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Locke Mistelle

Disclosed activity across 1 company

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34714
SEC CIK
0001960753

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Direct Digital Holdings, Inc.DRCT · Entity 2630DirectorJanuary 16, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Direct Digital Holdings, Inc.

Report date January 16, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect215 Reported balance After 2026-01-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-16 · Exercise / conversion · Acquired 34 · Balance 215

F1: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares acquired reported in connection with this transaction have been adjusted to reflect the April Reverse Stock Split.

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F3: The Amount of Securities Beneficially Owned Following Reported Transactions has been adjusted to reflect the Reverse Stock Splits.

Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect184 Reported balance After 2026-01-16 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-01-16 · Sale · Disposed 31 · Balance 184

F4: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 34 shares.

Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect274 Reported balance After 2026-01-24 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-01-24 · Exercise / conversion · Acquired 90 · Balance 274

F1: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares acquired reported in connection with this transaction have been adjusted to reflect the April Reverse Stock Split.

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect433 Reported balance After 2026-06-09 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-06-09 · Exercise / conversion · Acquired 159 · Balance 433

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect357 Reported balance After 2026-06-09 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-06-09 · Sale · Disposed 76 · Balance 357

F5: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 159 shares.

Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect394 Reported balance After 2026-06-12 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2026-06-12 · Exercise / conversion · Acquired 37 · Balance 394

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect369 Reported balance After 2026-06-12 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2026-06-12 · Sale · Disposed 25 · Balance 369

F6: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 37 shares.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-01-16 · Exercise / conversion · Disposed 34 · Balance 0

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F7: On January 16, 2023, the reporting person was granted 98 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on January 16, 2024, an additional 33 percent vested on January 16, 2025, and the remaining balance of 34 percent of the restricted stock units vested on January 16, 2026. This grant was previously reported as covering 21,739 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-24 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-01-24 · Exercise / conversion · Disposed 90 · Balance 0

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F8: On January 24, 2025, the reporting person was granted 90 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 20,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-09 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-06-09 · Exercise / conversion · Disposed 159 · Balance 0

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F9: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-06-12 · Exercise / conversion · Disposed 37 · Balance 0

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F10: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Filing footnotes · ownership attribution and instrument terms

F1: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares acquired reported in connection with this transaction have been adjusted to reflect the April Reverse Stock Split.

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F3: The Amount of Securities Beneficially Owned Following Reported Transactions has been adjusted to reflect the Reverse Stock Splits.

F4: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 34 shares.

F5: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 159 shares.

F6: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 37 shares.

F7: On January 16, 2023, the reporting person was granted 98 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on January 16, 2024, an additional 33 percent vested on January 16, 2025, and the remaining balance of 34 percent of the restricted stock units vested on January 16, 2026. This grant was previously reported as covering 21,739 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F8: On January 24, 2025, the reporting person was granted 90 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 20,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F9: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F10: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · derivative · entry 11

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.001 per share · 37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F10 · derivative.exercise_date: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F10 · derivative.expiration_date: On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Read SEC document
June 12, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 SaleClass A Common Stock, par value $0.001 per share 25 $2.91 $72.75
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 7

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369

F6 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 37 shares.

Read SEC document
June 12, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionClass A Common Stock, par value $0.001 per share 37 Not disclosed Not disclosed
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 6

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

Read SEC document
June 09, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionRestricted Stock Units · Derivative 159 $0.00 $0.00
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · derivative · entry 10

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.001 per share · 159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F9 · derivative.exercise_date: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F9 · derivative.expiration_date: On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Read SEC document
June 09, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 SaleClass A Common Stock, par value $0.001 per share 76 $2.96 $224.96
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 5

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357

F5 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 159 shares.

Read SEC document
June 09, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionClass A Common Stock, par value $0.001 per share 159 Not disclosed Not disclosed
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 4

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

Read SEC document
January 24, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionRestricted Stock Units · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · derivative · entry 9

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.001 per share · 90 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F8 · derivative.exercise_date: On January 24, 2025, the reporting person was granted 90 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 20,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F8 · derivative.expiration_date: On January 24, 2025, the reporting person was granted 90 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 20,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Read SEC document
January 24, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionClass A Common Stock, par value $0.001 per share 90 Not disclosed Not disclosed
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 3

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares acquired reported in connection with this transaction have been adjusted to reflect the April Reverse Stock Split.

