Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Douglas Elliman Inc.DOUG · Entity 6469 | See Remarks | February 29, 2024 | March 04, 2024 |
| VECTOR GROUP LTDVGR · Entity 12970 | See Remarks | October 05, 2024 | October 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Douglas Elliman Inc.
Report date February 29, 2024 · Filed March 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 178,835 |
Reported balance
After 2024-02-29 transaction · row 1
1 source rowRow 1 · 2024-02-29 · Grant · Acquired 75,000 · Balance 178,835 F1: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 75,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 75,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.
VECTOR GROUP LTD
Report date October 05, 2024 · Filed October 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-10-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-10-05 · Other · Disposed 32,387 · Balance 38,750 F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. Row 2 · 2024-10-07 · Disposition to issuer · Disposed 38,750 · Balance 0 F2: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F3: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to performance-based conditions (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer.
F2: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration").
F3: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to performance-based conditions (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2024 Filed Oct 7, 2024 21:04 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Disposition to issuerCommon Stock | 38,750 | $15.00 | $581,250.00 |
DisclosureSEC source: 0000950170-24-113387 · ownership.xml · nonDerivative · entry 2 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F3 · kind: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to performance-based conditions (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). F2 · shares: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F3 · shares: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to performance-based conditions (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). F2 · price: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F3 · price: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to performance-based conditions (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). Read SEC document |
| October 05, 2024 Filed Oct 7, 2024 21:04 UTC | VECTOR GROUP LTD VGR · Entity 12970 | OtherCommon Stock | 32,387 | $15.00 | $485,805.00 |
DisclosureSEC source: 0000950170-24-113387 · ownership.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,750 F1 · kind: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 21:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 1,967 | $10.58 | $20,801.03 |
DisclosureSEC source: 0000950170-24-083352 · ownership.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,137 F1 · price: Represents withholdings of shares as payment of the reporting person's tax liabilities incident to the vesting of 5,000 shares of restricted stock, which were awarded to reporting person on July 10, 2020. The shares withheld were valued at $10.575 per share, which represented the average of the low ($10.49) and high ($10.66) stock prices of the Issuer's Common Stock on July 10, 2024, the date of vesting. F2 · balance_after: Reflects reduction of 21 shares to correct an administrative error that resulted in an additional 21 shares being erroneously included in Reporting Person's Form 4 dated July 10, 2023, which was filed on July 10, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:17 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-024886 · ownership.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,835 F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 75,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 20:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-024246 · ownership.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,125 F1 · price: On February 28, 2024, the Issuer awarded the Reporting Person a restricted stock grant of 10,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2023 Management Incentive Plan (the "2023 Plan"). The restricted shares vest in four equal annual installments on February 28, 2025, February 24, 2026, February 24, 2027 and February 24, 2028, provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and a qualifying termination in connection with a change-of-control, as defined in the 2023 Plan, which is applied on double-trigger basis. Read SEC document |
| February 24, 2024 Filed Feb 26, 2024 20:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 7,181 | $11.20 | $80,445.15 |
DisclosureSEC source: 0000950170-24-020487 · ownership.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,125 F1 · price: Represents withholdings of shares as payment of the reporting person's tax liabilities incident to the vesting of 16,250 shares of restricted stock, which were awarded to reporting person on February 24, 2021 (6,250 shares), March 1, 2022 (7,500 shares) and February 15, 2023 (2,500 shares) and were previously reported at the time of the grant. The shares withheld were valued at $11.2025 per share, which represented the average of the low ($11.105) and high ($11.30) stock prices of the Issuer's Common Stock on February 23, 2024, the last trading day before the date of vesting. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 02:00 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | Tax withholdingCommon Stock | 10,329 | $2.53 | $26,132.37 |
DisclosureSEC source: 0000950170-23-071259 · ownership.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,835 F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 26,250 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting. F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023. Read SEC document |
| July 10, 2023 Filed Jul 10, 2023 21:36 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 1,967 | $12.89 | $25,359.55 |
DisclosureSEC source: 0000950170-23-032434 · ownership.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,306 F1 · price: Represents withholdings of shares as payment of the reporting person's tax liabilities incident to the vesting of 5,000 shares of restricted stock, which were awarded to reporting person on July 10, 2020. The shares withheld were valued at $12.8925 per share, which represented the average of the low ($12.76) and high ($13.025) stock prices of the Issuer's Common Stock on July 10, 2023, the date of vesting. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:00 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008764 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,728 F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 21:02 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 6,024 | $13.47 | $81,143.28 |
