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DOUG

Douglas Elliman Inc.

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6469
SEC CIK
0001878897
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2024 Filed Jul 9, 2024 21:00 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
PurchaseCommon Stock 125,000 $1.08 $134,687.50
Disclosure

SEC source: 0000950170-24-082474 · ownership.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,167,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 06, 2024 Filed May 9, 2024 01:00 UTC GrantCommon Stock 81,560 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-056158 · ownership.xml · nonDerivative · entry 1

ZEITCHICK MARK · CIK 0001093960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,560

F1 · price: On May 6, 2024 the Issuer granted the Reporting Person a restricted stock award of 81,560 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of May 6, 2025 and May 6, 2026, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023

Read SEC document
May 06, 2024 Filed May 9, 2024 01:00 UTC GrantCommon Stock 81,560 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-056157 · ownership.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,060

F1 · price: On May 6, 2024 the Issuer granted the Reporting Person a restricted stock award of 81,560 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of May 6, 2025 and May 6, 2026, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

Read SEC document
May 06, 2024 Filed May 9, 2024 01:00 UTC GrantCommon Stock 81,560 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-056159 · ownership.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,310

F1 · price: On May 6, 2024 the Issuer granted the Reporting Person a restricted stock award of 81,560 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of May 6, 2025 and May 6, 2026, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

Read SEC document
May 06, 2024 Filed May 9, 2024 01:00 UTC
Mestel LynnDirector
GrantCommon Stock 81,560 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-056156 · ownership.xml · nonDerivative · entry 1

Mestel Lynn · CIK 0001897132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,560

F1 · price: On May 6, 2024 the Issuer granted the Reporting Person a restricted stock award of 81,560 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of May 6, 2025 and May 6, 2026, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
May 06, 2024 Filed May 9, 2024 01:00 UTC
WHITE WILSONDirector
GrantCommon Stock 81,560 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-056155 · ownership.xml · nonDerivative · entry 1

WHITE WILSON · CIK 0001869950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,397

F1 · price: On May 6, 2024 the Issuer granted the Reporting Person a restricted stock award of 81,560 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of May 6, 2025 and May 6, 2026, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 18:06 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025072 · ownership.xml · nonDerivative · entry 1

Larkin Stephen T. · CIK 0001897108 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,485

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:17 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
GrantCommon Stock 1,325,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024893 · ownership.xml · nonDerivative · entry 1

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,305,538

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 1,325,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:17 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
GrantCommon Stock 525,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024889 · ownership.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,042,804

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 525,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:17 UTC GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024890 · ownership.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728,899

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 150,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:17 UTC
SELIGMAN LISA M.See Remarks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024894 · ownership.xml · nonDerivative · entry 1

SELIGMAN LISA M. · CIK 0001959199 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,905

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:17 UTC
Sachar Daniel A.See Remarks
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024892 · ownership.xml · nonDerivative · entry 1

Sachar Daniel A. · CIK 0001896266 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,805

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 40,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:17 UTC
Durkin Scott J.See Remarks
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024895 · ownership.xml · nonDerivative · entry 1

Durkin Scott J. · CIK 0001900305 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,772

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 125,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:17 UTC
BELL MARC NSee Remarks
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024891 · ownership.xml · nonDerivative · entry 1

BELL MARC N · CIK 0001195910 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,495

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 75,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:17 UTC
Ballard James DSee Remarks
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024886 · ownership.xml · nonDerivative · entry 1

Ballard James D · CIK 0001818053 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,835

F1 · price: On February 29, 2024, the Issuer granted the Reporting Person a restricted stock award of 75,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2024, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:00 UTC Tax withholdingCommon Stock 14,306 $2.53 $36,194.18
Disclosure

SEC source: 0000950170-23-071258 · ownership.xml · nonDerivative · entry 1

Larkin Stephen T. · CIK 0001897108 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,485

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 26,250 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:00 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 268,078 $2.53 $678,237.34
Disclosure

SEC source: 0000950170-23-071257 · ownership.xml · nonDerivative · entry 1

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,980,538

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 656,250 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

F2 · balance_after: Adjusted to reflect the impact of share rounding from the 5% stock dividend, which was paid by the Issuer on June 30,2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 02:00 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
Tax withholdingCommon Stock 103,293 $2.53 $261,331.29
Disclosure

