Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DSS, INC.DSS · Entity 8811 | Director | April 12, 2018 | April 16, 2018 |
| Quantum Computing Inc.QUBT · Entity 4589 | Director | April 13, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DSS, INC.
Report date April 12, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.30 | Direct | 40,421 |
Reported balance
After 2018-04-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-12 · Grant · Acquired 10,000 · Balance 40,421 F2: Options grant was made to the Reporting Person in consideration of his services as a Director of the company. F1: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. |
| Common StockSEC Table I · non-derivative | Direct | 297,931 |
Reported balance
Holding disclosure · report date 2018-04-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 297,931 |
Filing footnotes · ownership attribution and instrument terms
F1: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23.
F2: Options grant was made to the Reporting Person in consideration of his services as a Director of the company.
Quantum Computing Inc.
Report date April 13, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,123 |
Reported balance
After 2026-04-13 transaction · row 1
1 source rowRow 1 · 2026-04-13 · Grant · Acquired 22,123 · Balance 22,123 F1: Represents restricted stock units (RSUs) granted to the Reporting Person under the Quantum Computing Inc. 2022 Equity and Incentive Plan. Such RSUs will vest as follows: 1/4 of the RSUs will vest immediately upon grant, 1/4 of the RSUs will vest on June 30, 2026, 1/4 of the RSUs will vest on September 30, 2026 and 1/4 of the RSUs will vest on December 31, 2026, in each case subject to the Reporting Person's continuous service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units (RSUs) granted to the Reporting Person under the Quantum Computing Inc. 2022 Equity and Incentive Plan. Such RSUs will vest as follows: 1/4 of the RSUs will vest immediately upon grant, 1/4 of the RSUs will vest on June 30, 2026, 1/4 of the RSUs will vest on September 30, 2026 and 1/4 of the RSUs will vest on December 31, 2026, in each case subject to the Reporting Person's continuous service through each applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NATIONAL HOLDINGS CORP
Report date February 25, 2021 · Filed February 25, 2021
Section 16 reporting ended · disclosed 2021-02-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 1
1 source rowRow 1 · 2021-02-25 · Other · Disposed 407,010 · Balance 0 F1: Disposed of to B. Riley Principal Merger Corp. III ("Merger Sub"), which, pursuant to the terms of the Agreement and Plan of Merger, by and among National Holdings Corporation (the "Company"), B. Riley Financial, Inc. ("Parent"), and Merger Sub, dated as of January 10, 2021 (the "Merger Agreement"), commenced a tender offer to |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-02-25 · Disposition to issuer · Disposed 46,602 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit that was outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to the full number of shares of the Company's common stock underlying such restricted stock unit multiplied by the Per Share Amount. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of to B. Riley Principal Merger Corp. III ("Merger Sub"), which, pursuant to the terms of the Agreement and Plan of Merger, by and among National Holdings Corporation (the "Company"), B. Riley Financial, Inc. ("Parent"), and Merger Sub, dated as of January 10, 2021 (the "Merger Agreement"), commenced a tender offer to
F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit that was outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to the full number of shares of the Company's common stock underlying such restricted stock unit multiplied by the Per Share Amount.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2026 Filed Apr 14, 2026 22:22 UTC | Quantum Computing Inc. QUBT · Entity 4589 | GrantCommon Stock | 22,123 | $6.78 | $149,993.94 |
DisclosureSEC source: 0001213900-26-043660 · ownership.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,123 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person under the Quantum Computing Inc. 2022 Equity and Incentive Plan. Such RSUs will vest as follows: 1/4 of the RSUs will vest immediately upon grant, 1/4 of the RSUs will vest on June 30, 2026, 1/4 of the RSUs will vest on September 30, 2026 and 1/4 of the RSUs will vest on December 31, 2026, in each case subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 20:42 UTC | Quantum Computing Inc. QUBT · Entity 4589 | SaleCommon Stock | 5,000 | $16.88 | $84,410.00 |
DisclosureSEC source: 0001213900-25-088596 · ownership.xml · nonDerivative · entry 5 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 0 F1 · ownership.nature: Fagenson Fixed Income Partners, LLC, for which the reporting person serves as managing member, sold a total of 100,000 shares of the Issuer's common stock from September 9 to September 12, 2025. Read SEC document |
| September 12, 2025 Filed Sep 17, 2025 20:42 UTC | Quantum Computing Inc. QUBT · Entity 4589 | SaleCommon Stock | 15,000 | $15.62 | $234,361.50 |
