person · Reporting owner

LAMPEN RICHARD

Disclosed activity across 4 companies

Tapewire entity: 52608
SEC CIK: 0001047092

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Douglas Elliman Inc.DOUG · Entity 6469	Director	April 10, 2026	April 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Douglas Elliman Inc.

Report date April 10, 2026 · Filed April 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,244,447	Reported balance After 2026-04-10 transaction · row 1 1 source row Row 1 · 2026-04-10 · Grant · Acquired 90,910 · Balance 1,244,447 F1: On April 10, 2026 the Issuer granted the Reporting Person a restricted stock award of 90,910 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest on April 10, 2027, subject to the Reporting Person's continued service through such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.
Common StockSEC Table I · non-derivative	IndirectBy spouse	3,243	Reported balance Holding disclosure · report date 2026-04-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,243 F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On April 10, 2026 the Issuer granted the Reporting Person a restricted stock award of 90,910 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest on April 10, 2027, subject to the Reporting Person's continued service through such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Castle Brands Inc

Report date October 08, 2019 · Filed October 10, 2019

Section 16 reporting ended · disclosed 2019-10-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2019-10-08 transaction · row 1 1 source row Row 1 · 2019-10-08 · Other · Disposed 2,797,470 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F2: Represents shares tendered to the Purchaser in connection with the Tender Offer.
Common StockSEC Table I · non-derivative	IndirectBy spouse	Reported balance After 2019-10-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-10-08 · Other · Disposed 1,016,065 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F2: Represents shares tendered to the Purchaser in connection with the Tender Offer. F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.35 · Expires 2020-06-11	Direct	Reported balance After 2019-10-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-10-08 · Disposition to issuer · Disposed 300,000 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F5: In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld. F4: The option vested in four equal annual installments commencing on June 11, 2011.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.33 · Expires 2021-06-20	Direct	Reported balance After 2019-10-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-10-08 · Disposition to issuer · Disposed 500,000 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F5: In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld. F6: The option vested in four equal annual installments commencing on June 20, 2012.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.31 · Expires 2022-06-08	Direct	Reported balance After 2019-10-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-10-08 · Disposition to issuer · Disposed 500,000 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F5: In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld. F7: The option vested in four equal annual installments commencing on June 8, 2013.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.38 · Expires 2023-06-05	Direct	Reported balance After 2019-10-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-10-08 · Disposition to issuer · Disposed 500,000 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F5: In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld. F8: The option vested in four equal annual installments commencing on June 5, 2014.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2024-05-28	Direct	Reported balance After 2019-10-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-10-08 · Disposition to issuer · Disposed 500,000 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F5: In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld. F9: The option vested in four equal annual installments commencing on May 28, 2015.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.67 · Expires 2025-06-02	Direct	Reported balance After 2019-10-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-10-08 · Disposition to issuer · Disposed 500,000 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F11: In accordance with the terms of the Merger Agreement, this stock option was cancelled at the effective time of the Merger because the exercise price of the stock option exceeded $1.27 per share. F10: The option vested in four equal annual installments commencing on June 2, 2016.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.90 · Expires 2026-06-03	Direct	Reported balance After 2019-10-08 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-10-08 · Disposition to issuer · Disposed 600,000 · Balance 0 F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019. F5: In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld. F12: The option vests in four equal annual installments commencing on June 3, 2017, provided that Mr. Lampen is then still a director or employee of the Company, subject to earlier vesting in the event of death, disability or a "Change of Control."

Filing footnotes · ownership attribution and instrument terms

F1: On October 8, 2019, Rook Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Austin, Nichols & Co., Inc. ("Parent"), successfully completed the tender offer ("Tender Offer") for all issued and outstanding shares of the common stock of Castle Brands Inc. ("Issuer") pursuant to that certain Agreement and Plan of Merger, dated August 28, 2019 (the "Merger Agreement"), by and among Issuer, Parent and Purchaser. Following the Tender Offer, on October 9, 2019, Purchaser merged with and into Issuer with Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, the reporting person is no longer a director or officer of Issuer, effective on October 9, 2019.