SEC source: 0000950170-23-071254 · ownership.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,517,804

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 262,500 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 02:00 UTC Tax withholdingCommon Stock 33,927 $2.53 $85,835.31
Disclosure

SEC source: 0000950170-23-071251 · ownership.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,899

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 78,750 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:00 UTC
SELIGMAN LISA M.See Remarks
Tax withholdingCommon Stock 6,595 $2.53 $16,685.35
Disclosure

SEC source: 0000950170-23-071256 · ownership.xml · nonDerivative · entry 1

SELIGMAN LISA M. · CIK 0001959199 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,905

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 13,125 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:00 UTC
Sachar Daniel A.See Remarks
Tax withholdingCommon Stock 8,263 $2.53 $20,905.39
Disclosure

SEC source: 0000950170-23-071252 · ownership.xml · nonDerivative · entry 1

Sachar Daniel A. · CIK 0001896266 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,805

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 21,000 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 02:00 UTC
Durkin Scott J.See Remarks
Tax withholdingCommon Stock 32,976 $2.53 $83,429.28
Disclosure

SEC source: 0000950170-23-071255 · ownership.xml · nonDerivative · entry 1

Durkin Scott J. · CIK 0001900305 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,772

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 65,625 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 02:00 UTC
Ballard James DSee Remarks
Tax withholdingCommon Stock 10,329 $2.53 $26,132.37
Disclosure

SEC source: 0000950170-23-071259 · ownership.xml · nonDerivative · entry 1

Ballard James D · CIK 0001818053 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,835

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 26,250 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 02:00 UTC
BELL MARC NSee Remarks
Tax withholdingCommon Stock 11,720 $2.53 $29,651.60
Disclosure

SEC source: 0000950170-23-071253 · ownership.xml · nonDerivative · entry 1

BELL MARC N · CIK 0001195910 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,495

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 26,250 shares of restricted stock, which were awarded to reporting person on December 31, 2021 and March 14, 2023. The shares withheld were valued at $2.53 per share, which represented the average of the low ($2.42) and high ($2.64) stock prices of the Issuer's Common Stock on December 15, 2023, the date of vesting.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid on June 30, 2023.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:30 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
PurchaseCommon Stock 10,000 $1.69 $16,946.00
Disclosure

SEC source: 0000950170-23-065754 · ownership.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621,097

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.68 to $1.705, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:25 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
PurchaseCommon Stock 10,000 $1.74 $17,433.00
Disclosure

SEC source: 0000950170-23-065193 · ownership.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611,097

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:15 UTC PurchaseCommon Stock 20,000 $2.58 $51,600.00
Disclosure

SEC source: 0000950170-23-046395 · ownership.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,500

F1 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 12:00 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
PurchaseCommon Stock 50,000 $2.09 $104,640.00
Disclosure

SEC source: 0000950170-23-044027 · ownership.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,601,097

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.045 to $2.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 08:00 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
PurchaseCommon Stock 50,000 $2.07 $103,690.00
Disclosure

SEC source: 0000950170-23-044028 · ownership.xml · nonDerivative · entry 1

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,248,619

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.0536 to $2.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:00 UTC PurchaseCommon Stock 9,954 $2.11 $20,964.12
Disclosure

SEC source: 0000950170-23-043679 · ownership.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MSL18 LLC

Disclosed balance after: 168,070.149

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.1022 to $2.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder ofthe issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on June 30, 2023.

F3 · ownership.nature: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 19:00 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008766 · doc4.xml · nonDerivative · entry 1

Larkin Stephen T. · CIK 0001897108 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,135

F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 23:00 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008770 · doc4.xml · nonDerivative · entry 1

ZEITCHICK MARK · CIK 0001093960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: On March 14, 2023 the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 19:02 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
GrantCommon Stock 1,250,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-008549 · ownership.xml · nonDerivative · entry 1

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,998,685

F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 1,250,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-008547 · ownership.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477,236

F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 500,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-008545 · ownership.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,645

F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 150,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

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March 14, 2023 Filed Mar 16, 2023 19:01 UTC
Sachar Daniel A.See Remarks
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-008548 · ownership.xml · nonDerivative · entry 1

Sachar Daniel A. · CIK 0001896266 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,113

F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 40,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC
BELL MARC NSee Remarks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-008546 · ownership.xml · nonDerivative · entry 1

