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Nasdaq · USD

DLHC

DLH Holdings Corp.

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Tapewire entity
7088
SEC CIK
0000785557
Parsed reports
269

Last 12 months

Inside the activity.

90 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202620
Feb 202650
Mar 202600
Apr 202610
May 202670
Jun 2026140
Jul 2026220
Aug 2026190
Sep 2026160
Oct 202611

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2025 Filed Jun 12, 2025 20:57 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 4,408 $5.49 $24,197.28
Disclosure

SEC source: 0000785557-25-000065 · wk-form4_1749761843.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,504,096

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.4174 - $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 09, 2025 Filed Jun 9, 2025 21:29 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 4,786 $5.48 $26,215.32
Disclosure

SEC source: 0000785557-25-000064 · wk-form4_1749504541.xml · nonDerivative · entry 3

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,499,688

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.45 - $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 06, 2025 Filed Jun 9, 2025 21:29 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 17,160 $5.48 $93,951.00
Disclosure

SEC source: 0000785557-25-000064 · wk-form4_1749504541.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,494,902

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.14 - $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:29 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 357 $5.13 $1,830.48
Disclosure

SEC source: 0000785557-25-000064 · wk-form4_1749504541.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,477,742

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.105 - $5.16 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 02, 2025 Filed Jun 3, 2025 21:18 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 1,295 $5.00 $6,474.48
Disclosure

SEC source: 0000785557-25-000063 · wk-form4_1748985475.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,477,385

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.99 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 30, 2025 Filed Jun 3, 2025 21:18 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 6,354 $5.00 $31,770.00
Disclosure

SEC source: 0000785557-25-000063 · wk-form4_1748985475.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,476,090

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at a price of $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 29, 2025 Filed May 29, 2025 21:39 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 964 $4.97 $4,795.51
Disclosure

SEC source: 0000785557-25-000062 · wk-form4_1748554754.xml · nonDerivative · entry 3

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,469,736

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.95 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 28, 2025 Filed May 29, 2025 21:39 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 416 $5.00 $2,079.42
Disclosure

SEC source: 0000785557-25-000062 · wk-form4_1748554754.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,468,772

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.99 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:39 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 90 $5.00 $450.00
Disclosure

SEC source: 0000785557-25-000062 · wk-form4_1748554754.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,468,356

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at a price of $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 23, 2025 Filed May 23, 2025 21:17 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 2,561 $4.98 $12,766.07
Disclosure

SEC source: 0000785557-25-000061 · wk-form4_1748035030.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,468,266

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.95 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 22, 2025 Filed May 23, 2025 21:17 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 1,230 $5.00 $6,144.47
Disclosure

SEC source: 0000785557-25-000061 · wk-form4_1748035030.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,465,705

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 21, 2025 Filed May 21, 2025 20:38 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 10,580 $4.96 $52,461.99
Disclosure

SEC source: 0000785557-25-000059 · wk-form4_1747859911.xml · nonDerivative · entry 3

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,464,475

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.91 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 20, 2025 Filed May 21, 2025 20:38 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 5,111 $4.97 $25,388.89
Disclosure

SEC source: 0000785557-25-000059 · wk-form4_1747859911.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,453,895

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.93 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:38 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 31,872 $4.93 $157,195.89
Disclosure

SEC source: 0000785557-25-000059 · wk-form4_1747859911.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,448,784

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 16, 2025 Filed May 16, 2025 20:23 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 5,552 $4.95 $27,464.08
Disclosure

SEC source: 0000785557-25-000057 · wk-form4_1747427000.xml · nonDerivative · entry 3

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,416,912

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.775 - $4.89 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:23 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 2,973 $4.83 $14,368.21
Disclosure

SEC source: 0000785557-25-000057 · wk-form4_1747427000.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,411,360

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.775 - $4.89 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:23 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 6,326 $4.80 $30,390.10
Disclosure

SEC source: 0000785557-25-000057 · wk-form4_1747427000.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,408,387

