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DOUG

Douglas Elliman Inc.

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6469
SEC CIK
0001878897
Parsed reports
152

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 17, 2022 01:30 UTC
Ballard James DSee Remarks
Tax withholdingCommon Stock 4,918 $3.99 $19,598.23
Disclosure

SEC source: 0000899243-22-038901 · doc4.xml · nonDerivative · entry 1

Ballard James D · CIK 0001818053 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,728

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 12,500 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting.

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December 15, 2022 Filed Dec 17, 2022 01:30 UTC
BELL MARC NSee Remarks
Tax withholdingCommon Stock 5,581 $3.99 $22,240.29
Disclosure

SEC source: 0000899243-22-038900 · doc4.xml · nonDerivative · entry 1

BELL MARC N · CIK 0001195910 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,443

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 12,500 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting.

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October 10, 2022 Filed Oct 11, 2022 06:45 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
PurchaseCommon Stock 100,000 $3.99 $399,340.00
Disclosure

SEC source: 0000899243-22-033350 · doc4.xml · nonDerivative · entry 1

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,876,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.875 to $4.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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October 10, 2022 Filed Oct 11, 2022 10:15 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 10,000 $3.87 $38,700.00
Disclosure

SEC source: 0000899243-22-033345 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Read SEC document
October 10, 2022 Filed Oct 11, 2022 10:30 UTC PurchaseCommon Stock 40,000 $3.93 $157,200.00
Disclosure

SEC source: 0000899243-22-033349 · doc4.xml · nonDerivative · entry 2

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MSL18 LLC

Disclosed balance after: 135,586.809

F2 · ownership.nature: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.

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October 07, 2022 Filed Oct 11, 2022 10:30 UTC PurchaseCommon Stock 60,000 $3.92 $235,200.00
Disclosure

SEC source: 0000899243-22-033349 · doc4.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MSL18 LLC

Disclosed balance after: 95,586.809

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.

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September 21, 2022 Filed Sep 22, 2022 12:00 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 2,500 $4.26 $10,647.75
Disclosure

SEC source: 0000899243-22-031661 · doc4.xml · nonDerivative · entry 2

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Read SEC document
September 20, 2022 Filed Sep 22, 2022 12:00 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 2,500 $4.34 $10,850.00
Disclosure

SEC source: 0000899243-22-031661 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,500

Read SEC document
September 14, 2022 Filed Sep 16, 2022 12:30 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 5,500 $4.39 $24,135.10
Disclosure

SEC source: 0000899243-22-031222 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.37 to $4.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 12:30 UTC
LAMPEN RICHARDDirector · See Remarks
PurchaseCommon Stock 10,000 $4.55 $45,520.00
Disclosure

SEC source: 0000899243-22-030701 · doc4.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.535 to $4.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 31, 2022 Filed Sep 1, 2022 12:30 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 7,500 $4.68 $35,087.25
Disclosure

SEC source: 0000899243-22-030151 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.62 to $4.735, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 09, 2022 Filed Aug 11, 2022 13:00 UTC PurchaseCommon Stock 10,000 $5.33 $53,307.00
Disclosure

SEC source: 0000899243-22-028335 · doc4.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.31 to $5.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 01, 2022 Filed Jul 6, 2022 17:15 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
GrantCommon Stock 54,416 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025430 · doc4.xml · nonDerivative · entry 1

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,776,341

F1 · shares: Represents 54,416 shares of Issuer Common Stock acquired by the Reporting Person as a result of the performance-based vesting on July 1, 2022 of shares of common stock of Vector Group Ltd. ("Vector") held by the Reporting Person (the "Award"). Vector originally distributed shares of Issuer Common Stock, including shares of certain equity awards granted to Vector's officers and other employees, to holders of its common stock on December 29, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 under the Securities Exchange Act of 1934, as amended (the "Distribution"). Shares of Issuer Common Stock issuable to the Reporting Person upon vesting of the Award were not distributed on December 29, 2021 but became issuable to the Reporting Person on July 1, 2022 upon the vesting of the Award.