BELL MARC N · CIK 0001195910 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,443

F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008768 · doc4.xml · nonDerivative · entry 1

Liebowitz Michael · CIK 0001766109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · price: On March 14, 2023 the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC
WHITE WILSONDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008769 · doc4.xml · nonDerivative · entry 1

WHITE WILSON · CIK 0001869950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,750

F1 · price: On March 14, 2023 the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC
Mestel LynnDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008767 · doc4.xml · nonDerivative · entry 1

Mestel Lynn · CIK 0001897132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: On March 14, 2023 the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008765 · doc4.xml · nonDerivative · entry 1

KRAMER RONALD J · CIK 0001195908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · price: On March 14, 2023 the Issuer granted the Reporting Person a restricted stock award of 30,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC
Ballard James DSee Remarks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008764 · doc4.xml · nonDerivative · entry 1

Ballard James D · CIK 0001818053 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,728

F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

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March 14, 2023 Filed Mar 16, 2023 23:00 UTC
Durkin Scott J.See Remarks
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008763 · doc4.xml · nonDerivative · entry 1

Durkin Scott J. · CIK 0001900305 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,047

F1 · price: On March 14, 2023, the Issuer granted the Reporting Person a restricted stock award of 125,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability, termination of employment without cause or resignation for good reason or change-of-control.

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January 01, 2023 Filed Jan 3, 2023 20:00 UTC
SELIGMAN LISA M.See Remarks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-000431 · doc4.xml · nonDerivative · entry 1

SELIGMAN LISA M. · CIK 0001959199 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: On January 1, 2023, the Issuer granted the Reporting Person a restricted stock award of 50,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in four equal annual installments commencing on December 15, 2023, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon the Reporting Person's death or disability.

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December 15, 2022 Filed Dec 16, 2022 20:30 UTC Tax withholdingCommon Stock 6,865 $3.99 $27,357.03
Disclosure

SEC source: 0000899243-22-038905 · doc4.xml · nonDerivative · entry 1

Larkin Stephen T. · CIK 0001897108 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,135

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 12,500 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting.

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December 15, 2022 Filed Dec 16, 2022 20:30 UTC
LORBER HOWARD MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 127,656 $3.99 $508,709.16
Disclosure

SEC source: 0000899243-22-038904 · doc4.xml · nonDerivative · entry 1

LORBER HOWARD M · CIK 0001053471 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748,685

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 312,500 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting.

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December 15, 2022 Filed Dec 17, 2022 01:30 UTC
LAMPEN RICHARDDirector · Executive Vice President & COO
Tax withholdingCommon Stock 49,187 $3.99 $196,010.20
Disclosure

SEC source: 0000899243-22-038902 · doc4.xml · nonDerivative · entry 1

LAMPEN RICHARD · CIK 0001047092 · Director · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,236

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 125,000 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting.

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December 15, 2022 Filed Dec 17, 2022 01:30 UTC Tax withholdingCommon Stock 16,355 $3.99 $65,174.68
Disclosure

SEC source: 0000899243-22-038906 · doc4.xml · nonDerivative · entry 1

KIRKLAND J BRYANT III · CIK 0001142748 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,645

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 37,500 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting.

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December 15, 2022 Filed Dec 16, 2022 20:30 UTC
Sachar Daniel A.See Remarks
Tax withholdingCommon Stock 3,935 $3.99 $15,680.98
Disclosure

SEC source: 0000899243-22-038899 · doc4.xml · nonDerivative · entry 1

Sachar Daniel A. · CIK 0001896266 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,113

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 10,000 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting.

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December 15, 2022 Filed Dec 17, 2022 01:30 UTC
Durkin Scott J.See Remarks
Tax withholdingCommon Stock 15,953 $3.99 $63,572.71
Disclosure

SEC source: 0000899243-22-038903 · doc4.xml · nonDerivative · entry 1

Durkin Scott J. · CIK 0001900305 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,047

F1 · price: Represents withholdings of shares as payment of the Reporting Person's payroll tax liabilities incident to the vesting of 31,250 shares of restricted stock, which were awarded to reporting person on December 31, 2021. The shares withheld were valued at $3.985 per share, which represented the average of the low ($3.90) and high ($4.07) stock prices of the Issuer's Common Stock on December 15, 2022, the date of vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.