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.72 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 13, 2025 Filed May 13, 2025 21:37 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 10,905 $4.74 $51,678.80
Disclosure

SEC source: 0000785557-25-000055 · wk-form4_1747172270.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,402,061

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions from $4.50 to $4.885 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2025 Filed May 13, 2025 21:37 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 11,664 $4.00 $46,656.00
Disclosure

SEC source: 0000785557-25-000055 · wk-form4_1747172270.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,391,156

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at a price of $4.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 08, 2025 Filed May 8, 2025 23:37 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 140 $3.98 $557.20
Disclosure

SEC source: 0000785557-25-000051 · wk-form4_1746747423.xml · nonDerivative · entry 3

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,379,492

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at $3.98 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 07, 2025 Filed May 8, 2025 23:37 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 7,818 $4.00 $31,240.73
Disclosure

SEC source: 0000785557-25-000051 · wk-form4_1746747423.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,379,352

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 - $4.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 06, 2025 Filed May 8, 2025 23:37 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 2,947 $3.97 $11,686.33
Disclosure

SEC source: 0000785557-25-000051 · wk-form4_1746747423.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,371,534

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.915 - $4.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 05, 2025 Filed May 5, 2025 22:14 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 10,065 $3.95 $39,770.84
Disclosure

SEC source: 0000785557-25-000042 · wk-form4_1746483269.xml · nonDerivative · entry 3

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,368,587

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.86 - $4.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 02, 2025 Filed May 5, 2025 22:14 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 9,660 $3.91 $37,758.04
Disclosure

SEC source: 0000785557-25-000042 · wk-form4_1746483269.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,358,522

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.875 - $3.96 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:14 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 6,408 $3.93 $25,211.64
Disclosure

SEC source: 0000785557-25-000042 · wk-form4_1746483269.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,348,862

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.88 - $4.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 30, 2025 Filed Apr 30, 2025 20:57 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 6,097 $3.85 $23,459.43
Disclosure

SEC source: 0000785557-25-000040 · wk-form4_1746046635.xml · nonDerivative · entry 3

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,342,454

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 - $3.95 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 29, 2025 Filed Apr 30, 2025 20:57 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 10,968 $3.59 $39,404.73
Disclosure

SEC source: 0000785557-25-000040 · wk-form4_1746046635.xml · nonDerivative · entry 2

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,336,357

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.525 - $3.70 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 20:57 UTC PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 12,054 $3.55 $42,810.99
Disclosure

SEC source: 0000785557-25-000040 · wk-form4_1746046635.xml · nonDerivative · entry 1

Mink Brook Asset Management LLC · CIK 0002052205 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mink Brook Partners LP

Disclosed balance after: 1,325,389

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.43 - $3.58 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

F3 · ownership.nature: Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:20 UTC
Parker ZacharyDirector · CEO and President
GrantCommon Stock 122,229 $0.00 $0.00
Disclosure

SEC source: 0000785557-24-000075 · wk-form4_1734988838.xml · nonDerivative · entry 1

Parker Zachary · CIK 0001484008 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 998,719

F1 · security: Grant of time-based restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2027, provided that the reporting person remains in the employment of the Company as of such date.

F2 · balance_after: Includes an aggregate of 113,458 shares underlying time-based restricted stock units previously granted to the reporting person pursuant to the Company's 2016 Omnibus Equity Incentive Plan.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:19 UTC
JohnBull Kathryn M.Chief Financial Officer
GrantCommon Stock 34,224 $0.00 $0.00
Disclosure

SEC source: 0000785557-24-000073 · wk-form4_1734988766.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,911

F1 · security: Grant of time-based restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2027, provided that the reporting person remains in the employment of the Company as of such date.