F2: Represents shares tendered to the Purchaser in connection with the Tender Offer.

F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4: The option vested in four equal annual installments commencing on June 11, 2011.

F5: In accordance with the terms of the Merger Agreement, this stock option held by the reporting person was deemed to be fully vested and cancelled and converted at the effective time of the Merger into the right to receive a cash payment, without interest, equal to the product of (i) the aggregate number of shares of the Issuer's Common Stock subject to such stock option multiplied by (ii) the excess of $1.27 over the per share exercise price of such stock option, less any taxes required to be withheld.

F6: The option vested in four equal annual installments commencing on June 20, 2012.

F7: The option vested in four equal annual installments commencing on June 8, 2013.

F8: The option vested in four equal annual installments commencing on June 5, 2014.

F9: The option vested in four equal annual installments commencing on May 28, 2015.

F10: The option vested in four equal annual installments commencing on June 2, 2016.

F11: In accordance with the terms of the Merger Agreement, this stock option was cancelled at the effective time of the Merger because the exercise price of the stock option exceeded $1.27 per share.

F12: The option vests in four equal annual installments commencing on June 3, 2017, provided that Mr. Lampen is then still a director or employee of the Company, subject to earlier vesting in the event of death, disability or a "Change of Control."

LADENBURG THALMANN FINANCIAL SERVICES INC.

Report date February 12, 2020 · Filed February 14, 2020

Section 16 reporting ended · disclosed 2020-02-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2020-02-14 transaction · row 1 1 source row Row 1 · 2020-02-14 · Disposition to issuer · Disposed 3,324,916 · Balance 0 F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes.
Common StockSEC Table I · non-derivative	IndirectBy wife	0	Reported balance After 2020-02-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-02-14 · Disposition to issuer · Disposed 83,333 · Balance 0 F3: Disposed of in connection with the Merger. F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
8.00% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative	IndirectBy wife	200	Reported balance After 2020-02-12 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2020-02-12 · Sale · Disposed 4,000 · Balance 200 F5: The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013. F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.28 · Expires 2021-03-02	Direct	0	Reported balance After 2020-02-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-02-14 · Disposition to issuer · Disposed 600,000 · Balance 0 F6: This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.80 · Expires 2022-01-30	Direct	0	Reported balance After 2020-02-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-02-14 · Disposition to issuer · Disposed 600,000 · Balance 0 F7: This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2023-01-28	Direct	0	Reported balance After 2020-02-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-02-14 · Disposition to issuer · Disposed 300,000 · Balance 0 F8: This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25 · Expires 2024-01-17	Direct	0	Reported balance After 2020-02-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2020-02-14 · Disposition to issuer · Disposed 400,000 · Balance 0 F9: This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2025-01-20	Direct	0	Reported balance After 2020-02-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2020-02-14 · Disposition to issuer · Disposed 200,000 · Balance 0 F10: This option, which provided for vesting in four equal annual installments, commencing on January 20, 2016, was cancelled in the Merger because the exercise price was greater than the Per Share Merger Consideration.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.65 · Expires 2026-01-14	Direct	0	Reported balance After 2020-02-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2020-02-14 · Disposition to issuer · Disposed 200,000 · Balance 0 F11: This option, which provided for vesting in four equal annual installments, commencing on January 14, 2017, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan.

F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes.

F3: Disposed of in connection with the Merger.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.

F6: This option, which provided for vesting in four equal annual installments, commencing on March 2, 2012, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F7: This option, which provided for vesting in four equal annual installments, commencing on January 31, 2013, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F8: This option, which provided for vesting in four equal annual installments, commencing on January 28, 2014, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F9: This option, which provided for vesting in four equal annual installments, commencing on January 17, 2015, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

F10: This option, which provided for vesting in four equal annual installments, commencing on January 20, 2016, was cancelled in the Merger because the exercise price was greater than the Per Share Merger Consideration.

F11: This option, which provided for vesting in four equal annual installments, commencing on January 14, 2017, was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.

