Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advanzeon Solutions, Inc.CHCR · Entity 133968 | Director · CEO · 10% owner | January 28, 2021 | February 10, 2021 |
| DSS, INC.DSS · Entity 8811 | Director | April 12, 2018 | April 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advanzeon Solutions, Inc.
Report date January 28, 2021 · Filed February 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2022-01-28 | Direct | 29,597,896 |
Reported balance
After 2021-01-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-28 · Purchase · Acquired Not disclosed · Balance 29,597,896 F1: The Note bears interest at a rate of 12% per annum. The conversion rate per share is $0.50. It is a demand Note that matures in one year. At the election of the Reporting Person, at any time, all or any part of the principle and accrued interest may be converted into the Issuer's Common Stock. This calculation does not include any accrued interest that may be converted and excludes shares of Common Stock issuable at the election of the Reporting Person upon conversion of accrued interest. Therefore, the number of shares of Common Stock to be issued will be determined at the time of conversion. |
| Common Stock Purchase WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2026-01-28 | Direct | 29,737,896 |
Reported balance
After 2021-01-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-28 · Purchase · Acquired 140,000 · Balance 29,737,896 F2: The warrants have a cashless exercise feature. The actual number of shares of Common Stock to be issued will be determined at the time of exercise. |
Filing footnotes · ownership attribution and instrument terms
F1: The Note bears interest at a rate of 12% per annum. The conversion rate per share is $0.50. It is a demand Note that matures in one year. At the election of the Reporting Person, at any time, all or any part of the principle and accrued interest may be converted into the Issuer's Common Stock. This calculation does not include any accrued interest that may be converted and excludes shares of Common Stock issuable at the election of the Reporting Person upon conversion of accrued interest. Therefore, the number of shares of Common Stock to be issued will be determined at the time of conversion.
F2: The warrants have a cashless exercise feature. The actual number of shares of Common Stock to be issued will be determined at the time of exercise.
DSS, INC.
Report date April 12, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.30 | Direct | 10,000 |
Reported balance
After 2018-04-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-12 · Grant · Acquired 10,000 · Balance 10,000 F2: Options grant was made to the Reporting Person in consideration of his services as a Director of the company. F1: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,175 |
Reported balance
Holding disclosure · report date 2018-04-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,175 F3: Common Stock is held in the name of the Reporting Person's son, Michael J. Marcus. |
Filing footnotes · ownership attribution and instrument terms
F1: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23.
F2: Options grant was made to the Reporting Person in consideration of his services as a Director of the company.
F3: Common Stock is held in the name of the Reporting Person's son, Michael J. Marcus.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2021 Filed Feb 10, 2021 14:55 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock Purchase Warrants · Derivative | 140,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001731122-21-000201 · ownership.xml · derivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,737,896 Underlying: Common Stock · 140,000 shares Expires 2026-01-28 F2 · derivative.exercise_price: The warrants have a cashless exercise feature. The actual number of shares of Common Stock to be issued will be determined at the time of exercise. F2 · shares: The warrants have a cashless exercise feature. The actual number of shares of Common Stock to be issued will be determined at the time of exercise. F2 · derivative.underlying_shares: The warrants have a cashless exercise feature. The actual number of shares of Common Stock to be issued will be determined at the time of exercise. Read SEC document |
| January 28, 2021 Filed Feb 10, 2021 14:55 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseConvertible Promissory Note · Derivative | Not disclosed | $70,000.00 Strike: $0.50 | $70,000.00 |
DisclosureSEC source: 0001731122-21-000201 · ownership.xml · derivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,597,896 Underlying: Common Stock · 140,000 shares Expires 2022-01-28 F1 · derivative.exercise_price: The Note bears interest at a rate of 12% per annum. The conversion rate per share is $0.50. It is a demand Note that matures in one year. At the election of the Reporting Person, at any time, all or any part of the principle and accrued interest may be converted into the Issuer's Common Stock. This calculation does not include any accrued interest that may be converted and excludes shares of Common Stock issuable at the election of the Reporting Person upon conversion of accrued interest. Therefore, the number of shares of Common Stock to be issued will be determined at the time of conversion. F1 · kind: The Note bears interest