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DOW INC.

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3233
SEC CIK
0001751788
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421

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2023 Filed Feb 28, 2023 01:21 UTC
Wilson Amy EGeneral Counsel / Secretary
Disposition to issuerCommon Stock 13,294 $57.19 $760,283.86
Disclosure

SEC source: 0001751788-23-000074 · wf-form4_167754729929354.xml · nonDerivative · entry 1

Wilson Amy E · CIK 0001772229 · General Counsel / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,081

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:20 UTC
Bryant LisaChief Human Resources Officer
Disposition to issuerCommon Stock 329 $57.19 $18,815.51
Disclosure

SEC source: 0001751788-23-000072 · wf-form4_167754717835119.xml · nonDerivative · entry 1

Bryant Lisa · CIK 0001958597 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:04 UTC
Palmieri JanePresident, Ind Interm & Infras
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 11,146 $0.00 Strike: $32.57 $0.00
Disclosure

SEC source: 0001751788-23-000068 · wf-form4_167667505127365.xml · derivative · entry 7

Palmieri Jane · CIK 0001809709 · President, Ind Interm & Infras

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,146 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:04 UTC
Palmieri JanePresident, Ind Interm & Infras
OtherCommon Stock 7,526 $59.76 $449,753.76
Disclosure

SEC source: 0001751788-23-000068 · wf-form4_167667505127365.xml · nonDerivative · entry 2

Palmieri Jane · CIK 0001809709 · President, Ind Interm & Infras

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,627

F1 · shares: Represents shares withheld by the company to satisfy the payment of the exercise price and withholding tax obligation through a net settlement on the exercise date; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:04 UTC
Palmieri JanePresident, Ind Interm & Infras
Exercise / conversionCommon Stock 11,146 $32.57 $363,025.22
Disclosure

SEC source: 0001751788-23-000068 · wf-form4_167667505127365.xml · nonDerivative · entry 1

Palmieri Jane · CIK 0001809709 · President, Ind Interm & Infras

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 00:35 UTC
Gregorio MauroPresident, Perf Mat & Coatings
GiftCommon Stock 3,669 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000062 · wf-form4_167650768608723.xml · nonDerivative · entry 3

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,861

Read SEC document
February 14, 2023 Filed Feb 16, 2023 00:35 UTC
Gregorio MauroPresident, Perf Mat & Coatings
GiftCommon Stock 3,669 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000062 · wf-form4_167650768608723.xml · nonDerivative · entry 2

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,292

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 00:36 UTC
Edmonds Ronald CController and Vice President
GiftCommon Stock 2,811 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000065 · wf-form4_167650775930499.xml · nonDerivative · entry 3

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse Trust

Disclosed balance after: 50,571

Read SEC document
February 14, 2023 Filed Feb 16, 2023 00:36 UTC
Edmonds Ronald CController and Vice President
GiftCommon Stock 2,811 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000065 · wf-form4_167650775930499.xml · nonDerivative · entry 2

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,687

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:35 UTC
Gregorio MauroPresident, Perf Mat & Coatings
Disposition to issuerCommon Stock 1,307 $60.32 $78,838.24
Disclosure

SEC source: 0001751788-23-000062 · wf-form4_167650768608723.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,961

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:34 UTC
Palmieri JanePresident, Ind Interm & Infras
Disposition to issuerCommon Stock 1,514 $60.32 $91,324.48
Disclosure

SEC source: 0001751788-23-000061 · wf-form4_167650766636535.xml · nonDerivative · entry 1

Palmieri Jane · CIK 0001809709 · President, Ind Interm & Infras

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,007

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:36 UTC
Carter Karen SPresident, Pkg & Spec Plastics
Disposition to issuerCommon Stock 1,554 $60.32 $93,737.28
Disclosure

SEC source: 0001751788-23-000066 · wf-form4_167650777997830.xml · nonDerivative · entry 1

Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,758

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:36 UTC
Edmonds Ronald CController and Vice President
Disposition to issuerCommon Stock 794 $60.32 $47,894.08
Disclosure

SEC source: 0001751788-23-000065 · wf-form4_167650775930499.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,498

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:35 UTC
Fitterling James RDirector · Chairman and CEO
Disposition to issuerCommon Stock 12,719 $60.32 $767,210.08
Disclosure