VECTOR GROUP LTD

Report date October 05, 2024 · Filed October 07, 2024

Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	315,000	Reported balance After 2024-10-05 transaction · row 1 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 1 · 2024-10-05 · Other · Disposed 557,578 · Balance 315,000 F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2024-10-07 transaction · row 4 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 4 · 2024-10-07 · Disposition to issuer · Disposed 607,500 · Balance 0 F4: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F5: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).
Common StockSEC Table I · non-derivative	IndirectBy Spouse	0	Reported balance After 2024-10-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-10-05 · Other · Disposed 6,179 · Balance 0 F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Common Stock (underlying performance-based restricted stock)SEC Table I · non-derivative	Direct	607,500	Reported balance After 2024-10-07 transaction · row 3 1 source row Row 3 · 2024-10-07 · Grant · Acquired 292,500 · Balance 607,500 F3: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.92 · Expires 2029-02-27	Direct	0	Reported balance After 2024-10-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2024-10-07 · Disposition to issuer · Disposed 65,625 · Balance 0 F6: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer.

F3: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).

F4: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration").

F5: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).

F6: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 10, 2026 Filed Apr 14, 2026 21:17 UTC	Douglas Elliman Inc. DOUG · Entity 6469	GrantCommon Stock	90,910	$0.00	$0.00	Disclosure SEC source: 0001047092-26-000002 · wk-form4_1776201471.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,244,447 F1 · price: On April 10, 2026 the Issuer granted the Reporting Person a restricted stock award of 90,910 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest on April 10, 2027, subject to the Reporting Person's continued service through such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control. Read SEC document
June 28, 2025 Filed Jun 30, 2025 22:30 UTC	Douglas Elliman Inc. DOUG · Entity 6469	GrantCommon Stock	61,983	$0.00	$0.00	Disclosure SEC source: 0000950170-25-091785 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,153,537 F1 · price: On June 28, 2025 the Issuer granted the Reporting Person a restricted stock award of 61,983 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of June 28, 2026 and June 28, 2027, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control. Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:17 UTC	Douglas Elliman Inc. DOUG · Entity 6469	Disposition to issuerCommon Stock	1,181,250	$0.00	$0.00	Disclosure SEC source: 0000950170-24-137383 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,091,554 F1 · shares: As a result of the decision of the Reporting Person, who is age 71, to retire voluntarily as an employee of the Issuer on December 13, 2024, the Reporting Person's unvested stock awards were cancelled in accordance with their terms. The Reporting Person will continue to serve as a member of the Board of Directors of the Issuer and any future stock awards to the Reporting Person will be made under the Issuer's program of stock compensation to non-employee directors. Read SEC document
October 07, 2024 Filed Oct 7, 2024 20:58 UTC	VECTOR GROUP LTD VGR · Entity 12970	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	65,625	Not disclosed Strike: $10.92	Not disclosed	Disclosure SEC source: 0000950170-24-113382 · ownership.xml · derivative · entry 5 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,625 shares Expires 2029-02-27 F6 · kind: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019. F6 · price: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase an Issuer Share which has a per share exercise price that was less than the Merger Consideration (each, a "Company Option"), and outstanding and unexercised as of immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Option and (ii) the excess, if any, of (x) the Merger Consideration over (y) the per share exercise price of such Company Option. The number and exercise price of the Company Options have been adjusted to give effect to the 5% stock dividend paid to the stockholders of the Company on September 27, 2019. Read SEC document
October 07, 2024 Filed Oct 7, 2024 20:58 UTC	VECTOR GROUP LTD VGR · Entity 12970	Disposition to issuerCommon Stock	607,500	$15.00	$9,112,500.00	Disclosure SEC source: 0000950170-24-113382 · ownership.xml · nonDerivative · entry 4 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · kind: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F5 · kind: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). F4 · shares: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F5 · shares: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). F4 · price: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration"). F5 · price: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any Company Performance-Based RSAs (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). Read SEC document