DisclosureSEC source: 0000950170-23-004810 · ownership.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,252 F1 · price: Represents withholdings of shares as payment of the reporting person's tax liabilities incident to the vesting of 13,750 shares of restricted stock, which were awarded to reporting person on February 24, 2021 (6,250) and March 1, 2022 (7,500). The shares withheld were valued at $13.47 per share, which represented the average of the low ($13.19) and high ($13.75) stock prices of the Issuer's Common Stock on February 24, 2023, the date of vesting. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 18:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005508 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,276 F1 · price: On February 15, 2023, the Issuer awarded the Reporting Person a restricted stock grant of 10,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments on February 24, 2024, February 24, 2025, February 24, 2026 and February 24, 2027, provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 01:30 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | Tax withholdingCommon Stock | 4,918 | $3.99 | $19,598.23 |
DisclosureSEC source: 0000899243-22-038901 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,728 F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 12,500 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting. Read SEC document |
| July 10, 2022 Filed Jul 11, 2022 21:30 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 1,967 | $10.12 | $19,901.12 |
DisclosureSEC source: 0000899243-22-025952 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,276 F1 · price: Represents withholdings of shares as payment of the reporting person's payroll tax liabilities incident to the vesting of 5,000 shares of restricted stock, which were awarded to reporting person on July 10, 2020. The shares withheld were valued at $10.1175 per share, which represented the average of the low ($10.01) and high ($10.225) stock prices of the Issuer's Common Stock on July 8, 2022, the last trading day before the date of vesting, which was on a non-trading day (Sunday). Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009211 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,243 F1 · price: On March 1, 2022, the Issuer awarded the Reporting Person a restricted stock grant of 30,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments on February 24, 2023, February 24, 2024, February 24, 2025 and February 24, 2026, provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document |
| February 24, 2022 Filed Mar 3, 2022 20:00 UTC Amendment | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 2,790 | $10.76 | $30,026.82 |
DisclosureSEC source: 0000899243-22-009213 · doc4a.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,243 F1 · price: Represents the transfer of shares from reporting person to Issuer as payment of the reporting person's payroll tax withholdings incident to the vesting of 6,250 shares of restricted stock, which were awarded to reporting person on February 24, 2021. The shares were transferred at $10.7623 per share, which represented the average of the low ($10.5545) and high ($10.97) stock prices of the Issuer's Common Stock on February 24, 2022, the date of vesting. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 02:00 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000233 · doc4.xml · nonDerivative · entry 2 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,646 F3 · shares: Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document |
| December 29, 2021 Filed Jan 4, 2022 02:00 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | OtherCommon Stock | 13,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000233 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,646 F1 · shares: Represents 13,646 shares of Common Stock of the Issuer acquired by the Reporting Person in a pro rata distribution by Vector Group Ltd. ("Vector") to holders of its common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards), which occurred on December 29, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"), comprised of (x) 1,516 shares of Common Stock acquired in respect of shares of Vector common stock held outright and (y) 12,130 shares of Common Stock acquired in respect of Vector common stock underlying outstanding stock option awards and restricted stock awards. F2 · shares: (Continued from Footnote 1) The Reporting Person's tax obligations arising from the portion of the Distribution made in respect of Vector common stock underlying stock option awards and restricted stock awards were satisfied by reducing the number of shares of Issuer Common Stock that would otherwise have been distributed to the Reporting Person by 7,870 shares. Read SEC document |
| July 10, 2021 Filed Jul 12, 2021 20:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 1,967 | $13.78 | $27,095.43 |
DisclosureSEC source: 0000899243-21-028139 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,033 F1 · price: Represents the transfer of shares from reporting person to Issuer as payment of the reporting person's payroll tax withholdings incident to the vesting of 5,000 shares of restricted stock, which were awarded to reporting person on July 10, 2020. The shares were transferred at $13.775 per share, which represented the average of the low ($13.65) and high ($13.90) stock prices of the Issuer's Common Stock on July 9, 2021, the last trading day before the date of vesting, which was a non-trading day (Saturday). Read SEC document |
| July 10, 2021 Filed Feb 28, 2022 20:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | Tax withholdingCommon Stock | 2,790 | $10.76 | $30,026.82 |
DisclosureSEC source: 0000899243-22-008184 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,243 F1 · price: Represents the transfer of shares from reporting person to Issuer as payment of the reporting person's payroll tax withholdings incident to the vesting of 6,250 shares of restricted stock, which were awarded to reporting person on February 24, 2021. The shares were transferred at $10.7623 per share, which represented the average of the low ($10.5545) and high ($10.97) stock prices of the Issuer's Common Stock on February 24, 2022, the date of vesting. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 20:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-008493 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F1 · shares: On February 24, 2021, the Issuer awarded the Reporting Person a restricted stock grant of 25,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments commencing on the first anniversary of the date of grant provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:00 UTC | VECTOR GROUP LTD VGR · Entity 12970 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-019126 · doc4.xml · nonDerivative · entry 1 Ballard James D · CIK 0001818053 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: On July 10, 2020, the Issuer awarded the Reporting Person a restricted stock grant of 20,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments commencing on the first anniversary of the date of grant provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employee without cause or resignation for good reason and change-of-control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.