at a rate of 12% per annum. The conversion rate per share is $0.50. It is a demand Note that matures in one year. At the election of the Reporting Person, at any time, all or any part of the principle and accrued interest may be converted into the Issuer's Common Stock. This calculation does not include any accrued interest that may be converted and excludes shares of Common Stock issuable at the election of the Reporting Person upon conversion of accrued interest. Therefore, the number of shares of Common Stock to be issued will be determined at the time of conversion. F1 · derivative.underlying_shares: The Note bears interest at a rate of 12% per annum. The conversion rate per share is $0.50. It is a demand Note that matures in one year. At the election of the Reporting Person, at any time, all or any part of the principle and accrued interest may be converted into the Issuer's Common Stock. This calculation does not include any accrued interest that may be converted and excludes shares of Common Stock issuable at the election of the Reporting Person upon conversion of accrued interest. Therefore, the number of shares of Common Stock to be issued will be determined at the time of conversion. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 16:37 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock Purchase Warrants · Derivative | 40,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001731122-21-000095 · ownership.xml · derivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,457,896 Underlying: Common Stock · 40,000 shares Expires 2026-01-20 F2 · derivative.exercise_price: The warrants have a cashless exercise feature. The actual number of shares of Common Stock to be issued will be determined at the time of exercise F2 · shares: The warrants have a cashless exercise feature. The actual number of shares of Common Stock to be issued will be determined at the time of exercise F2 · derivative.underlying_shares: The warrants have a cashless exercise feature. The actual number of shares of Common Stock to be issued will be determined at the time of exercise Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 16:37 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseConvertible Promissory Note · Derivative | Not disclosed | $20,000.00 Strike: $0.50 | $20,000.00 |
DisclosureSEC source: 0001731122-21-000095 · ownership.xml · derivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,417,896 Underlying: Common Stock · 40,000 shares Expires 2022-01-20 F1 · derivative.exercise_price: The Note bears interest at a rate of 12% per annum. The conversion rate per share is $0.50. It is a demand Note that matures in one year. At the election of the Reporting Person, at any time, all or any part of the principle and accrued interest may be converted into the Issuer's Common Stock. This calculation does not include any accrued interest that may be converted and excludes shares of Common Stock issuable at the election of the Reporting Person upon conversion of accrued interest. Therefore, the number of shares of Common Stock to be issued will be determined at the time of conversion. F1 · kind: The Note bears interest at a rate of 12% per annum. The conversion rate per share is $0.50. It is a demand Note that matures in one year. At the election of the Reporting Person, at any time, all or any part of the principle and accrued interest may be converted into the Issuer's Common Stock. This calculation does not include any accrued interest that may be converted and excludes shares of Common Stock issuable at the election of the Reporting Person upon conversion of accrued interest. Therefore, the number of shares of Common Stock to be issued will be determined at the time of conversion. F1 · derivative.underlying_shares: The Note bears interest at a rate of 12% per annum. The conversion rate per share is $0.50. It is a demand Note that matures in one year. At the election of the Reporting Person, at any time, all or any part of the principle and accrued interest may be converted into the Issuer's Common Stock. This calculation does not include any accrued interest that may be converted and excludes shares of Common Stock issuable at the election of the Reporting Person upon conversion of accrued interest. Therefore, the number of shares of Common Stock to be issued will be determined at the time of conversion. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 13:44 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 7,500 | $0.19 | $1,425.00 |
DisclosureSEC source: 0001731122-20-000399 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,300 Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 16:35 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 5,000 | $0.19 | $945.00 |
DisclosureSEC source: 0001731122-20-000383 · ownership.xml · nonDerivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,800 Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 16:35 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 10,000 | $0.19 | $1,880.00 |
DisclosureSEC source: 0001731122-20-000383 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,800 Read SEC document |