F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

Read SEC document
January 16, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionRestricted Stock Units · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · derivative · entry 8

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.001 per share · 34 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F7 · derivative.exercise_date: On January 16, 2023, the reporting person was granted 98 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on January 16, 2024, an additional 33 percent vested on January 16, 2025, and the remaining balance of 34 percent of the restricted stock units vested on January 16, 2026. This grant was previously reported as covering 21,739 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F7 · derivative.expiration_date: On January 16, 2023, the reporting person was granted 98 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on January 16, 2024, an additional 33 percent vested on January 16, 2025, and the remaining balance of 34 percent of the restricted stock units vested on January 16, 2026. This grant was previously reported as covering 21,739 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Read SEC document
January 16, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 SaleClass A Common Stock, par value $0.001 per share 31 $6.51 $201.81
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 2

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184

F4 · shares: Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 34 shares.

Read SEC document
January 16, 2026 Filed Jun 29, 2026 21:08 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionClass A Common Stock, par value $0.001 per share 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001960753-26-000002 · wk-form4_1782767317.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares acquired reported in connection with this transaction have been adjusted to reflect the April Reverse Stock Split.

F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F3 · balance_after: The Amount of Securities Beneficially Owned Following Reported Transactions has been adjusted to reflect the Reverse Stock Splits.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:44 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionRestricted Stock Units · Derivative 8,205 $0.00 $0.00
Disclosure

SEC source: 0001880613-25-000041 · wk-form4_1749847457.xml · derivative · entry 3

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,205

Underlying: Class A Common Stock, par value $0.001 per share · 8,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

F3 · derivative.exercise_date: On June 12, 2023, the reporting person was granted 24,615 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on June 12, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

F3 · derivative.expiration_date: On June 12, 2023, the reporting person was granted 24,615 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on June 12, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:44 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 SaleClass A Common Stock, par value $0.001 per share 3,432 $0.52 $1,784.64
Disclosure

SEC source: 0001880613-25-000041 · wk-form4_1749847457.xml · nonDerivative · entry 2

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,447

F2 · shares: Represents shares sold to satisfy tax liabilities associated with the reported vesting of restricted stock units for 8,205 shares.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:44 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionClass A Common Stock, par value $0.001 per share 8,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001880613-25-000041 · wk-form4_1749847457.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:02 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001880613-25-000024 · wk-form4_1749672151.xml · derivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock, par value $0.001 per share · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

F2 · derivative.exercise_date: Grant of restricted stock units under the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan. The restricted stock units will vest one year from the date of grant conditioned on continued service as of the vesting date.

F2 · derivative.expiration_date: Grant of restricted stock units under the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan. The restricted stock units will vest one year from the date of grant conditioned on continued service as of the vesting date.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 22:32 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-002847 · wk-form4_1738103558.xml · derivative · entry 4

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock, par value $0.001 per share · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

F4 · derivative.exercise_date: Grant of restricted stock units under the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan. The restricted stock units will vest one year from the date of grant conditioned on continued service as of the vesting date.

F4 · derivative.expiration_date: Grant of restricted stock units under the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan. The restricted stock units will vest one year from the date of grant conditioned on continued service as of the vesting date.

Read SEC document
January 16, 2025 Filed Jan 28, 2025 22:32 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionRestricted Stock Units · Derivative 7,246 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-002847 · wk-form4_1738103558.xml · derivative · entry 3

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,246

Underlying: Class A Common Stock, par value $0.001 per share · 7,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

F3 · derivative.exercise_date: On January 16, 2023, the reporting person was granted 21,739 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on January 16, 2024, an additional 33 percent vested on January 16, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on January 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

F3 · derivative.expiration_date: On January 16, 2023, the reporting person was granted 21,739 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on January 16, 2024, an additional 33 percent vested on January 16, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on January 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

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January 16, 2025 Filed Jan 28, 2025 22:32 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 SaleClass A Common Stock, par value $0.001 per share 1,773 $1.30 $2,304.90
Disclosure

SEC source: 0001628280-25-002847 · wk-form4_1738103558.xml · nonDerivative · entry 2

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,674

F2 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units for 7,246 shares.