DisclosureSEC source: 0001213900-25-088596 · ownership.xml · nonDerivative · entry 4 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 5,000 F1 · ownership.nature: Fagenson Fixed Income Partners, LLC, for which the reporting person serves as managing member, sold a total of 100,000 shares of the Issuer's common stock from September 9 to September 12, 2025. Read SEC document |
| September 11, 2025 Filed Sep 17, 2025 20:42 UTC | Quantum Computing Inc. QUBT · Entity 4589 | SaleCommon Stock | 30,000 | $15.63 | $468,882.00 |
DisclosureSEC source: 0001213900-25-088596 · ownership.xml · nonDerivative · entry 3 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 20,000 F1 · ownership.nature: Fagenson Fixed Income Partners, LLC, for which the reporting person serves as managing member, sold a total of 100,000 shares of the Issuer's common stock from September 9 to September 12, 2025. Read SEC document |
| September 10, 2025 Filed Sep 17, 2025 20:42 UTC | Quantum Computing Inc. QUBT · Entity 4589 | SaleCommon Stock | 35,000 | $15.52 | $543,053.00 |
DisclosureSEC source: 0001213900-25-088596 · ownership.xml · nonDerivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 50,000 F1 · ownership.nature: Fagenson Fixed Income Partners, LLC, for which the reporting person serves as managing member, sold a total of 100,000 shares of the Issuer's common stock from September 9 to September 12, 2025. Read SEC document |
| September 09, 2025 Filed Sep 17, 2025 20:42 UTC | Quantum Computing Inc. QUBT · Entity 4589 | SaleCommon Stock | 15,000 | $15.02 | $225,298.50 |
DisclosureSEC source: 0001213900-25-088596 · ownership.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 85,000 F1 · ownership.nature: Fagenson Fixed Income Partners, LLC, for which the reporting person serves as managing member, sold a total of 100,000 shares of the Issuer's common stock from September 9 to September 12, 2025. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 22:17 UTC | Quantum Computing Inc. QUBT · Entity 4589 | GrantOptions to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001213900-25-016157 · ownership.xml · derivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 100,000 shares Expires 2030-02-19 F1 · shares: These options were issued to Mr. Fagenson pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the director agreement by and between Mr. Fagenson and the Issuer. These options vest as follows: 25% (or 25,000 options) vest immediately upon grant, 25% (or 25,000 options) shall vest on June 30, 2025, and 50% (50,000 options) shall vest on December 31, 2025, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. F1 · derivative.exercise_date: These options were issued to Mr. Fagenson pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the director agreement by and between Mr. Fagenson and the Issuer. These options vest as follows: 25% (or 25,000 options) vest immediately upon grant, 25% (or 25,000 options) shall vest on June 30, 2025, and 50% (50,000 options) shall vest on December 31, 2025, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. Read SEC document |
| October 04, 2024 Filed Oct 4, 2024 20:00 UTC | Quantum Computing Inc. QUBT · Entity 4589 | GrantOptions to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001213900-24-085534 · ownership.xml · derivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 100,000 shares Expires 2029-10-04 F1 · shares: These options were issued to Mr. Fagenson pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the director agreement by and between Mr. Fagenson and the Issuer. These options vest as follows: (i) 75,000 options vest immediately upon grant (October 4, 2024) and (ii) 25,000 options shall vest on December 31, 2024, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. F1 · derivative.exercise_date: These options were issued to Mr. Fagenson pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the director agreement by and between Mr. Fagenson and the Issuer. These options vest as follows: (i) 75,000 options vest immediately upon grant (October 4, 2024) and (ii) 25,000 options shall vest on December 31, 2024, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 15:39 UTC | Quantum Computing Inc. QUBT · Entity 4589 | GrantOptions to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001213900-23-005845 · ownership.xml · derivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · shares: These options were issued to Mr. Fagenson on January 26, 2023, pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the employment agreement by and between Mr. Fagenson and the Issuer. These options vest in equal quarterly increments of 25,000 shares starting on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. F1 · derivative.exercise_date: These options were issued to Mr. Fagenson on January 26, 2023, pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the employment agreement by and between Mr. Fagenson and the Issuer. These options vest in equal quarterly increments of 25,000 shares starting on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. F1 · derivative.expiration_date: These options were issued to Mr. Fagenson on January 26, 2023, pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the employment agreement by and between Mr. Fagenson and the Issuer. These options vest in equal quarterly increments of 25,000 shares starting on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. Read SEC document |
