Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DSS, INC.DSS · Entity 8811 | Director | July 23, 2019 | July 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DSS, INC.
Report date July 23, 2019 · Filed July 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 684,970 |
Reported balance
After 2019-07-23 transaction · row 1
1 source rowRow 1 · 2019-07-23 · Grant · Acquired 30,575 · Balance 684,970 F1: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2019 Filed Jul 24, 2019 21:56 UTC | DSS, INC. DSS · Entity 8811 | GrantCommon Stock | 30,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-011049 · ownership.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,970 F1 · shares: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. F1 · price: Represents a stock grant awarded to the Reporting Person by the Issuer pursuant to the Company's 2013 Employee, Director and Consultants Equity Incentive Plan in consideration for the Reporting Person's services as a Director of the Issuer. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 21:00 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 1,181 | $0.48 | $561.57 |
DisclosureSEC source: 0001493152-19-008942 · ownership.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,395 Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:05 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 3,181 | $1.05 | $3,340.05 |
DisclosureSEC source: 0001493152-19-008000 · ownership.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,214 Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:30 UTC | DSS, INC. DSS · Entity 8811 | GrantOptions · Derivative | 10,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001493152-18-005241 · form4.xml · derivative · entry 2 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · price: Options grant was made to the Reporting Person in consideration of his services as a Director of the Company. F1 · derivative.exercise_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. F1 · derivative.expiration_date: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23. Read SEC document |
| March 30, 2018 Filed Mar 30, 2018 21:00 UTC | DSS, INC. DSS · Entity 8811 | PurchaseWarrants · Derivative | 80,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-18-004281 · form4.xml · derivative · entry 2 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2023-03-30 F1 · shares: Shares of common stock and warrants issued on March 30, 2018 Pursuant to a Securities Purchase Agreement executed on August 30, 2017. The Reporting Person completed the Purchase of the contracted for shares and warrants on March 30, 2018. F2 · price: The price of the warrants is included in the price of the shares reported on Table I. Read SEC document |
| March 30, 2018 Filed Mar 30, 2018 21:00 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 400,000 | $0.75 | $300,000.00 |
DisclosureSEC source: 0001493152-18-004281 · form4.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,033 F1 · shares: Shares of common stock and warrants issued on March 30, 2018 Pursuant to a Securities Purchase Agreement executed on August 30, 2017. The Reporting Person completed the Purchase of the contracted for shares and warrants on March 30, 2018. F1 · price: Shares of common stock and warrants issued on March 30, 2018 Pursuant to a Securities Purchase Agreement executed on August 30, 2017. The Reporting Person completed the Purchase of the contracted for shares and warrants on March 30, 2018. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:45 UTC | DSS, INC. DSS · Entity 8811 | Tax withholdingWarrants · Derivative | 11,364 | $0.75 Strike: $0.75 | $8,523.00 |
DisclosureSEC source: 0001493152-17-010812 · form4.xml · derivative · entry 2 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,364 shares Expires 2020-04-22 Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:45 UTC | DSS, INC. DSS · Entity 8811 | Tax withholdingCommon Stock | 11,364 | $0.75 | $8,523.00 |
DisclosureSEC source: 0001493152-17-010812 · form4.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,033 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:10 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 1,250 | $0.64 | $800.00 |
DisclosureSEC source: 0001493152-16-016012 · form4.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,669 F1 · balance_after: Amount reflects a 1-for-4 reverse stock split which was affected by the issuer on August 26, 2016. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 21:15 UTC | DSS, INC. DSS · Entity 8811 | PurchaseCommon Stock | 3,000 | $0.65 | $1,950.00 |
DisclosureSEC source: 0001493152-16-015516 · form4.xml · nonDerivative · entry 1 SANDERS JOSEPH L. · CIK 0001655128 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,419 F1 · balance_after: Amount reflects a 1-for-4 reverse stock split which was affected by the issuer on August 26, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.