F2 · shares: (Continued from Footnote 1) The Reporting Person's tax obligations arising from the issuance of Issuer Common Stock upon the vesting of the Award were satisfied by reducing the number of shares of Issuer Common Stock that would otherwise have been distributed to the Reporting Person by 49,770 shares.

F1 · price: Represents 54,416 shares of Issuer Common Stock acquired by the Reporting Person as a result of the performance-based vesting on July 1, 2022 of shares of common stock of Vector Group Ltd. ("Vector") held by the Reporting Person (the "Award"). Vector originally distributed shares of Issuer Common Stock, including shares of certain equity awards granted to Vector's officers and other employees, to holders of its common stock on December 29, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 under the Securities Exchange Act of 1934, as amended (the "Distribution"). Shares of Issuer Common Stock issuable to the Reporting Person upon vesting of the Award were not distributed on December 29, 2021 but became issuable to the Reporting Person on July 1, 2022 upon the vesting of the Award.

F2 · price: (Continued from Footnote 1) The Reporting Person's tax obligations arising from the issuance of Issuer Common Stock upon the vesting of the Award were satisfied by reducing the number of shares of Issuer Common Stock that would otherwise have been distributed to the Reporting Person by 49,770 shares.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 01:00 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 1,212 $4.58 $5,556.17
Disclosure

SEC source: 0000899243-22-024696 · doc4.xml · nonDerivative · entry 2

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.58 to $4.7752, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 01:00 UTC
LAMPEN RICHARDDirector · See Remarks
PurchaseCommon Stock 10,000 $4.69 $46,853.00
Disclosure

SEC source: 0000899243-22-024695 · doc4.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.66 to $4.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 29, 2022 Filed Jul 1, 2022 01:00 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 788 $4.65 $3,662.39
Disclosure

SEC source: 0000899243-22-024696 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,788

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.64 to $4.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 29, 2022 Filed Jul 2, 2022 01:00 UTC PurchaseCommon Stock 344.913 $5.11 $1,762.09
Disclosure

SEC source: 0000899243-22-024859 · doc4.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MSL18 LLC

Disclosed balance after: 35,586.809

F1 · shares: The shares were acquired through a dividend reinvestment plan offered by the Reporting Person's broker.

F2 · ownership.nature: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.

Read SEC document
May 17, 2022 Filed May 20, 2022 01:00 UTC
LAMPEN RICHARDDirector · See Remarks
PurchaseCommon Stock 5,000 $5.64 $28,181.00
Disclosure

SEC source: 0000899243-22-018957 · doc4.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.625 to $5.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 01:30 UTC PurchaseCommon Stock 241.896 $7.23 $1,750.00
Disclosure

SEC source: 0000899243-22-012869 · doc4.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MSL18 LLC

Disclosed balance after: 35,241.896

F1 · ownership.nature: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:15 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 5,000 $6.62 $33,100.00
Disclosure

SEC source: 0000899243-22-011260 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

Read SEC document
March 11, 2022 Filed Mar 14, 2022 12:00 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
PurchaseCommon Stock 20,000 $6.76 $135,294.00
Disclosure

SEC source: 0000899243-22-010812 · doc4.xml · nonDerivative · entry 2

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,423

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.67 to $6.825, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 12:00 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
PurchaseCommon Stock 10,000 $6.89 $68,874.00
Disclosure

SEC source: 0000899243-22-010812 · doc4.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $6.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 02:45 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
PurchaseCommon Stock 10,000 $6.69 $66,896.00
Disclosure

SEC source: 0000899243-22-009839 · doc4.xml · nonDerivative · entry 2

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,423

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.6890 to $6.69, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 02:10 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 5,000 $6.58 $32,900.00
Disclosure

SEC source: 0000899243-22-009832 · doc4.xml · nonDerivative · entry 2

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

Read SEC document
March 07, 2022 Filed Mar 8, 2022 02:05 UTC PurchaseCommon Stock 15,000 $6.68 $100,212.00
Disclosure