| October 17, 2022 Filed Oct 20, 2022 01:45 UTC | Quantum Computing Inc. QUBT · Entity 4589 | GrantOptions to purchase Common Stock · Derivative | 250,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001213900-22-065057 · ownership.xml · derivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 250,000 shares Expires 2027-10-17 F2 · shares: These options were issued to Mr. Fagenson on October 17, 2022 as a success bonus for the completion of the Issuer's merger with QPhoton, Inc., and pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan. These options vest as follows: (i) 100,000 shares on June 16, 2022, (ii) 75,000 shares on September 30, 2022, and (iii) 75,000 shares on December 31, 2022. F2 · derivative.exercise_date: These options were issued to Mr. Fagenson on October 17, 2022 as a success bonus for the completion of the Issuer's merger with QPhoton, Inc., and pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan. These options vest as follows: (i) 100,000 shares on June 16, 2022, (ii) 75,000 shares on September 30, 2022, and (iii) 75,000 shares on December 31, 2022. Read SEC document |
| October 17, 2022 Filed Oct 20, 2022 01:45 UTC | Quantum Computing Inc. QUBT · Entity 4589 | GrantOptions to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001213900-22-065057 · ownership.xml · derivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 100,000 shares Expires 2027-10-17 F1 · shares: These options were issued to Mr. Fagenson on October 17, 2022, pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the employment agreement by and between Mr. Fagenson and the Issuer. These options vest in equal quarterly increments of 25,000 shares starting on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. F1 · derivative.exercise_date: These options were issued to Mr. Fagenson on October 17, 2022, pursuant to the Quantum Computing Inc. 2022 Equity and Incentive Plan and according to the terms of the employment agreement by and between Mr. Fagenson and the Issuer. These options vest in equal quarterly increments of 25,000 shares starting on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, subject to Mr. Fagenson's continuing services for the Issuer in the capacity in which the grant was received on each applicable vesting date. Read SEC document |
| February 25, 2021 Filed Feb 25, 2021 17:18 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Disposition to issuerRestricted Stock Units · Derivative | 46,602 | $3.25 | $151,456.50 |
DisclosureSEC source: 0001437749-21-004132 · rdgdoc.xml · derivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,602 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit that was outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to the full number of shares of the Company's common stock underlying such restricted stock unit multiplied by the Per Share Amount. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit that was outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to the full number of shares of the Company's common stock underlying such restricted stock unit multiplied by the Per Share Amount. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit that was outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to the full number of shares of the Company's common stock underlying such restricted stock unit multiplied by the Per Share Amount. Read SEC document |
| February 25, 2021 Filed Feb 25, 2021 17:18 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | OtherCommon Stock | 407,010 | $3.25 | $1,322,782.50 |
DisclosureSEC source: 0001437749-21-004132 · rdgdoc.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of to B. Riley Principal Merger Corp. III ("Merger Sub"), which, pursuant to the terms of the Agreement and Plan of Merger, by and among National Holdings Corporation (the "Company"), B. Riley Financial, Inc. ("Parent"), and Merger Sub, dated as of January 10, 2021 (the "Merger Agreement"), commenced a tender offer to Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 20:09 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | GrantRestricted Stock Units · Derivative | 32,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007221 · rdgdoc.xml · derivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,602 Underlying: Common Stock · 32,680 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National Holdings Corporation's common stock. F2 · derivative.exercise_date: On April 2, 2020, the reporting person was granted 32,680 restricted stock units. These stock units vest in three equal annual installments beginning April 2, 2021. F2 · derivative.expiration_date: On April 2, 2020, the reporting person was granted 32,680 restricted stock units. These stock units vest in three equal annual installments beginning April 2, 2021. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 19:19 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionRestricted Stock Units · Derivative | 5,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-002835 · rdgdoc.xml · derivative · entry 6 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,922 Underlying: Common Stock · 5,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On February 13, 2019, the reporting person was granted 15,480 restricted stock units. These stock units vest in three equal annual installments beginning February 13, 2020. F5 · derivative.expiration_date: On February 13, 2019, the reporting person was granted 15,480 restricted stock units. These stock units vest in three equal annual installments beginning February 13, 2020. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 19:19 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionCommon Stock | 5,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-002835 · rdgdoc.xml · nonDerivative · entry 3 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 19:19 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionRestricted Stock Units · Derivative | 3,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-002835 · rdgdoc.xml · derivative · entry 5 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,082 Underlying: Common Stock · 3,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019. F4 · derivative.expiration_date: On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 19:19 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-002835 · rdgdoc.xml · derivative · entry 4 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,578 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019. F3 · derivative.expiration_date: On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 19:19 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionCommon Stock | 3,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-002835 · rdgdoc.xml · nonDerivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 19:19 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-002835 · rdgdoc.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock. Read SEC document |
| February 13, 2019 Filed Apr 26, 2019 16:44 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | GrantRestricted Stock Units · Derivative | 15,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-008051 · rdgdoc.xml · derivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,578 Underlying: Common Stock · 15,480 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National Holdings Corporation (the "Company") common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 13, 2020. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 13, 2020. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule. Read SEC document |
| February 12, 2019 Filed Mar 6, 2019 19:47 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionRestricted Stock Units · Derivative | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004250 · rdgdoc.xml · derivative · entry 6 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,098 Underlying: Common Stock · 3,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019. F6 · derivative.expiration_date: On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019. Read SEC document |
| February 12, 2019 Filed Mar 6, 2019 19:47 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004250 · rdgdoc.xml · derivative · entry 5 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,593 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019. F5 · derivative.expiration_date: On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019. Read SEC document |
| February 12, 2019 Filed Mar 6, 2019 19:47 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionCommon Stock | 3,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-004250 · rdgdoc.xml · nonDerivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock. Read SEC document |
| February 12, 2019 Filed Mar 6, 2019 19:47 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-004250 · rdgdoc.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:30 UTC | DSS, INC. DSS · Entity 8811 | GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005236 · form-4.xml · derivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,421 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of his services as a Director of the company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
| February 12, 2018 Filed Mar 6, 2019 19:47 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | GrantRestricted Stock Units · Derivative | 10,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004250 · rdgdoc.xml · derivative · entry 4 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,593 Underlying: Common Stock · 10,593 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule. Read SEC document |
| February 12, 2018 Filed Mar 6, 2019 19:47 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004250 · rdgdoc.xml · derivative · entry 3 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule. F3 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:46 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 1,653 | $0.70 | $1,153.79 |