SEC source: 0001751788-23-000064 · wf-form4_167650773423323.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,612

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:35 UTC
Bryant LisaChief Human Resources Officer
Disposition to issuerCommon Stock 345 $60.32 $20,810.40
Disclosure

SEC source: 0001751788-23-000063 · wf-form4_167650771244462.xml · nonDerivative · entry 1

Bryant Lisa · CIK 0001958597 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,704

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:34 UTC
Ungerleider Howard IPresident and CFO
GiftCommon Stock 9,540 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000060 · wf-form4_167650764332456.xml · nonDerivative · entry 3

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 152,595

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:34 UTC
Ungerleider Howard IPresident and CFO
GiftCommon Stock 9,540 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000060 · wf-form4_167650764332456.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,061

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:34 UTC
Ungerleider Howard IPresident and CFO
Disposition to issuerCommon Stock 3,820 $60.32 $230,422.40
Disclosure

SEC source: 0001751788-23-000060 · wf-form4_167650764332456.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,601

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:34 UTC
Wilson Amy EGeneral Counsel / Secretary
Disposition to issuerCommon Stock 2,256 $60.32 $136,081.92
Disclosure

SEC source: 0001751788-23-000059 · wf-form4_167650762517037.xml · nonDerivative · entry 1

Wilson Amy E · CIK 0001772229 · General Counsel / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,375

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:33 UTC
Sreeram Attiganal NSenior Vice President / CTO
Disposition to issuerCommon Stock 2,130 $60.32 $128,481.60
Disclosure

SEC source: 0001751788-23-000058 · wf-form4_167650758905531.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,521

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:08 UTC
Gregorio MauroPresident, Perf Mat & Coatings
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,740 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000040 · wf-form4_167634050171960.xml · derivative · entry 6

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,740

Underlying: Common Stock · 31,740 shares

Expires 2033-02-09

F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:08 UTC
Gregorio MauroPresident, Perf Mat & Coatings
GrantCommon Stock 22,210 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000040 · wf-form4_167634050171960.xml · nonDerivative · entry 2

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,268

F2 · shares: Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 23, 2023, subject to continued employment.

F3 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:08 UTC
Gregorio MauroPresident, Perf Mat & Coatings
GrantCommon Stock 4,890 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000040 · wf-form4_167634050171960.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,058

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:10 UTC
Palmieri JanePresident, Ind Interm & Infras
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 35,270 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000043 · wf-form4_167634058972007.xml · derivative · entry 6

Palmieri Jane · CIK 0001809709 · President, Ind Interm & Infras

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,270

Underlying: Common Stock · 35,270 shares

Expires 2033-02-09

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:10 UTC
Palmieri JanePresident, Ind Interm & Infras
GrantCommon Stock 5,440 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000043 · wf-form4_167634058972007.xml · nonDerivative · entry 1

Palmieri Jane · CIK 0001809709 · President, Ind Interm & Infras

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,521

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:12 UTC
Sreeram Attiganal NSenior Vice President / CTO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 49,170 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000048 · wf-form4_167634074569449.xml · derivative · entry 5

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,170

Underlying: Common Stock · 49,170 shares

Expires 2033-02-09

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:12 UTC
Sreeram Attiganal NSenior Vice President / CTO
GrantCommon Stock 7,580 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000048 · wf-form4_167634074569449.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,651

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:12 UTC
Carter Karen SPresident, Pkg & Spec Plastics
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 38,310 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000047 · wf-form4_167634071879305.xml · derivative · entry 4

Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,310

Underlying: Common Stock · 38,310 shares

Expires 2033-02-09

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:12 UTC
Carter Karen SPresident, Pkg & Spec Plastics
GrantCommon Stock 5,900 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000047 · wf-form4_167634071879305.xml · nonDerivative · entry 1

Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,312

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
Ungerleider Howard IPresident and CFO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 94,998 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · derivative · entry 9

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,998 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option granted in February 2014, and expiring on February 14, 2024, is fully vested and exercisable.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,910 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · derivative · entry 8

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,910

Underlying: Common Stock · 79,910 shares

Expires 2033-02-09

F5 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
Ungerleider Howard IPresident and CFO
GiftCommon Stock 11,039 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 5

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 143,055

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
Ungerleider Howard IPresident and CFO
GiftCommon Stock 11,039 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 4

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,421

F4 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
Ungerleider Howard IPresident and CFO
Disposition to issuerCommon Stock 83,959 $59.94 $5,032,426.90
Disclosure

SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 3

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,460

F2 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold.