| March 31, 2020 Filed May 15, 2020 16:30 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock Purchase Warrants · Derivative | 169,551 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001731122-20-000527 · ownership.xml · derivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,377,896 Underlying: Common Stock · 169,551 shares Expires 2025-03-31 F1 · derivative.exercise_price: The warrants have a cashless exercise feature. The actual number of shares of common stock to be issued will be determined at the time of exercise F2 · price: The Reporting Person was granted the warrants in lieu of compensation valued at $66,125.. Read SEC document |
| December 31, 2019 Filed Feb 18, 2020 06:33 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock Purchase Warrants · Derivative | 133,721 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001731122-20-000144 · ownership.xml · derivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,208,345 Underlying: Common Stock · 133,721 shares Expires 2024-12-31 F1 · derivative.exercise_price: The warrants have a cashless exercise feature. The actual number of shares of common stock to be issued will be determined at the time of exercise. F2 · price: The Reporting Person was granted the warrants in lieu of compensation valued at $57,500. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 13:08 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 3,500 | $0.39 | $1,365.00 |
DisclosureSEC source: 0001731122-20-000002 · ownership.xml · nonDerivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,196,424 Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 13:08 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 2,500 | $0.39 | $975.00 |
DisclosureSEC source: 0001731122-20-000002 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,192,924 Read SEC document |
| December 24, 2019 Filed Dec 27, 2019 14:02 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 5,300 | $0.35 | $1,855.00 |
DisclosureSEC source: 0001731122-19-000811 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,190,424 Read SEC document |
| September 30, 2019 Filed Dec 12, 2019 14:21 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock Purchase Warrants · Derivative | 136,905 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001731122-19-000776 · ownership.xml · derivative · entry 3 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,074,624 Underlying: Common Stock · 136,905 shares Expires 2024-09-30 F3 · kind: The Reporting Person received the warrants in lieu of a portion of the annual salary amount totaling $57,500 earned by the Reporting Person. F3 · price: The Reporting Person received the warrants in lieu of a portion of the annual salary amount totaling $57,500 earned by the Reporting Person. F4 · balance_after: This amount includes 1,000,000 common stock options, 16,777,876 common stock purchase warrants , 100 shares of the Issuers' Series D Preferred Stock convertible into 10,000,000 shares of the Issuer's Common Stock and 4,100 shares of Series C Preferred Stock convertible into.1, 296,748 shares of the Issuer's Common Stock. Read SEC document |
| August 27, 2019 Filed Dec 12, 2019 14:21 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | OtherCommon Stock | 10,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001731122-19-000776 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,185,124 F2 · balance_after: The Board of Directors on August 26, 2019, changed the vesting date of the Issuers Series D Preferred Stock from January 4, 2022 to August 27, 2019. Each share of the Series D Preferred Stock converts into 100,000 shares of the Issuers Common Stock. The Reporting Person owns 100 shares of the Series D Preferred Stock which are convertible into 10,000,000 shares of the Issuers' Common Stock at any time. F5 · balance_after: This amount includes 110,500 shares of the Issuer's Common Stock, 1, 000,000 common stock options, 16,777,876 common stock purchase warrants and 100 shares of the Issuer's Series D Preferred Stock convertible into 10,000,000 shares of the Issuers Common Stock and 4,100 shares of Series C Preferred Stock convertible into.1, 296,748 shares of the Issuer's Common Stock. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 13:26 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 2,500 | $0.29 | $725.00 |
DisclosureSEC source: 0001731122-19-000490 · ownership.xml · nonDerivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,898,138 F1 · balance_after: This amount includes 1,000,000 common stock options and 17,787,638 common stock purchase warrants. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 13:26 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 2,500 | $0.29 | $719.75 |
DisclosureSEC source: 0001731122-19-000490 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,895,638 Read SEC document |
| August 14, 2019 Filed Aug 27, 2019 11:40 UTC Amendment | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 2,500 | $0.29 | $725.00 |
DisclosureSEC source: 0001731122-19-000526 · ownership.xml · nonDerivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,751.471 F1 · balance_after: The amount includes 1,000,000 common stock options and 16,640,971common stock purchase warrants. The number of common stock purchase warrants was incorrectly listed in the original filing Read SEC document |
| August 14, 2019 Filed Aug 27, 2019 11:40 UTC Amendment | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 2,500 | $0.29 | $719.75 |
