Last 12 months
Inside the activity.
0 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 4, 2026 00:46 UTC |
Walker Mark DDirector · Chairman and CEO
|
SaleClass A Common Stock, par value $0.001 per share | 500 | $1.90 | $950.00 |
DisclosureSEC source: 0001628280-26-060597 · wk-form4_1788482763.xml · nonDerivative · entry 2 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 7,864 Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:46 UTC |
Walker Mark DDirector · Chairman and CEO
|
SaleClass A Common Stock, par value $0.001 per share | 1,636 | $2.06 | $3,365.58 |
DisclosureSEC source: 0001628280-26-060597 · wk-form4_1788482763.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 8,364 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.95 to $2.165 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 27, 2026 Filed Aug 28, 2026 23:37 UTC |
Walker Mark DDirector · Chairman and CEO
|
ConversionClass A Common Units of Direct Digital Holdings LLC · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001896664-26-000007 · wk-form4_1787960225.xml · derivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Direct Digital Management, LLC Disclosed balance after: 11,279 Underlying: Class A Common Stock, par value $0.001 per share · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Direct Digital Holdings, LLC, dated as of February 15, 2022, Class A Common Units (as defined therein) held by the Reporting Person (indirectly through the Reporting Person's ownership interest in Direct Digital Management, LLC) are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The Class A Common Units have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled. F2 · shares: On January 12, 2026, Direct Digital Holdings, Inc. effected a 55-to-1 reverse stock split and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (collectively, the "Reverse Stock Splits"). The Class A Common Units held by the Reporting Person had been adjusted as a result of the Reverse Stock Splits. F1 · derivative.exercise_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Direct Digital Holdings, LLC, dated as of February 15, 2022, Class A Common Units (as defined therein) held by the Reporting Person (indirectly through the Reporting Person's ownership interest in Direct Digital Management, LLC) are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The Class A Common Units have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled. F1 · derivative.expiration_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Direct Digital Holdings, LLC, dated as of February 15, 2022, Class A Common Units (as defined therein) held by the Reporting Person (indirectly through the Reporting Person's ownership interest in Direct Digital Management, LLC) are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The Class A Common Units have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled. F2 · balance_after: On January 12, 2026, Direct Digital Holdings, Inc. effected a 55-to-1 reverse stock split and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (collectively, the "Reverse Stock Splits"). The Class A Common Units held by the Reporting Person had been adjusted as a result of the Reverse Stock Splits. Read SEC document |
| August 27, 2026 Filed Aug 28, 2026 23:37 UTC |
Walker Mark DDirector · Chairman and CEO
|
ConversionClass A Common Stock, par value $0.001 per share | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001896664-26-000007 · wk-form4_1787960225.xml · nonDerivative · entry 1 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Direct Digital Holdings, LLC, dated as of February 15, 2022, Class A Common Units (as defined therein) held by the Reporting Person (indirectly through the Reporting Person's ownership interest in Direct Digital Management, LLC) are exchangeable for shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The Class A Common Units have no expiration date. At the time of any such exchange, an equal number of shares of Class B Common Stock of the Issuer held by the Reporting Person, which have no economic value and entitle holders thereof to one vote per share on all matters on which stockholders of the Issuer are entitled to vote generally, are cancelled. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:09 UTC |
Walker Mark DDirector · Chairman and CEO
|
SaleClass A Common Stock, par value $0.001 per share | 1,363 | $2.80 | $3,816.40 |
DisclosureSEC source: 0001896664-26-000002 · wk-form4_1782767375.xml · nonDerivative · entry 7 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By AJN Energy & Transport Ventures, LLC Disclosed balance after: 0 F1 · shares: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The Securities Acquired reported in connection with this transaction have been adjusted to reflect the April Reverse Stock Split and the Amount of Securities Beneficially Owned Following Reported Transaction in connection with this transaction have been adjusted to reflect the Reverse Stock Splits. F5 · price: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person on December 11, 2024. This transaction was executed in multiple trades at prices ranging from $2.76 to $2.84 per share. The price reported above reflects the weighted average purchase price on the date indicated rounded to the nearest penny. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:10 UTC |
