over these securities. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 20:45 UTC |
Chan Heng Fai AmbroseDirector · 10% owner
|
Tax withholdingCommon Stock | 200,000 | $0.75 | $150,000.00 |
DisclosureSEC source: 0001493152-17-010616 · form4.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 500,000 F1 · ownership.nature: Held by BMI Capital Partners International Limited., of which the Reporting Person is a director. The Reporting Person has dispositive control over these securities. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 21:00 UTC |
Chan Heng Fai AmbroseDirector
|
PurchaseWarrants · Derivative | 160,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-17-010498 · form4.xml · derivative · entry 3 Chan Heng Fai Ambrose · CIK 0001261725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2022-09-08 F3 · price: The price of the warrants is included in the price of the shares reported in Table I. F2 · ownership.nature: BMI capital owns the previously issued warrants to purchase 200,000 shares of the Issuer's common stock. HF Holdings owns the warrants to purchase 160,000 shares of Issuer's common stock. Reporting Person has dispositive control over all of these warrants. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 21:00 UTC |
Chan Heng Fai AmbroseDirector
|
PurchaseCommon Stock | 800,000 | $0.75 | $600,000.00 |
DisclosureSEC source: 0001493152-17-010498 · form4.xml · nonDerivative · entry 1 Chan Heng Fai Ambrose · CIK 0001261725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,100,000 F1 · ownership.nature: The Reporting Person is a director of BMI Capital Partners International Ltd. ("BMI Capital"), which owns 300,000 shares of the Issuer's common stock purchased on 12/29/16. The Reporting Person is also the CEO and majority shareholder of Heng Fai Holdings Limited ("HF Holdings"), which owns the 800,000 shares of Issuer's common stock purchased on 9/8/17. Reporting Person has dispositive control over all of these shares. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 20:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon Stock | 6,235 | $0.75 | $4,676.25 |
DisclosureSEC source: 0001493152-17-009764 · form4.xml · nonDerivative · entry 4 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,303 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 20:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon Stock | 500 | $0.73 | $365.00 |
DisclosureSEC source: 0001493152-17-009764 · form4.xml · nonDerivative · entry 3 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,068 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 20:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon Stock | 26 | $0.72 | $18.72 |
DisclosureSEC source: 0001493152-17-009764 · form4.xml · nonDerivative · entry 2 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,568 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 20:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon Stock | 5,739 | $0.71 | $4,074.69 |
DisclosureSEC source: 0001493152-17-009764 · form4.xml · nonDerivative · entry 1 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,542 Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon Stock | 1,535 | $0.67 | $1,028.45 |
DisclosureSEC source: 0001493152-17-009668 · form4.xml · nonDerivative · entry 3 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,803 Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon Stock | 4,339 | $0.66 | $2,863.74 |
DisclosureSEC source: 0001493152-17-009668 · form4.xml · nonDerivative · entry 2 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,268 Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:15 UTC |
Ronaldi JeffreyDirector · CEO
|
PurchaseCommon Stock | 6,626 | $0.68 | $4,505.68 |
DisclosureSEC source: 0001493152-17-009668 · form4.xml · nonDerivative · entry 1 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,929 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:12 UTC |
Ronaldi JeffreyDirector · CEO
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-000480 · form4.xml · nonDerivative · entry 1 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,303 F1 · kind: Issued to the Reporting Person from Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan for services provided to the Issuer. F2 · shares: Common stock grant fully vested on the grant date. F1 · price: Issued to the Reporting Person from Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan for services provided to the Issuer. F3 · balance_after: Amount reflects a 1-for-4 reverse stock split which was affected by the Issuer on August 26, 2016. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:11 UTC |
Bzdick Robert B.Director · President
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-000479 · form4.xml · nonDerivative · entry 1 Bzdick Robert B. · CIK 0001484889 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,996 F1 · kind: Issued to Reporting Person From Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan for services previously provided to the Issuer. F2 · shares: Common Stock grant will vest on May 17, 2017. F1 · price: Issued to Reporting Person From Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan for services previously provided to the Issuer. F3 · balance_after: Amount reflects a 1-for-4 reverse stock split which was affected by the Issuer on August 26, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:10 UTC | PurchaseCommon Stock | 10,000 | $0.66 | $6,600.00 |
DisclosureSEC source: 0001493152-16-016011 · form4.xml · nonDerivative · entry 1 JONES PHILIP A · CIK 0001109991 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,688 F1 · balance_after: Amount reflects a 1-for-4 reverse stock split which was affected by the company on August 26, 2016. Read SEC document |
|
| December 15, 2016 Filed Dec 19, 2016 21:10 UTC |
SANDERS JOSEPH L.Director
|
PurchaseCommon Stock | 1,250 | $0.64 | $800.00 |
DisclosureSEC source: 0001493152-16-016012 · form4.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,669 F1 · balance_after: Amount reflects a 1-for-4 reverse stock split which was affected by the issuer on August 26, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:46 UTC |
FAGENSON ROBERT BDirector
|
PurchaseCommon Stock | 1,653 | $0.70 | $1,153.79 |
DisclosureSEC source: 0001493152-16-015663 · form4.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,931 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 21:15 UTC |
SANDERS JOSEPH L.Director
|
PurchaseCommon Stock | 3,000 | $0.65 | $1,950.00 |
DisclosureSEC source: 0001493152-16-015516 · form4.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,419 F1 · balance_after: Amount reflects a 1-for-4 reverse stock split which was affected by the issuer on August 26, 2016. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:23 UTC |
FAGENSON ROBERT BDirector
|
PurchaseCommon Stock | 2,347 | $0.71 | $1,676.93 |
DisclosureSEC source: 0001493152-16-015540 · form4.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,278 Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:12 UTC |
Ronaldi JeffreyDirector · CEO
|
GrantCommon Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-16-015336 · form4.xml · nonDerivative · entry 1 Ronaldi Jeffrey · CIK 0001580473 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,303 F1 · kind: Issued to the Reporting Person from Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan for Services Provided to the Issuer. F2 · shares: Common stock grant will fully vest six months from the date of issuance. F1 · price: Issued to the Reporting Person from Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan for Services Provided to the Issuer. F3 · balance_after: Amount reflects a 1-for-4 reverse stock split which was affected by the company on August 26, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.