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January 16, 2025 Filed Jan 28, 2025 22:32 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionClass A Common Stock, par value $0.001 per share 7,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-002847 · wk-form4_1738103558.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

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December 18, 2024 Filed Dec 19, 2024 21:06 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 SaleClass A Common Stock 7,048 $0.85 $5,990.80
Disclosure

SEC source: 0001628280-24-052053 · wk-form4_1734642378.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,201

F1 · shares: Represents shares sold by the reporting person to satisfy tax liabilities in connection with the previously reported grant of 24,615 shares on December 09, 2024.

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December 09, 2024 Filed Dec 11, 2024 21:56 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 GrantClass A Common Stock 24,615 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-050808 · wk-form4_1733954194.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,249

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June 14, 2024 Filed Jun 15, 2024 01:21 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 SaleClass A Common Stock 1,098 $5.22 $5,731.56
Disclosure

SEC source: 0001104659-24-071902 · tm2417375-2_4seq1.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,634

F1 · shares: Represents shares sold by the reporting person to satisfy tax liabilities in connection with the previously reported vesting of restricted stock units for 8,205 shares on June 12, 2024.

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June 12, 2024 Filed Jun 12, 2024 23:56 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionRestricted Stock Units · Derivative 8,205 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070958 · tm2417141-3_4seq1.xml · derivative · entry 2

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,410

Underlying: Class A Common Stock, par value $0.001 per share · 8,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

F2 · derivative.exercise_date: On June 12, 2023, the reporting person was granted 24,615 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent will vest on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on June 12, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

F2 · derivative.expiration_date: On June 12, 2023, the reporting person was granted 24,615 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent will vest on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on June 12, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

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June 12, 2024 Filed Jun 12, 2024 23:56 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionClass A Common Stock 8,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-070958 · tm2417141-3_4seq1.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

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January 25, 2024 Filed Jan 29, 2024 23:38 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Tax withholdingClass A Common Stock 1,719 $11.68 $20,077.92
Disclosure

SEC source: 0001104659-24-007864 · tm244384-1_4seq1.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,527

F1 · kind: Represents shares sold to cover withholding tax obligations on the settlement of the previously reported vesting of the Reporting Person's restricted share units.

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January 16, 2024 Filed Jan 22, 2024 11:00 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionRestricted Stock Units · Derivative 7,246 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-005325 · tm243720-1_4seq1.xml · derivative · entry 2

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,493

Underlying: Class A Common Stock, par value $0.001 per share · 7,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

F2 · derivative.exercise_date: On January 16, 2023, the reporting person was granted 21,739 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on January 16, 2024, an additional 33 percent will vest on January 16, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on January 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

F2 · derivative.expiration_date: On January 16, 2023, the reporting person was granted 21,739 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on January 16, 2024, an additional 33 percent will vest on January 16, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on January 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

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January 16, 2024 Filed Jan 22, 2024 11:00 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 Exercise / conversionClass A Common Stock 7,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-005325 · tm243720-1_4seq1.xml · nonDerivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:32 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 GrantRestricted Stock Units · Derivative 24,615 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-070913 · tm2318595-6_4seq1.xml · derivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,615

Underlying: Class A Common Stock, par value $0.001 per share · 24,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments on each of the first, second and third anniversaries of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments on each of the first, second and third anniversaries of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

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January 16, 2023 Filed Jan 18, 2023 13:21 UTC Direct Digital Holdings, Inc. DRCT · Entity 2630 GrantRestricted Stock Units · Derivative 21,739 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-004464 · tm233700d2_4seq1.xml · derivative · entry 1

Locke Mistelle · CIK 0001960753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,739

Underlying: Class A Common Stock, par value $0.001 per share · 21,739 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

F2 · derivative.expiration_date: The restricted stock units will vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.