Cohen RichardDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001298692-26-000003 · wk-form4_1782767449.xml · derivative · entry 8 Cohen Richard · CIK 0001298692 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F8 · shares: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.exercise_date: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.expiration_date: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.underlying_shares: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:10 UTC |
Cohen RichardDirector
|
SaleClass A Common Stock, par value $0.001 per share | 25 | $2.91 | $72.75 |
DisclosureSEC source: 0001298692-26-000003 · wk-form4_1782767449.xml · nonDerivative · entry 5 Cohen Richard · CIK 0001298692 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501 F5 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 37 shares. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:10 UTC |
Cohen RichardDirector
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 37 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001298692-26-000003 · wk-form4_1782767449.xml · nonDerivative · entry 4 Cohen Richard · CIK 0001298692 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:11 UTC |
Leatherberry Antoinette ReneeDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001834624-26-000003 · wk-form4_1782767508.xml · derivative · entry 8 Leatherberry Antoinette Renee · CIK 0001834624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F8 · derivative.exercise_date: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.expiration_date: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.underlying_shares: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:11 UTC |
Leatherberry Antoinette ReneeDirector
|
SaleClass A Common Stock, par value $0.001 per share | 23 | $2.91 | $66.93 |
DisclosureSEC source: 0001834624-26-000003 · wk-form4_1782767508.xml · nonDerivative · entry 5 Leatherberry Antoinette Renee · CIK 0001834624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531 F5 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 37 shares. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:11 UTC |
Leatherberry Antoinette ReneeDirector
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 37 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001834624-26-000003 · wk-form4_1782767508.xml · nonDerivative · entry 4 Leatherberry Antoinette Renee · CIK 0001834624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:08 UTC |
Locke MistelleDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · derivative · entry 11 Locke Mistelle · CIK 0001960753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F10 · derivative.exercise_date: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F10 · derivative.expiration_date: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:08 UTC |
Locke MistelleDirector
|
SaleClass A Common Stock, par value $0.001 per share | 25 | $2.91 | $72.75 |
DisclosureSEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 7 Locke Mistelle · CIK 0001960753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369 F6 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 37 shares. Read SEC document |
| June 12, 2026 Filed Jun 29, 2026 21:08 UTC |
Locke MistelleDirector
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 37 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 6 Locke Mistelle · CIK 0001960753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:10 UTC |
Cohen RichardDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001298692-26-000003 · wk-form4_1782767449.xml · derivative · entry 7 Cohen Richard · CIK 0001298692 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F7 · shares: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F7 · derivative.exercise_date: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F7 · derivative.expiration_date: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F7 · derivative.underlying_shares: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:10 UTC |
Cohen RichardDirector
|
SaleClass A Common Stock, par value $0.001 per share | 76 | $2.96 | $224.96 |
DisclosureSEC source: 0001298692-26-000003 · wk-form4_1782767449.xml · nonDerivative · entry 3 Cohen Richard · CIK 0001298692 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 489 F4 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 159 shares. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:10 UTC |
Cohen RichardDirector
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001298692-26-000003 · wk-form4_1782767449.xml · nonDerivative · entry 2 Cohen Richard · CIK 0001298692 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:11 UTC |
Leatherberry Antoinette ReneeDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001834624-26-000003 · wk-form4_1782767508.xml · derivative · entry 7 Leatherberry Antoinette Renee · CIK 0001834624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F7 · derivative.exercise_date: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F7 · derivative.expiration_date: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F7 · derivative.underlying_shares: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:11 UTC |
Leatherberry Antoinette ReneeDirector
|
SaleClass A Common Stock, par value $0.001 per share | 67 | $2.96 | $198.32 |
DisclosureSEC source: 0001834624-26-000003 · wk-form4_1782767508.xml · nonDerivative · entry 3 Leatherberry Antoinette Renee · CIK 0001834624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517 F4 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 159 shares. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:11 UTC |
Leatherberry Antoinette ReneeDirector
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001834624-26-000003 · wk-form4_1782767508.xml · nonDerivative · entry 2 Leatherberry Antoinette Renee · CIK 0001834624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:08 UTC |