F2 · balance_after: Includes 17,831 time-based restricted stock units previously granted to the reporting person pursuant to the Company's 2016 Omnibus Equity Incentive Plan.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 12:37 UTC
JohnBull Kathryn M.Chief Financial Officer
PurchaseCommon Stock 10,000 $7.76 $77,600.00
Disclosure

SEC source: 0001628280-24-051951 · wk-form4_1734611823.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,687

F1 · price: The price reported in Column 4 of Table I is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.73 to 7.78, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Includes 17,831 time-based restricted stock units granted to the reporting person pursuant to the Companys 2016 Omnibus Equity Incentive Plan.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 12:35 UTC
Parker ZacharyDirector · CEO and President
PurchaseCommon Stock 10,000 $7.77 $77,700.00
Disclosure

SEC source: 0001628280-24-051948 · wk-form4_1734611721.xml · nonDerivative · entry 1

Parker Zachary · CIK 0001484008 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,490

F1 · price: The price reported in Column 4 of Table I is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.72 to $7.82, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Includes an aggregate of 113,458 shares underlying time-based restricted stock units previously granted to the reporting person pursuant to the Company's 2016 Omnibus Equity Incentive Plan.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:29 UTC GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041976 · wk-form4_1727904544.xml · nonDerivative · entry 1

Bjornaas Judith L · CIK 0001341924 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,510

F1 · security: Grant of restricted stock units pursuant to the Company 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2025.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:28 UTC GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041974 · wk-form4_1727904502.xml · nonDerivative · entry 1

Murphy Frances M · CIK 0001666394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,751

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2025

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:27 UTC GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041972 · wk-form4_1727904462.xml · nonDerivative · entry 1

ZELKOWICZ STEPHEN · CIK 0001616648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,376

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2025.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:26 UTC GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041970 · wk-form4_1727904404.xml · nonDerivative · entry 1

DELANEY MARTIN J · CIK 0001253825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,510

F1 · security: Grant of restricted stock units pursuant to the Company 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2025.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:25 UTC GrantCommon Stock 12,910 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041968 · wk-form4_1727904335.xml · nonDerivative · entry 1

Wasserman Frederick Gerald · CIK 0001384383 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,860

F1 · security: Grant of restricted stock units pursuant to the Company's 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2025

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:24 UTC GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041966 · wk-form4_1727904284.xml · nonDerivative · entry 1

Yerks Austin J. III · CIK 0001562731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,751

F1 · security: Grant of restricted stock units pursuant to the Company 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2025.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 21:23 UTC GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-041964 · wk-form4_1727904225.xml · nonDerivative · entry 1

Granger Elder · CIK 0001625579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,192

F1 · security: Grant of restricted stock units pursuant to the Company 2016 Omnibus Equity Incentive Plan. The award vests in full on September 30, 2025.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:26 UTC
JohnBull Kathryn M.Chief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 200,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001628280-24-041223 · wk-form4_1727209580.xml · derivative · entry 3

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2024-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on September 22, 2014, and subsequently vested upon the achievement of certain performance targets.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:26 UTC
JohnBull Kathryn M.Chief Financial Officer
Tax withholdingCommon Stock 78,240 $9.78 $765,187.20
Disclosure

SEC source: 0001628280-24-041223 · wk-form4_1727209580.xml · nonDerivative · entry 2

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,687

F2 · shares: Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options.

F1 · balance_after: Includes 17,831 time-based restricted stock units granted to the reporting person on December 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2026, provided that the reporting person remains in the employment of the Company as of such date.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:26 UTC
JohnBull Kathryn M.Chief Financial Officer
Exercise / conversionCommon Stock 200,000 $1.95 $390,000.00
Disclosure

SEC source: 0001628280-24-041223 · wk-form4_1727209580.xml · nonDerivative · entry 1

JohnBull Kathryn M. · CIK 0001553121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 17,831 time-based restricted stock units granted to the reporting person on December 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2026, provided that the reporting person remains in the employment of the Company as of such date.