SEC source: 0000899243-22-009828 · doc4.xml · nonDerivative · entry 2

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MSL18 LLC

Disclosed balance after: 35,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.58 to $6.7312, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 02:45 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
PurchaseCommon Stock 20,000 $6.98 $139,536.00
Disclosure

SEC source: 0000899243-22-009839 · doc4.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $7.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 02:10 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
PurchaseCommon Stock 10,000 $6.87 $68,700.00
Disclosure

SEC source: 0000899243-22-009832 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.75 to $6.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 02:05 UTC PurchaseCommon Stock 15,000 $6.83 $102,379.50
Disclosure

SEC source: 0000899243-22-009828 · doc4.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MSL18 LLC

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.7998. to $6.8598, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 02:30 UTC PurchaseCommon Stock 5,990 $9.73 $58,282.70
Disclosure

SEC source: 0000899243-22-001531 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:01 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000236 · doc4.xml · nonDerivative · entry 1

Larkin Stephen T. · CIK 0001897108 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 02:00 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000228 · doc4.xml · nonDerivative · entry 1

ZEITCHICK MARK · CIK 0001093960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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December 31, 2021 Filed Jan 3, 2022 21:00 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
GrantCommon Stock 1,250,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000230 · doc4.xml · nonDerivative · entry 2

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,721,925

F3 · shares: Following the Distribution on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 1,250,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 02:00 UTC
LAMPEN RICHARDDirector · See Remarks
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000226 · doc4.xml · nonDerivative · entry 2

LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,423

F3 · shares: Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 500,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control.

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December 31, 2021 Filed Jan 4, 2022 02:00 UTC
KIRKLAND J BRYANT IIISVP, Treasurer & CFO
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000232 · doc4.xml · nonDerivative · entry 2

KIRKLAND J BRYANT III · CIK 0001142748 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,010

F3 · shares: Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 150,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control.

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December 31, 2021 Filed Jan 4, 2022 02:00 UTC
Durkin Scott J.See Remarks
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000234 · doc4.xml · nonDerivative · entry 1

Durkin Scott J. · CIK 0001900305 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 125,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control.

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December 31, 2021 Filed Jan 3, 2022 21:30 UTC
Sachar Daniel A.See Remarks
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000252 · doc4.xml · nonDerivative · entry 2

Sachar Daniel A. · CIK 0001896266 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,048

F3 · shares: Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 40,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control.

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December 31, 2021 Filed Jan 3, 2022 21:00 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000225 · doc4.xml · nonDerivative · entry 1

Chesleigh Karen J. · CIK 0001896273 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability.

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December 31, 2021 Filed Jan 4, 2022 02:01 UTC
WHITE WILSONDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000238 · doc4.xml · nonDerivative · entry 2

WHITE WILSON · CIK 0001869950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,750

F2 · shares: Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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December 31, 2021 Filed Jan 4, 2022 02:00 UTC
Mestel LynnDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000235 · doc4.xml · nonDerivative · entry 1

Mestel Lynn · CIK 0001897132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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December 31, 2021 Filed Jan 4, 2022 02:00 UTC
Ballard James DSee Remarks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000233 · doc4.xml · nonDerivative · entry 2

Ballard James D · CIK 0001818053 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,646

F3 · shares: Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control.

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December 31, 2021 Filed Jan 4, 2022 02:00 UTC
BELL MARC NSee Remarks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000229 · doc4.xml · nonDerivative · entry 2

BELL MARC N · CIK 0001195910 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,024

F3 · shares: Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control.

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December 31, 2021 Filed Jan 4, 2022 02:00 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000227 · doc4.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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December 31, 2021 Filed Jan 4, 2022 02:00 UTC PurchaseCommon Stock 5,000 $11.44 $57,200.00
Disclosure

SEC source: 0000899243-22-000231 · doc4.xml · nonDerivative · entry 2

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

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December 31, 2021 Filed Jan 4, 2022 02:00 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000231 · doc4.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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December 31, 2021 Filed Mar 8, 2022 01:55 UTC Amendment PurchaseCommon Stock 5,000 $11.44 $57,200.00
Disclosure

SEC source: 0000899243-22-009827 · doc4a.xml · nonDerivative · entry 2

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MSL18 LLC

Disclosed balance after: 5,000

F2 · ownership.nature: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.