Locke MistelleDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · derivative · entry 10 Locke Mistelle · CIK 0001960753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F9 · derivative.exercise_date: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · derivative.expiration_date: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:08 UTC |
Locke MistelleDirector
|
SaleClass A Common Stock, par value $0.001 per share | 76 | $2.96 | $224.96 |
DisclosureSEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 5 Locke Mistelle · CIK 0001960753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357 F5 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 159 shares. Read SEC document |
| June 09, 2026 Filed Jun 29, 2026 21:08 UTC |
Locke MistelleDirector
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 4 Locke Mistelle · CIK 0001960753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:10 UTC |
Pillai AnuChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001896798-26-000002 · wk-form4_1782767399.xml · derivative · entry 10 Pillai Anu · CIK 0001896798 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68 Underlying: Class A Common Stock, par value $0.001 per share · 33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F8 · shares: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.exercise_date: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.expiration_date: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.underlying_shares: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · balance_after: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:10 UTC |
Pillai AnuChief Technology Officer
|
Tax withholdingClass A Common Stock, par value $0.001 per share | 12 | $3.34 | $40.08 |
DisclosureSEC source: 0001896798-26-000002 · wk-form4_1782767399.xml · nonDerivative · entry 6 Pillai Anu · CIK 0001896798 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189 F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F3 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:10 UTC |
Pillai AnuChief Technology Officer
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001896798-26-000002 · wk-form4_1782767399.xml · nonDerivative · entry 5 Pillai Anu · CIK 0001896798 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:09 UTC |
Walker Mark DDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001896664-26-000002 · wk-form4_1782767375.xml · derivative · entry 11 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 136 Underlying: Class A Common Stock, par value $0.001 per share · 67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F9 · shares: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · derivative.exercise_date: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · derivative.expiration_date: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · derivative.underlying_shares: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · balance_after: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:09 UTC |
Walker Mark DDirector · Chairman and CEO
|
Tax withholdingClass A Common Stock, par value $0.001 per share | 20 | $3.29 | $65.80 |
DisclosureSEC source: 0001896664-26-000002 · wk-form4_1782767375.xml · nonDerivative · entry 6 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 221 F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F3 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:09 UTC |
Walker Mark DDirector · Chairman and CEO
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001896664-26-000002 · wk-form4_1782767375.xml · nonDerivative · entry 5 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:08 UTC |
Diaz Diana PCFO
|
Exercise / conversionRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · derivative · entry 9 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68 Underlying: Class A Common Stock, par value $0.001 per share · 33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F8 · shares: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.exercise_date: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.expiration_date: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.underlying_shares: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:08 UTC |
Diaz Diana PCFO
|
Tax withholdingClass A Common Stock, par value $0.001 per share | 10 | $3.34 | $33.40 |
DisclosureSEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · nonDerivative · entry 5 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159 F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F3 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:08 UTC |
Diaz Diana PCFO
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · nonDerivative · entry 4 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:09 UTC |
SMITH W KEITHDirector · President
|
Exercise / conversionRestricted Stock Units · Derivative | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001203452-26-000002 · wk-form4_1782767347.xml · derivative · entry 11 SMITH W KEITH · CIK 0001203452 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136 Underlying: Class A Common Stock, par value $0.001 per share · 67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F8 · shares: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.exercise_date: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.expiration_date: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.underlying_shares: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · balance_after: On April 1, 2025, the reporting person was granted 203 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 45,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:09 UTC |