October 07, 2024 Filed Oct 7, 2024 20:58 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon Stock (underlying performance-based restricted stock)	292,500	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-113382 · ownership.xml · nonDerivative · entry 3 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 607,500 F3 · kind: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). F3 · shares: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). F3 · price: Pursuant to the Merger Agreement, each award of performance-based restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to time-vesting only (each, a "Company Performance-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Performance-Based RSA (based on the full number of Issuer Shares subject to such Company Performance-Based RSA) and (ii) the Merger Consideration (as defined below) (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Performance-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement). Read SEC document
October 05, 2024 Filed Oct 7, 2024 20:58 UTC	VECTOR GROUP LTD VGR · Entity 12970	OtherCommon Stock	6,179	$15.00	$92,685.00	Disclosure SEC source: 0000950170-24-113382 · ownership.xml · nonDerivative · entry 2 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · kind: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
October 05, 2024 Filed Oct 7, 2024 20:58 UTC	VECTOR GROUP LTD VGR · Entity 12970	OtherCommon Stock	557,578	$15.00	$8,363,670.00	Disclosure SEC source: 0000950170-24-113382 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,000 F1 · kind: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer. Read SEC document
July 10, 2024 Filed Jul 11, 2024 12:15 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	75,000	$1.20	$89,647.50	Disclosure SEC source: 0000950170-24-082859 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,272,804 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.175 to $1.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
July 09, 2024 Filed Jul 9, 2024 21:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	30,000	$1.16	$34,773.00	Disclosure SEC source: 0000950170-24-082474 · ownership.xml · nonDerivative · entry 2 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,197,804 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.135 to $1.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
July 05, 2024 Filed Jul 9, 2024 21:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	125,000	$1.08	$134,687.50	Disclosure SEC source: 0000950170-24-082474 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,167,804 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
May 27, 2024 Filed May 28, 2024 21:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon stock	7,378	$10.90	$80,383.31	Disclosure SEC source: 0000950170-24-065599 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 872,578 F1 · price: Represents withholdings of shares as payment of the reporting person's tax liabilities incident to the vesting of 18,750 shares of restricted stock, which were awarded to reporting person on May 27, 2020 and were previously reported at the time of the grant. The shares withheld were valued at $10.895 per share, which represented the average of the low ($10.80) and high ($10.99) stock prices of the Issuer's Common Stock on May 24, 2024, the last trading day before the date of vesting. Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:17 UTC	Douglas Elliman Inc. DOUG · Entity 6469	GrantCommon Stock	525,000	$0.00	$0.00	Disclosure SEC source: 0000950170-24-024889 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,042,804 F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 525,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control. Read SEC document
February 24, 2024 Filed Feb 26, 2024 20:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon stock	50,171	$11.20	$562,040.63	Disclosure SEC source: 0000950170-24-020491 · ownership.xml · nonDerivative · entry 2 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 879,956 F2 · price: Represents withholdings of shares as payment of the reporting person's tax liabilities incident to the vesting of (a) the 22,500 shares of performance-based restricted stock referenced in footnote 1 and (b) 105,000 shares of restricted stock, which were awarded to reporting person on February 24, 2021 (37,500 shares), March 1, 2022 (45,000 shares) and February 15, 2023 (22,500 shares) and were previously reported at the time of the grant. The shares withheld were valued at $11.2025 per share, which represented the average of the low ($11.105) and high ($11.30) stock prices of the Issuer's Common Stock on February 23, 2024, the last trading day before the date of vesting. Read SEC document
February 24, 2024 Filed Feb 26, 2024 20:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon stock	22,500	$0.00	$0.00	Disclosure SEC source: 0000950170-24-020491 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 930,127 F1 · price: The Reporting Person received a performance-based restricted stock grant of 90,000 shares on February 15, 2023. The performance-based restricted stock grant vested, or will vest, in four installments on February 24 of each of the four calendar years subsequent to the grant date, based upon the Issuer achieving certain performance targets and the Reporting Person being continuously employed by Vector Group Ltd. The amount reported represents the first vesting of the award (22,500 shares). Read SEC document