DisclosureSEC source: 0001731122-19-000526 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,748,971 Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 15:25 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 5,000 | $0.25 | $1,250.00 |
DisclosureSEC source: 0001731122-19-000465 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,893,138 F1 · balance_after: This amount includes 1,000,000 common stock options and 17,787,638 common stock purchase warrants. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 13:59 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 10,000 | $0.20 | $2,000.00 |
DisclosureSEC source: 0001731122-19-000452 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,888,138 F1 · balance_after: This amount includes 1,000,000 common stock options and 17,787,638 common stock purchase warrants. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 19:53 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 10,000 | $0.19 | $1,900.00 |
DisclosureSEC source: 0001731122-19-000446 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,882,638 F1 · balance_after: This amount includes 1,000,000 common stock options and 17,787,638 common stock purchase warrants. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 12:07 UTC Amendment | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 5,500 | $0.19 | $1,045.00 |
DisclosureSEC source: 0001731122-19-000449 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,878,138 F1 · shares: The amount of securities purchased was incorrectly listed. F2 · balance_after: This amount includes 1,000,000 common stock options and 17,787,638 common stock purchase warrants. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 13:43 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 5,000 | $0.22 | $1,100.00 |
DisclosureSEC source: 0001731122-19-000439 · ownership.xml · nonDerivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,872,638 F1 · balance_after: This amount includes 1,000,000 common stock options and 17,787,638 common stock purchase warrants. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 13:43 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock | 10,000 | $0.21 | $2,100.00 |
DisclosureSEC source: 0001731122-19-000439 · ownership.xml · nonDerivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,867,638 Read SEC document |
| June 25, 2019 Filed Jul 31, 2019 15:27 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | GrantCommon Stock Purchase Warrants · Derivative | 718,750 | $0.00 Strike: $0.09 | $0.00 |
DisclosureSEC source: 0001731122-19-000415 · ownership.xml · derivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,857,638 Underlying: Common Stock · 718,750 shares Expires 2024-06-25 Read SEC document |
| May 31, 2019 Filed Jul 31, 2019 15:27 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | GrantCommon Stock Purchase Warrants · Derivative | 638,888 | $0.00 Strike: $0.09 | $0.00 |
DisclosureSEC source: 0001731122-19-000415 · ownership.xml · derivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,138,888 Underlying: Common Stock · 638,888 shares Expires 2024-05-31 Read SEC document |
| April 03, 2019 Filed Dec 12, 2019 14:21 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | OtherSeries C Preferred Stock · Derivative | 4,100 | $0.08 Strike: $0.00 | $307.50 |
DisclosureSEC source: 0001731122-19-000776 · ownership.xml · derivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,746,748 Underlying: Common Stock · 1,296,748 shares Expires not disclosed F6 · derivative.expiration_date: The Series C preferred has perceptual existence. F1 · derivative.underlying_shares: On April 3, 2019, the Reporting Person was awarded a bonus of 4,100 shares of the Series C Preferred Stock. Each share of the Series C Preferred Stock is convertible into 316.28 shares of the Issuers Common Stock. Read SEC document |
| July 11, 2018 Filed Jan 18, 2019 12:04 UTC | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock Purchase Warrants · Derivative | 1,250,000 | Not disclosed Strike: $0.24 | Not disclosed |
DisclosureSEC source: 0001615774-19-000738 · s115360_form4.xml · derivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500,000 Underlying: Common Stock · 1,250,000 shares Expires 2021-07-11 F1 · price: The Reporting Person accepted the warrants in lieu of salary compensation valued at $200,000 for 2018. Read SEC document |
| July 11, 2018 Filed Jun 21, 2019 16:10 UTC Amendment | Advanzeon Solutions, Inc. CHCR · Entity 133968 | PurchaseCommon Stock Purchase Warrants · Derivative | 833,333 | Not disclosed Strike: $0.24 | Not disclosed |
DisclosureSEC source: 0001731122-19-000351 · ownership.xml · derivative · entry 1 Marcus Clark A. · CIK 0001422478 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500,000 Underlying: Common Stock · 8,333,333 shares Expires 2018-07-21 F1 · price: The Reporting Person accepted the warrants in lieu of salary compensation valued at $200,000 for 2018. The number of warrants to be issued was incorrectly calculated on the original filing. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:30 UTC | DSS, INC. DSS · Entity 8811 | GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005240 · form-4.xml · derivative · entry 2 Marcus Clark A. · CIK 0001422478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of his services as a Director of the company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.