SMITH W KEITHDirector · President
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 20 | $3.29 | $65.80 |
DisclosureSEC source: 0001203452-26-000002 · wk-form4_1782767347.xml · nonDerivative · entry 6 SMITH W KEITH · CIK 0001203452 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F3 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:09 UTC |
SMITH W KEITHDirector · President
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001203452-26-000002 · wk-form4_1782767347.xml · nonDerivative · entry 5 SMITH W KEITH · CIK 0001203452 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:07 UTC |
Lowrey Maria VilchezChief Growth Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001943064-26-000003 · wk-form4_1782767264.xml · derivative · entry 13 Lowrey Maria Vilchez · CIK 0001943064 · Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68 Underlying: Class A Common Stock, par value $0.001 per share · 33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F9 · shares: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · derivative.exercise_date: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · derivative.expiration_date: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · derivative.underlying_shares: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F9 · balance_after: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:07 UTC |
Lowrey Maria VilchezChief Growth Officer
|
Tax withholdingClass A Common Stock, par value $0.001 per share | 10 | $3.34 | $33.40 |
DisclosureSEC source: 0001943064-26-000003 · wk-form4_1782767264.xml · nonDerivative · entry 8 Lowrey Maria Vilchez · CIK 0001943064 · Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183 F3 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F4 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| April 01, 2026 Filed Jun 29, 2026 21:07 UTC |
Lowrey Maria VilchezChief Growth Officer
|
Exercise / conversionClass A Common Stock, par value $0.001 per share | 33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001943064-26-000003 · wk-form4_1782767264.xml · nonDerivative · entry 7 Lowrey Maria Vilchez · CIK 0001943064 · Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| March 24, 2026 Filed Jun 29, 2026 21:10 UTC |
Pillai AnuChief Technology Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 4,375 | $0.00 Strike: $3.32 | $0.00 |
DisclosureSEC source: 0001896798-26-000002 · wk-form4_1782767399.xml · derivative · entry 9 Pillai Anu · CIK 0001896798 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,375 Underlying: Class A Common Stock, par value $0.001 per share · 4,375 shares Expires 2036-03-24 F3 · derivative.exercise_price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F7 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027. F3 · derivative.underlying_shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · balance_after: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| March 24, 2026 Filed Jun 29, 2026 21:09 UTC |
Walker Mark DDirector · Chairman and CEO
|
GrantEmployee Stock Options (right to buy) · Derivative | 8,750 | $0.00 Strike: $3.32 | $0.00 |
DisclosureSEC source: 0001896664-26-000002 · wk-form4_1782767375.xml · derivative · entry 10 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,750 Underlying: Class A Common Stock, par value $0.001 per share · 8,750 shares Expires 2036-03-24 F3 · derivative.exercise_price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F8 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027. F3 · derivative.underlying_shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · balance_after: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| March 24, 2026 Filed Jun 29, 2026 21:08 UTC |
Diaz Diana PCFO
|
GrantEmployee Stock Options (right to buy) · Derivative | 4,375 | $0.00 Strike: $3.32 | $0.00 |
DisclosureSEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · derivative · entry 8 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,375 Underlying: Class A Common Stock, par value $0.001 per share · 4,375 shares Expires 2036-03-24 F3 · derivative.exercise_price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F7 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027. F3 · derivative.underlying_shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · balance_after: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| March 24, 2026 Filed Jun 29, 2026 21:09 UTC |
SMITH W KEITHDirector · President
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GrantEmployee Stock Options (right to buy) · Derivative | 8,750 | $0.00 Strike: $3.32 | $0.00 |
DisclosureSEC source: 0001203452-26-000002 · wk-form4_1782767347.xml · derivative · entry 10 SMITH W KEITH · CIK 0001203452 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,750 Underlying: Class A Common Stock, par value $0.001 per share · 8,750 shares Expires 2036-03-24 F3 · derivative.exercise_price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F7 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027. F3 · derivative.underlying_shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · balance_after: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| March 24, 2026 Filed Jun 29, 2026 21:07 UTC |
Lowrey Maria VilchezChief Growth Officer
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GrantEmployee Stock Options (right to buy) · Derivative | 4,375 | $0.00 Strike: $3.32 | $0.00 |