February 13, 2024 Filed Feb 15, 2024 19:01 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon stock	120,000	$0.00	$0.00	Disclosure SEC source: 0000950170-24-016079 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 907,627 F1 · price: On February 13, 2024, the Issuer awarded the Reporting Person a restricted stock grant of 120,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2023 Management Incentive Plan. The restricted shares vest in four equal annual installments on February 24, 2025, February 24, 2026, February 24, 2027 and February 24, 2028, provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document
December 15, 2023 Filed Dec 19, 2023 02:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	Tax withholdingCommon Stock	103,293	$2.53	$261,331.29	Disclosure SEC source: 0000950170-23-071254 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,517,804 F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 262,500 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting. Read SEC document
December 06, 2023 Filed Dec 6, 2023 20:30 UTC	VECTOR GROUP LTD VGR · Entity 12970	GiftCommon stock	10,000	$0.00	$0.00	Disclosure SEC source: 0000950170-23-068644 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 787,627 Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:30 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	10,000	$1.69	$16,946.00	Disclosure SEC source: 0000950170-23-065754 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,621,097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.68 to $1.705, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:25 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	10,000	$1.74	$17,433.00	Disclosure SEC source: 0000950170-23-065193 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,611,097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 08, 2023 Filed Sep 12, 2023 08:44 UTC	VECTOR GROUP LTD VGR · Entity 12970	PurchaseCommon stock	10,000	$10.32	$103,185.00	Disclosure SEC source: 0000950170-23-047599 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 797,627 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.31 to $10.335, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
August 22, 2023 Filed Aug 23, 2023 12:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	50,000	$2.09	$104,640.00	Disclosure SEC source: 0000950170-23-044027 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,601,097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.045 to $2.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023. Read SEC document
May 27, 2023 Filed May 30, 2023 20:03 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon stock	7,378	$11.86	$87,466.19	Disclosure SEC source: 0000950170-23-025023 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 787,627 F1 · price: Represents withholdings of shares as payment of the reporting person's tax liabilities incident to the vesting of 18,750 shares of restricted stock, which were awarded to reporting person on May 27, 2020. The shares withheld were valued at $11.855 per share, which represented the average of the low ($11.75) and high ($11.96) stock prices of the Issuer's Common Stock on May 26 2023, the last trading day before the date of vesting, which was on a non-trading day (Saturday). Read SEC document
March 14, 2023 Filed Mar 16, 2023 23:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	GrantCommon Stock	500,000	$0.00	$0.00	Disclosure SEC source: 0000950170-23-008547 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,236 F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 500,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control. Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:02 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon stock	32,463	$13.47	$437,276.61	Disclosure SEC source: 0000950170-23-004808 · ownership.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,005 F1 · price: Represents withholdings of shares as payment of the reporting person's tax liabilities incident to the vesting of 82,500 shares of restricted stock, which were awarded to reporting person on February 24, 2021 (37,500) and March 1, 2022 (45,000). The shares withheld were valued at $13.47 per share, which represented the average of the low ($13.19) and high ($13.75) stock prices of the Issuer's Common Stock on February 24, 2023, the date of vesting. Read SEC document
February 15, 2023 Filed Feb 17, 2023 18:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon stock	90,000	$0.00	$0.00	Disclosure SEC source: 0000899243-23-005506 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,468 F1 · price: On February 15, 2023, the Issuer awarded the Reporting Person a restricted stock grant of 90,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments on February 24, 2024, February 24, 2025, February 24, 2026 and February 24, 2027, provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document
January 12, 2023 Filed Jan 13, 2023 17:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	GiftCommon stock	15,000	$0.00	$0.00	Disclosure SEC source: 0000899243-23-001761 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,468 Read SEC document
