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DOW INC.

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0001751788
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2019 Filed Apr 15, 2019 21:08 UTC GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006759 · doc4.xml · nonDerivative · entry 1

Hinman Jacqueline C. · CIK 0001434505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 30,040 $0.00 Strike: $54.89 $0.00
Disclosure

SEC source: 0001225208-19-006757 · doc4.xml · derivative · entry 6

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,040

Underlying: Common Stock · 30,040 shares

Expires 2029-04-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC
Edmonds Ronald CController and Vice President
GrantCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006757 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,735

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006758 · doc4.xml · nonDerivative · entry 1

FETTIG JEFF M · CIK 0001224295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,716

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC
Carter Karen SChief Human Resources Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 37,550 $0.00 Strike: $54.89 $0.00
Disclosure

SEC source: 0001225208-19-006755 · doc4.xml · derivative · entry 4

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,550

Underlying: Common Stock · 37,550 shares

Expires 2029-04-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC
Carter Karen SChief Human Resources Officer
GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006755 · doc4.xml · nonDerivative · entry 1

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,840

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006754 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,023

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC
BELL JAMES ADirector
GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006753 · doc4.xml · nonDerivative · entry 1

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,158

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006752 · doc4.xml · nonDerivative · entry 1

BARTON JACQUELINE K · CIK 0001183680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,097

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC
BANGA AJAYDirector
GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006751 · doc4.xml · nonDerivative · entry 1

BANGA AJAY · CIK 0001338914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,211

F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:07 UTC
Wilson Amy EGeneral Counsel · Corporate Secretary
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 56,330 $0.00 Strike: $54.89 $0.00
Disclosure

SEC source: 0001225208-19-006750 · doc4.xml · derivative · entry 4

Wilson Amy E · CIK 0001772229 · General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,330

Underlying: Common Stock · 56,330 shares

Expires 2029-04-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:07 UTC
Wilson Amy EGeneral Counsel · Corporate Secretary
GrantCommon Stock 6,150 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006750 · doc4.xml · nonDerivative · entry 1

Wilson Amy E · CIK 0001772229 · General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,996

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:07 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 103,880 $0.00 Strike: $54.89 $0.00
Disclosure

SEC source: 0001225208-19-006749 · doc4.xml · derivative · entry 5

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,880

Underlying: Common Stock · 103,880 shares

Expires 2029-04-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:07 UTC
Ungerleider Howard IPresident and CFO
GrantCommon Stock 11,350 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006749 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,513

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:07 UTC
Sreeram Attiganal NSenior Vice President · Chief Technology Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 65,090 $0.00 Strike: $54.89 $0.00
Disclosure

SEC source: 0001225208-19-006748 · doc4.xml · derivative · entry 4

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,090

Underlying: Common Stock · 65,090 shares

Expires 2029-04-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:07 UTC
Sreeram Attiganal NSenior Vice President · Chief Technology Officer
GrantCommon Stock 7,110 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006748 · doc4.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,721

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherCommon Stock 3,833.8474 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006415 · doc4.xml · nonDerivative · entry 1

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,833.8474

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:44 UTC OtherCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006408 · doc4.xml · nonDerivative · entry 1

DowDuPont Inc. · CIK 0001666700 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the separation of the Issuer from DowDuPont Inc. on April 1, 2019, DowDuPont Inc. distributed to its stockholders on a pro rata basis all of its shares of the Issuer.

F1 · price: In connection with the separation of the Issuer from DowDuPont Inc. on April 1, 2019, DowDuPont Inc. distributed to its stockholders on a pro rata basis all of its shares of the Issuer.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:55 UTC
Carter Karen SChief Human Resources Officer
OtherPhantom Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 8

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires not disclosed

F9 · derivative.exercise_price: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.

F2 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

F10 · derivative.exercise_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

F10 · derivative.expiration_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:55 UTC
Carter Karen SChief Human Resources Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 73,425 $0.00 Strike: $60.08 $0.00
Disclosure

SEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 7

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,425

Underlying: Common Stock · 73,425 shares

Expires 2028-10-10

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F8 · derivative.exercise_date: This option will vest in three equal installments beginning on October 10, 2019. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:55 UTC
Carter Karen SChief Human Resources Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 4,416 $0.00 Strike: $72.77 $0.00
Disclosure

SEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 6

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,416

Underlying: Common Stock · 4,416 shares

Expires 2028-02-15

F6 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F6 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F7 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:55 UTC
Carter Karen SChief Human Resources Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,193 $0.00 Strike: $61.97 $0.00
Disclosure

SEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 5

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193

Underlying: Common Stock · 5,193 shares

Expires 2027-02-10

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:55 UTC
Carter Karen SChief Human Resources Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 3,739 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 4

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,739

Underlying: Common Stock · 3,739 shares

Expires 2026-02-12

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:55 UTC
Carter Karen SChief Human Resources Officer
GrantCommon Stock 4,507 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009941 · doc4.xml · nonDerivative · entry 1

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,740

F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 3,557 shares on or about February 10, 2020 and 950 shares on or about February 15, 2021.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 102,415 $0.00 Strike: $72.77 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 12

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,415

Underlying: Common Stock · 102,415 shares

Expires 2028-02-15

F7 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F7 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F8 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 97,436 $0.00 Strike: $61.97 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 11

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,436

Underlying: Common Stock · 97,436 shares

Expires 2027-02-10

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F6 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 128,487 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 10

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,487

Underlying: Common Stock · 128,487 shares

Expires 2026-02-12

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 94,395 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 9

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,395

Underlying: Common Stock · 94,395 shares

Expires 2025-02-13

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 94,998 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 8

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,998

Underlying: Common Stock · 94,998 shares

Expires 2024-02-14

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 175,946 $0.00 Strike: $32.57 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 7

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,946

Underlying: Common Stock · 175,946 shares

Expires 2023-02-15

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 116,590 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 6

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,590

Underlying: Common Stock · 116,590 shares

Expires 2021-02-11

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantCommon Stock 20,939 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,119

F3 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

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April 01, 2019 Filed Apr 4, 2019 01:51 UTC
Fitterling James RChief Executive Officer
GrantCommon Stock 66,425 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,180

F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 66,425 shares on or about February 10, 2020.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

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April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 89,478 $0.00 Strike: $72.77 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 14

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,478

Underlying: Common Stock · 89,478 shares

Expires 2028-02-15

F7 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F7 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F8 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

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April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 85,125 $0.00 Strike: $61.97 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 13

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,125

Underlying: Common Stock · 85,125 shares

Expires 2027-02-10

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F6 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.

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April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 105,493 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 12

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,493

Underlying: Common Stock · 105,493 shares

Expires 2026-02-12

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 94,395 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 11

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,395

Underlying: Common Stock · 94,395 shares

Expires 2025-02-13

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 94,998 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 10

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,998

Underlying: Common Stock · 94,998 shares

Expires 2024-02-14

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 208,201 $0.00 Strike: $32.57 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 9

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,201

Underlying: Common Stock · 208,201 shares

Expires 2023-02-15

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 81,373 $0.00 Strike: $34.43 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 8

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,373

Underlying: Common Stock · 81,373 shares

Expires 2022-02-10

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 18,363 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 7

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,363

Underlying: Common Stock · 18,363 shares

Expires 2021-02-11

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 22,115 $0.00 Strike: $28.14 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 6

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,115

Underlying: Common Stock · 22,115 shares

Expires 2020-02-12

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantCommon Stock 20,939 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,163

F3 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
Ungerleider Howard IPresident and CFO
GrantCommon Stock 127,224 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009936 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,224

F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 58,027 shares on or about February 10, 2020; and 69,197 shares on or about March 12, 2021.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherPhantom Stock Units · Derivative 1,616 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006417 · doc4.xml · derivative · entry 3

BARTON JACQUELINE K · CIK 0001183680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616

Underlying: Common Stock · 1,616 shares

Expires not disclosed

F3 · derivative.exercise_price: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F4 · derivative.exercise_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

F4 · derivative.expiration_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006417 · doc4.xml · nonDerivative · entry 2

BARTON JACQUELINE K · CIK 0001183680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 200

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherCommon Stock 16,717 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006417 · doc4.xml · nonDerivative · entry 1

BARTON JACQUELINE K · CIK 0001183680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherPhantom Stock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006416 · doc4.xml · derivative · entry 2

BUSH WESLEY G · CIK 0001216503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

Underlying: Common Stock · 360 shares

Expires not disclosed

F3 · derivative.exercise_price: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F4 · derivative.exercise_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

F4 · derivative.expiration_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherCommon Stock 643 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006416 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherCommon Stock 15,336 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006414 · doc4.xml · nonDerivative · entry 1

FETTIG JEFF M · CIK 0001224295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,336

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.