DisclosureSEC source: 0001943064-26-000003 · wk-form4_1782767264.xml · derivative · entry 12 Lowrey Maria Vilchez · CIK 0001943064 · Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,375 Underlying: Class A Common Stock, par value $0.001 per share · 4,375 shares Expires 2036-03-24 F4 · derivative.exercise_price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F8 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027. F4 · derivative.underlying_shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · balance_after: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| March 20, 2026 Filed Jun 29, 2026 21:10 UTC |
Pillai AnuChief Technology Officer
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Exercise / conversionRestricted Stock Units · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001896798-26-000002 · wk-form4_1782767399.xml · derivative · entry 8 Pillai Anu · CIK 0001896798 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 10 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F6 · shares: On March 20, 2023, the reporting person was granted 28 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 6,315 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 28 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 6,315 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 28 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 6,315 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.underlying_shares: On March 20, 2023, the reporting person was granted 28 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 6,315 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| March 20, 2026 Filed Jun 29, 2026 21:10 UTC |
Pillai AnuChief Technology Officer
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Tax withholdingClass A Common Stock, par value $0.001 per share | 5 | $3.32 | $16.60 |
DisclosureSEC source: 0001896798-26-000002 · wk-form4_1782767399.xml · nonDerivative · entry 4 Pillai Anu · CIK 0001896798 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168 F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F3 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| March 20, 2026 Filed Jun 29, 2026 21:10 UTC |
Pillai AnuChief Technology Officer
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Exercise / conversionClass A Common Stock, par value $0.001 per share | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001896798-26-000002 · wk-form4_1782767399.xml · nonDerivative · entry 3 Pillai Anu · CIK 0001896798 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| March 20, 2026 Filed Jun 29, 2026 21:09 UTC |
Walker Mark DDirector · Chairman and CEO
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Exercise / conversionRestricted Stock Units · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001896664-26-000002 · wk-form4_1782767375.xml · derivative · entry 9 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 45 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F7 · shares: On March 20, 2023, the reporting person was granted 135 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 29,910 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F7 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 135 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 29,910 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F7 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 135 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 29,910 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F7 · derivative.underlying_shares: On March 20, 2023, the reporting person was granted 135 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 29,910 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
| March 20, 2026 Filed Jun 29, 2026 21:09 UTC |
Walker Mark DDirector · Chairman and CEO
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Tax withholdingClass A Common Stock, par value $0.001 per share | 14 | $3.52 | $49.28 |
DisclosureSEC source: 0001896664-26-000002 · wk-form4_1782767375.xml · nonDerivative · entry 4 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174 F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F3 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document |
| March 20, 2026 Filed Jun 29, 2026 21:09 UTC |
Walker Mark DDirector · Chairman and CEO
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Exercise / conversionClass A Common Stock, par value $0.001 per share | 45 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001896664-26-000002 · wk-form4_1782767375.xml · nonDerivative · entry 3 Walker Mark D · CIK 0001896664 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document |
| March 20, 2026 Filed Jun 29, 2026 21:09 UTC |
SMITH W KEITHDirector · President
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Exercise / conversionRestricted Stock Units · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001203452-26-000002 · wk-form4_1782767347.xml · derivative · entry 9 SMITH W KEITH · CIK 0001203452 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 45 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F6 · shares: On March 20, 2023, the reporting person was granted 135 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 29,910 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 135 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 29,910 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 135 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 29,910 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.underlying_shares: On March 20, 2023, the reporting person was granted 135 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units vested on March 20, 2026. This grant was previously reported as covering 29,910 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.