January 06, 2023 Filed Jan 9, 2023 18:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Exercise / conversionEmployee stock option (right to buy) · Derivative	175,884	$0.00 Strike: $11.47	$0.00	Disclosure SEC source: 0000899243-23-001325 · doc4.xml · derivative · entry 4 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 175,884 shares Expires 2023-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 06, 2023 Filed Jan 9, 2023 18:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	167,918	$12.48	$2,095,616.64	Disclosure SEC source: 0000899243-23-001325 · doc4.xml · nonDerivative · entry 2 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,468 F1 · price: Represents the closing price of the Issuer's Common Stock on January 6, 2023, the date of exercise. Read SEC document
January 06, 2023 Filed Jan 9, 2023 18:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Exercise / conversionCommon Stock	175,884	$11.47	$2,017,389.48	Disclosure SEC source: 0000899243-23-001325 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:30 UTC	Douglas Elliman Inc. DOUG · Entity 6469	Tax withholdingCommon Stock	49,187	$3.99	$196,010.20	Disclosure SEC source: 0000899243-22-038902 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,236 F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 125,000 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting. Read SEC document
September 07, 2022 Filed Sep 9, 2022 12:30 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	10,000	$4.55	$45,520.00	Disclosure SEC source: 0000899243-22-030701 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,423 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.535 to $4.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
June 29, 2022 Filed Jul 1, 2022 01:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	10,000	$4.69	$46,853.00	Disclosure SEC source: 0000899243-22-024695 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,423 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.66 to $4.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
May 27, 2022 Filed May 27, 2022 21:01 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	7,378	$12.35	$91,118.30	Disclosure SEC source: 0000899243-22-020047 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,502 F1 · price: Represents withholdings of shares as payment of the reporting person's payroll tax liabilities incident to the vesting of 18,750 shares of restricted stock, which were awarded to reporting person on May 27, 2020. The shares withheld were valued at $12.35 per share, which represented the average of the low ($12.23) and high ($12.47) stock prices of the Issuer's Common Stock on May 27, 2022, the date of vesting. Read SEC document
May 17, 2022 Filed May 20, 2022 01:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	5,000	$5.64	$28,181.00	Disclosure SEC source: 0000899243-22-018957 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,423 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.625 to $5.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
March 11, 2022 Filed Mar 14, 2022 12:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	20,000	$6.76	$135,294.00	Disclosure SEC source: 0000899243-22-010812 · doc4.xml · nonDerivative · entry 2 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,423 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.67 to $6.825, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
March 10, 2022 Filed Mar 14, 2022 12:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	10,000	$6.89	$68,874.00	Disclosure SEC source: 0000899243-22-010812 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,423 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $6.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
March 07, 2022 Filed Mar 8, 2022 02:45 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	10,000	$6.69	$66,896.00	Disclosure SEC source: 0000899243-22-009839 · doc4.xml · nonDerivative · entry 2 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,423 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.6890 to $6.69, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
March 04, 2022 Filed Mar 8, 2022 02:45 UTC	Douglas Elliman Inc. DOUG · Entity 6469	PurchaseCommon Stock	20,000	$6.98	$139,536.00	Disclosure SEC source: 0000899243-22-009839 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961,423 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $7.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon Stock	180,000	$0.00	$0.00	Disclosure SEC source: 0000899243-22-009207 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,880 F1 · price: On March 1, 2022, the Issuer awarded the Reporting Person a restricted stock grant of 180,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments on February 24, 2023, February 24, 2024, February 24, 2025 and February 24, 2026, provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document
February 24, 2022 Filed Feb 28, 2022 20:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	14,728	$10.76	$158,507.15	Disclosure SEC source: 0000899243-22-008188 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,880 F1 · price: Represents the transfer of shares from reporting person to Issuer as payment of the reporting person's payroll tax withholdings incident to the vesting of 37,500 shares of restricted stock, which were awarded to reporting person on February 24, 2021. The shares were transferred at $10.7623 per share, which represented the average of the low ($10.5545) and high ($10.97) stock prices of the Issuer's Common Stock on February 24, 2022, the date of vesting. Read SEC document