DisclosureSEC source: 0001493152-16-015663 · form4.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,931 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:23 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 2,347 | $0.71 | $1,676.93 |
DisclosureSEC source: 0001493152-16-015540 · form4.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,278 Read SEC document |
| September 29, 2016 Filed Oct 4, 2016 20:25 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 1,874 | $0.63 | $1,180.62 |
DisclosureSEC source: 0001493152-16-013831 · form4.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,931 F1 · balance_after: Amounts reflect a 1-for-4 reverse stock split which was affected by DSS on August 26, 2016. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 21:00 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 101 | $0.61 | $61.61 |
DisclosureSEC source: 0001493152-16-013713 · form4.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,057 F1 · balance_after: Amounts reflect a 1-for-4 reverse stock split which was affected by DSS on August 26, 2016. Read SEC document |
| September 26, 2016 Filed Sep 27, 2016 21:54 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 1,025 | $0.61 | $625.25 |
DisclosureSEC source: 0001493152-16-013620 · form4.xml · nonDerivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,956 F1 · balance_after: Amounts reflect a 1-for-4 reverse stock split which was affected by DSS on August 26, 2016. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 21:54 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 7,100 | $0.61 | $4,331.00 |
DisclosureSEC source: 0001493152-16-013620 · form4.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,931 F1 · balance_after: Amounts reflect a 1-for-4 reverse stock split which was affected by DSS on August 26, 2016. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 16:33 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | OtherCommon Stock, par value $0.02 per share | 33,394 | $3.25 | $108,530.50 |
DisclosureSEC source: 0001437749-16-038640 · rdgdoc.xml · nonDerivative · entry 4 FAGENSON ROBERT B · CIK 0001215183 · Director · CEO and Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,394 F3 · ownership.nature: National Securities Growth Partners LLC ("NSGP") directly owns the Common Stock. The Reporting Person is the President of NSGP. NSGP has investment and voting power with respect to the Common Stock held by the funds managed by NSGP. The Reporting Person, as the President of NSGP, may be deemed to beneficially own the shares of Common Stock beneficially owned by NSGP. The Reporting Person disclaims any beneficial ownership of the Common Stock to which this report relates for purposes of Section 16, except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 16:33 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | OtherCommon Stock, par value $0.02 per share | 11,667 | $3.25 | $37,917.75 |
DisclosureSEC source: 0001437749-16-038640 · rdgdoc.xml · nonDerivative · entry 3 FAGENSON ROBERT B · CIK 0001215183 · Director · CEO and Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,000 F2 · ownership.nature: The Trust for the benefit of Toby Fagenson (the "Trust") directly owns the Common Stock. The Reporting Person is a Trustee of the Trust. The Reporting Person has investment and voting power with respect to the Common Stock held by Trust. Therefore, the Reporting Person may be deemed to beneficially own the shares of Common Stock beneficially owned by Trust. The Reporting Person disclaims any beneficial ownership of the Common Stock to which this report relates for purposes of Section 16, except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 16:33 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | OtherCommon Stock, par value $0.02 per share | 500,000 | $3.25 | $1,625,000.00 |
DisclosureSEC source: 0001437749-16-038640 · rdgdoc.xml · nonDerivative · entry 2 FAGENSON ROBERT B · CIK 0001215183 · Director · CEO and Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 301,468 F1 · ownership.nature: Fagenson & Co., Inc. ("Fagenson & Co.") directly owns the Common Stock. The Reporting Person is the Chairman and Chief Executive Officer of Fagenson & Co. The Reporting Person has investment and voting power with respect to the Common Stock held by Fagenson & Co. Therefore, the Reporting Person may be deemed to beneficially own the shares of Common Stock beneficially owned by Fagenson & Co. The Reporting Person disclaims any beneficial ownership of the Common Stock to which this report relates for purposes of Section 16, except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 16:33 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | OtherCommon Stock, par value $0.02 per share | 5,000 | $3.25 | $16,250.00 |
DisclosureSEC source: 0001437749-16-038640 · rdgdoc.xml · nonDerivative · entry 1 FAGENSON ROBERT B · CIK 0001215183 · Director · CEO and Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.