Read SEC document
July 18, 2024 Filed Jul 19, 2024 20:54 UTC GiftCommon Stock 191,695 $0.00 $0.00
Disclosure

SEC source: 0000785557-24-000041 · wk-form4_1721422478.xml · nonDerivative · entry 4

DELANEY MARTIN J · CIK 0001253825 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 198,239

F1 · kind: Represents a bona fide gift of shares of common stock of the issuer to the Reporting Person's spouse for estate planning purposes.

F3 · ownership.nature: The shares reported are held directly by the spouse of the Reporting Person. For purposes of Section 16 of the Exchange Act, the Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
July 18, 2024 Filed Jul 19, 2024 20:54 UTC GiftCommon Stock 191,695 $0.00 $0.00
Disclosure

SEC source: 0000785557-24-000041 · wk-form4_1721422478.xml · nonDerivative · entry 3

DELANEY MARTIN J · CIK 0001253825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,569

F1 · kind: Represents a bona fide gift of shares of common stock of the issuer to the Reporting Person's spouse for estate planning purposes.

F2 · balance_after: Includes 8,569 restricted stock units granted to the reporting person under the Company 2016's Omnibus Equity Incentive Plan which vest in full on September 30, 2024.

Read SEC document
May 09, 2024 Filed Jul 19, 2024 20:54 UTC GiftCommon Stock 6,544 $0.00 $0.00
Disclosure

SEC source: 0000785557-24-000041 · wk-form4_1721422478.xml · nonDerivative · entry 2

DELANEY MARTIN J · CIK 0001253825 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 6,564

F1 · kind: Represents a bona fide gift of shares of common stock of the issuer to the Reporting Person's spouse for estate planning purposes.

F3 · ownership.nature: The shares reported are held directly by the spouse of the Reporting Person. For purposes of Section 16 of the Exchange Act, the Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
May 09, 2024 Filed Jul 19, 2024 20:54 UTC GiftCommon Stock 6,544 $0.00 $0.00
Disclosure

SEC source: 0000785557-24-000041 · wk-form4_1721422478.xml · nonDerivative · entry 1

DELANEY MARTIN J · CIK 0001253825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,264

F1 · kind: Represents a bona fide gift of shares of common stock of the issuer to the Reporting Person's spouse for estate planning purposes.

F2 · balance_after: Includes 8,569 restricted stock units granted to the reporting person under the Company 2016's Omnibus Equity Incentive Plan which vest in full on September 30, 2024.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 21:21 UTC
Christian Jeanine M.Pres. Pub. Health & Sci Rs
SaleCommon Stock 11,985 $16.21 $194,276.85
Disclosure

SEC source: 0000785557-24-000025 · wk-form4_1708550446.xml · nonDerivative · entry 2

Christian Jeanine M. · CIK 0001817396 · Pres. Pub. Health & Sci Rs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 of Table 1 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.17 to $16.28, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:21 UTC
Christian Jeanine M.Pres. Pub. Health & Sci Rs
SaleCommon Stock 9,027 $15.92 $143,709.84
Disclosure

SEC source: 0000785557-24-000025 · wk-form4_1708550446.xml · nonDerivative · entry 1

Christian Jeanine M. · CIK 0001817396 · Pres. Pub. Health & Sci Rs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,985

Read SEC document
February 15, 2024 Filed Feb 15, 2024 22:53 UTC
Christian Jeanine M.Pres. Pub. Health & Sci Rs
SaleCommon Stock 13 $16.00 $208.00
Disclosure

SEC source: 0000785557-24-000023 · wk-form4_1708037619.xml · nonDerivative · entry 3

Christian Jeanine M. · CIK 0001817396 · Pres. Pub. Health & Sci Rs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,012

Read SEC document
February 14, 2024 Filed Feb 15, 2024 22:53 UTC
Christian Jeanine M.Pres. Pub. Health & Sci Rs
SaleCommon Stock 100 $16.75 $1,675.00
Disclosure

SEC source: 0000785557-24-000023 · wk-form4_1708037619.xml · nonDerivative · entry 2

Christian Jeanine M. · CIK 0001817396 · Pres. Pub. Health & Sci Rs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,025

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.