December 31, 2021 Filed Jan 4, 2022 02:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	GrantCommon Stock	500,000	$0.00	$0.00	Disclosure SEC source: 0000899243-22-000226 · doc4.xml · nonDerivative · entry 2 LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,423 F3 · shares: Following the Distribution, on December 31, 2021, the Issuer granted the Reporting Person a restricted stock award of 500,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2022, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document
December 29, 2021 Filed Jan 4, 2022 02:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	OtherCommon Stock	3,089	$0.00	$0.00	Disclosure SEC source: 0000899243-22-000226 · doc4.xml · nonDerivative · entry 3 LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,089 F4 · ownership.nature: Represents 3,089 shares acquired by the Reporting Person's spouse in the Distribution. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
December 29, 2021 Filed Jan 4, 2022 02:00 UTC	Douglas Elliman Inc. DOUG · Entity 6469	OtherCommon Stock	441,423	$0.00	$0.00	Disclosure SEC source: 0000899243-22-000226 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,423 F1 · shares: Represents 441,423 shares of Common Stock of the Issuer acquired by the Reporting Person in a pro rata distribution by Vector Group Ltd. ("Vector") to holders of its common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards), which occurred on December 29, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"), comprised of (x) 190,179 shares of Common Stock acquired in respect of shares of Vector common stock held outright and (y) 251,244 shares of Common Stock acquired in respect of Vector common stock underlying outstanding stock option awards and restricted stock awards. F2 · shares: (Continued from Footnote 1) The Reporting Person's tax obligations arising from the portion of the Distribution made in respect of Vector common stock underlying stock option awards and restricted stock awards were satisfied by reducing the number of shares of Issuer Common Stock that would otherwise have been distributed to the Reporting Person by 163,008 shares. Read SEC document
May 27, 2021 Filed May 28, 2021 20:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	Tax withholdingCommon Stock	7,378	$14.48	$106,851.89	Disclosure SEC source: 0000899243-21-021203 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,608 F1 · price: Represents the transfer of shares from reporting person to Issuer as payment of the reporting person's payroll tax withholdings incident to the vesting of 18,750 shares of restricted stock, which were awarded to reporting person on May 27, 2020. The shares were transferred at $14.4825 per share, which represented the average of the low ($14.235) and high ($14.73) stock prices of the Issuer's Common Stock on May 27, 2021, the date of vesting. Read SEC document
February 24, 2021 Filed Feb 26, 2021 20:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	GrantCommon Stock	150,000	$0.00	$0.00	Disclosure SEC source: 0000899243-21-008496 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,986 F1 · price: On February 24, 2021, the Issuer awarded the Reporting Person a restricted stock grant of 150,000 shares of the Issuer's Common Stock pursuant to the Issuer's 2014 Management Incentive Plan. Restricted shares vest in four equal annual installments commencing on the first anniversary of the date of grant provided the Reporting Person is then still an employee of the Issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control. Read SEC document
January 15, 2021 Filed Jan 20, 2021 06:01 UTC	VECTOR GROUP LTD VGR · Entity 12970	PurchaseCommon Stock	15,000	$12.10	$181,500.00	Disclosure SEC source: 0000899243-21-002446 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · Director · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,986 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.04 to $12.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 23, 2020 Filed Sep 23, 2020 18:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	PurchaseCommon Stock	2,500	$9.25	$23,125.00	Disclosure SEC source: 0000899243-20-026141 · doc4.xml · nonDerivative · entry 2 LAMPEN RICHARD · CIK 0001047092 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,986 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.24 to $9.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 22, 2020 Filed Sep 23, 2020 18:00 UTC	VECTOR GROUP LTD VGR · Entity 12970	PurchaseCommon Stock	5,000	$9.45	$47,250.00	Disclosure SEC source: 0000899243-20-026141 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,486 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.43 to $9.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
September 11, 2020 Filed Sep 14, 2020 20:58 UTC	VECTOR GROUP LTD VGR · Entity 12970	PurchaseCommon Stock	50,000	$10.15	$507,500.00	Disclosure SEC source: 0000899243-20-025039 · doc4.xml · nonDerivative · entry 1 LAMPEN RICHARD · CIK 0001047092 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,486 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.