F3 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $59.91 to $60.04. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
Ungerleider Howard IPresident and CFO
Exercise / conversionCommon Stock 94,998 $47.31 $4,494,355.38
Disclosure

SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
Ungerleider Howard IPresident and CFO
GrantCommon Stock 12,310 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,421

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
SAMPSON JOHN MAURICESenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 38,640 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000045 · wf-form4_167634064587509.xml · derivative · entry 4

SAMPSON JOHN MAURICE · CIK 0001655048 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,640

Underlying: Common Stock · 38,640 shares

Expires 2033-02-09

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC
SAMPSON JOHN MAURICESenior Vice President
GrantCommon Stock 5,950 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000045 · wf-form4_167634064587509.xml · nonDerivative · entry 1

SAMPSON JOHN MAURICE · CIK 0001655048 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,725

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:10 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 19,790 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000044 · wf-form4_167634061087283.xml · derivative · entry 7

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,790

Underlying: Common Stock · 19,790 shares

Expires 2033-02-09

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:10 UTC
Edmonds Ronald CController and Vice President
GrantCommon Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000044 · wf-form4_167634061087283.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,292

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:09 UTC
Bryant LisaChief Human Resources Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 23,090 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000042 · wf-form4_167634055073858.xml · derivative · entry 5

Bryant Lisa · CIK 0001958597 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,090

Underlying: Common Stock · 23,090 shares

Expires 2033-02-09

F5 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:09 UTC
Bryant LisaChief Human Resources Officer
GrantCommon Stock 1,015 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000042 · wf-form4_167634055073858.xml · nonDerivative · entry 2

Bryant Lisa · CIK 0001958597 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

F2 · shares: Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 23, 2023, subject to continued employment.

F3 · balance_after: Total includes previously reported restricted stock units.

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February 09, 2023 Filed Feb 14, 2023 02:09 UTC
Bryant LisaChief Human Resources Officer
GrantCommon Stock 3,560 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000042 · wf-form4_167634055073858.xml · nonDerivative · entry 1

Bryant Lisa · CIK 0001958597 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,034

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:09 UTC
Wilson Amy EGeneral Counsel / Secretary
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 48,700 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000041 · wf-form4_167634052870996.xml · derivative · entry 5

Wilson Amy E · CIK 0001772229 · General Counsel / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

Underlying: Common Stock · 48,700 shares

Expires 2033-02-09

F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:09 UTC
Wilson Amy EGeneral Counsel / Secretary
GrantCommon Stock 33,650 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000041 · wf-form4_167634052870996.xml · nonDerivative · entry 2

Wilson Amy E · CIK 0001772229 · General Counsel / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,631

F2 · shares: Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 23, 2023, subject to continued employment.

F3 · balance_after: Total includes 389 shares acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2022 and previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:09 UTC
Wilson Amy EGeneral Counsel / Secretary
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000041 · wf-form4_167634052870996.xml · nonDerivative · entry 1

Wilson Amy E · CIK 0001772229 · General Counsel / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,981

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:08 UTC
Fitterling James RDirector · Chairman and CEO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 227,540 $0.00 Strike: $59.08 $0.00
Disclosure

SEC source: 0001751788-23-000039 · wf-form4_167634047833995.xml · derivative · entry 5

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,540

Underlying: Common Stock · 227,540 shares

Expires 2033-02-09

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:08 UTC
Fitterling James RDirector · Chairman and CEO
GrantCommon Stock 35,040 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000039 · wf-form4_167634047833995.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,637

F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

F2 · balance_after: Total includes previously reported restricted stock units.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:20 UTC
Edmonds Ronald CController and Vice President
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 25,551 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0001751788-23-000018 · wf-form4_167606400672077.xml · derivative · entry 9

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,551 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

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February 08, 2023 Filed Feb 10, 2023 21:20 UTC
Edmonds Ronald CController and Vice President
GiftCommon Stock 4,077 $0.00 $0.00
Disclosure

SEC source: 0001751788-23-000018 · wf-form4_167606400672077.xml · nonDerivative · entry 4

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse Trust

Disclosed balance after: 47,760

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.