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December 31, 2021 Filed Mar 8, 2022 01:55 UTC Amendment GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009827 · doc4a.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: On December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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December 29, 2021 Filed Jan 3, 2022 21:01 UTC OtherCommon Stock 77,720,631 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000237 · doc4.xml · nonDerivative · entry 2

VECTOR GROUP LTD · CIK 0000059440 · 10% owner

NEW VALLEY LLC · CIK 0000106374 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: On December 29, 2021, New Valley made a distribution to its sole stockholder, Vector, of all of the outstanding shares of Common Stock of Douglas Elliman. Immediately thereafter, Vector distributed all of the outstanding shares of Common Stock to the holders of record of Vector common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards) as of December 20, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As a result of the Distribution, Vector and New Valley no longer beneficially own any shares of Douglas Elliman and consequently neither are subject to the requirements of Section 16 of the Exchange Act with respect to Douglas Elliman.

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December 29, 2021 Filed Jan 3, 2022 21:01 UTC OtherCommon Stock 77,719,631 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000237 · doc4.xml · nonDerivative · entry 1

VECTOR GROUP LTD · CIK 0000059440 · 10% owner

NEW VALLEY LLC · CIK 0000106374 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,720,631

F1 · kind: In connection with the separation of Douglas Elliman Inc. ("Douglas Elliman") from Vector Group Ltd. ("Vector"), on December 29, 2021, Douglas Elliman issued to New Valley LLC ("New Valley"), its sole stockholder, 77,719,631 shares of its Common Stock, par value $0.01 per share ("Common Stock") in consideration for receipt of the assets and liabilities of the Douglas Elliman business.

F2 · ownership.direct: On December 29, 2021, New Valley made a distribution to its sole stockholder, Vector, of all of the outstanding shares of Common Stock of Douglas Elliman. Immediately thereafter, Vector distributed all of the outstanding shares of Common Stock to the holders of record of Vector common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards) as of December 20, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As a result of the Distribution, Vector and New Valley no longer beneficially own any shares of Douglas Elliman and consequently neither are subject to the requirements of Section 16 of the Exchange Act with respect to Douglas Elliman.

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December 29, 2021 Filed Jan 3, 2022 21:00 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
OtherCommon Stock 1,314,517 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000230 · doc4.xml · nonDerivative · entry 3

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lorber Alpha II Limited Partnership

Disclosed balance after: 1,314,517

F4 · shares: Represents shares acquired by Lorber Alpha II Limited Partnership in the Distribution. Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The Reporting Person serves as the Managing Member of the Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.

F4 · ownership.nature: Represents shares acquired by Lorber Alpha II Limited Partnership in the Distribution. Lorber Alpha II LLC, a Delaware limited liability company, is the general partner of Lorber Alpha II Limited Partnership, a Nevada limited partnership. The Reporting Person serves as the Managing Member of the Lorber Alpha II LLC and has voting and dispositive power with respect to such shares.

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December 29, 2021 Filed Jan 3, 2022 21:00 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
OtherCommon Stock 1,471,925 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000230 · doc4.xml · nonDerivative · entry 1

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,925

F1 · shares: Represents 1,471,925 shares of Issuer Common Stock acquired by the Reporting Person in a pro rata distribution by Vector Group Ltd. ("Vector") to holders of its common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards), which occurred on December 29, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"), comprised of (x) 642,386 shares of Common Stock acquired in respect of shares of Vector common stock held outright and (y) 829,539 shares of Common Stock acquired in respect of Vector common stock underlying outstanding stock option awards and restricted stock awards.

F2 · shares: (Continued from Footnote 1) The Reporting Person's tax obligations arising from the portion of the Distribution made in respect of Vector common stock underlying stock option awards and restricted stock awards were satisfied by reducing the number of shares of Issuer Common Stock that would otherwise have been distributed to the Reporting Person by 758,733 shares, which shares were not issued in connection with the Distribution.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.