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Nasdaq · USD

DIOD

DIODES INC /DEL/

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4050
SEC CIK
0000029002
Parsed reports
601

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 21 $25.71 $539.81
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,614

F2 · kind: Vested restricted stock unit shares automatically sold to cover income tax for the 5/27/2014, 5/26/2015, and 5/26/2016 awards.

Read SEC document
May 30, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 28,543 $25.89 $739,021.08
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,635

F2 · kind: Vested restricted stock unit shares automatically sold to cover income tax for the 5/27/2014, 5/26/2015, and 5/26/2016 awards.

Read SEC document
May 30, 2017 Filed May 31, 2017 21:26 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 15,750 $25.89 $407,791.13
Disclosure

SEC source: 0001209191-17-036547 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,371

F1 · kind: A portion of the vested restricted stock unit shares automatically sold to cover income tax for the 05/27/2014, 05/26/2015, and 5/26/2016 awards.

Read SEC document
May 30, 2017 Filed May 31, 2017 21:27 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 8 $25.70 $205.58
Disclosure

SEC source: 0001209191-17-036549 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,623

F1 · kind: Vested restricted stock unit shares automatically sold to cover income tax for the 5/27/2014, 5/26/2015, and 5/26/2016 awards.

Read SEC document
May 30, 2017 Filed May 31, 2017 21:27 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 2,357 $25.89 $61,026.27
Disclosure

SEC source: 0001209191-17-036549 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,631

F1 · kind: Vested restricted stock unit shares automatically sold to cover income tax for the 5/27/2014, 5/26/2015, and 5/26/2016 awards.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 67,158 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · derivative · entry 15

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 67,158 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 9,693 $26.24 $254,344.32
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,178

Read SEC document
May 26, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 9,720 $26.14 $254,080.80
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,871

Read SEC document
May 26, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 9,736 $26.08 $253,914.88
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,591

Read SEC document
May 26, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 9,757 $26.00 $253,682.00
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,327

Read SEC document
May 26, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 26,207 $26.48 $694,034.74
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108,084

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.78, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:28 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 67,158 $24.66 $1,656,116.28
Disclosure

SEC source: 0001209191-17-036550 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:55 UTC
White Richard DallasCFO & Secretary
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 5,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-035581 · doc4.xml · derivative · entry 4

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:55 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 4,940 $25.91 $128,004.29
Disclosure

SEC source: 0001209191-17-035581 · doc4.xml · nonDerivative · entry 2

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,121

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.91 to $25.94, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:55 UTC
White Richard DallasCFO & Secretary
Exercise / conversionDiodes Incorporated Common Stock 5,000 $24.66 $123,300.00
Disclosure

SEC source: 0001209191-17-035581 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 22, 2017 19:35 UTC
KING MARK ASVP Sales & Marketing
PurchaseDiodes Incorporated Common Stock 6 $25.77 $154.62
Disclosure

SEC source: 0001209191-17-034245 · doc4.xml · nonDerivative · entry 1

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,388

Read SEC document
May 19, 2017 Filed May 22, 2017 16:49 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 13,842 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-034207 · doc4.xml · derivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,158

Underlying: Diodes Incorporated Common Stock - Diodes · 13,842 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 19, 2017 Filed May 22, 2017 16:49 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 13,503 $26.00 $351,078.00
Disclosure

SEC source: 0001209191-17-034207 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,133

Read SEC document
May 19, 2017 Filed May 22, 2017 16:49 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 13,842 $24.66 $341,343.72
Disclosure

SEC source: 0001209191-17-034207 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 22:34 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 2,250 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-033393 · doc4.xml · derivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 2,250 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 16, 2017 Filed May 17, 2017 22:34 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 2,200 $26.66 $58,652.00
Disclosure

SEC source: 0001209191-17-033393 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,693

Read SEC document
May 16, 2017 Filed May 17, 2017 22:34 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversionDiodes Incorporated Common Stock 2,250 $24.66 $55,485.00
Disclosure

SEC source: 0001209191-17-033393 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 22:32 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 30,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-033387 · doc4.xml · derivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Diodes Incorporated Common Stock - Diodes · 30,000 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 16, 2017 Filed May 17, 2017 22:32 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 29,126 $26.38 $768,355.53
Disclosure

SEC source: 0001209191-17-033387 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,794

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.33 to $26.43, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
May 16, 2017 Filed May 17, 2017 22:32 UTC
LU KEH SHEWDirector · President & CEO
Exercise / conversionDiodes Incorporated Common Stock 30,000 $24.66 $739,800.00
Disclosure

SEC source: 0001209191-17-033387 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 22:28 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 17,444 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-033376 · doc4.xml · derivative · entry 7

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 17,444 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 16, 2017 Filed May 17, 2017 22:28 UTC
KING MARK ASVP Sales & Marketing
SaleDiodes Incorporated Common Stock 17,253 $26.54 $457,923.95
Disclosure

SEC source: 0001209191-17-033376 · doc4.xml · nonDerivative · entry 4

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,382

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.79, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
May 16, 2017 Filed May 17, 2017 22:28 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversionDiodes Incorporated Common Stock 17,444 $24.66 $430,169.04
Disclosure

SEC source: 0001209191-17-033376 · doc4.xml · nonDerivative · entry 3

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 22:08 UTC GrantDiodes Incorporated Common Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033713 · doc4.xml · nonDerivative · entry 1

GIORDANO MICHAEL R · CIK 0001196535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,076

F1 · shares: Granted under Rule 16b-3 Plan.

Read SEC document
May 16, 2017 Filed May 18, 2017 22:07 UTC
CHEN C HDirector
GrantDiodes Incorporated Common Stock 14,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033712 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,979

F1 · shares: Granted under Rule 16b-3 Plan.

Read SEC document
May 16, 2017 Filed May 18, 2017 22:10 UTC GrantDiodes Incorporated Common Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033716 · doc4.xml · nonDerivative · entry 1

Tsai Michael Kuo-Chih · CIK 0001489140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,900

F1 · shares: Granted under Rule 16b-3 Plan.

Read SEC document
May 16, 2017 Filed May 18, 2017 22:09 UTC
STICH JOHN MDirector
GrantDiodes Incorporated Common Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033715 · doc4.xml · nonDerivative · entry 1

STICH JOHN M · CIK 0001196532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Granted under Rule 16b-3 Plan.

Read SEC document
May 16, 2017 Filed May 18, 2017 22:09 UTC GrantDiodes Incorporated Common Stock 21,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033714 · doc4.xml · nonDerivative · entry 1

SOONG RAYMOND · CIK 0000904067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,500

F1 · shares: Granted under Rule 16b-3 Plan.

Read SEC document
May 16, 2017 Filed May 25, 2017 22:51 UTC
Sung Wen-ChiDirector
GrantDiodes Incorporated Common Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035580 · doc4.xml · nonDerivative · entry 1

Sung Wen-Chi · CIK 0001707312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2018.

F2 · shares: Granted under Rule 16b-3 Plan.

Read SEC document
May 15, 2017 Filed May 17, 2017 22:28 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 8,056 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-033376 · doc4.xml · derivative · entry 6

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,444

Underlying: Diodes Incorporated Common Stock - Diodes · 8,056 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 15, 2017 Filed May 17, 2017 22:28 UTC
KING MARK ASVP Sales & Marketing
SaleDiodes Incorporated Common Stock 7,967 $26.55 $211,537.39
Disclosure

SEC source: 0001209191-17-033376 · doc4.xml · nonDerivative · entry 2

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,191

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.75, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
May 15, 2017 Filed May 17, 2017 22:28 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversionDiodes Incorporated Common Stock 8,056 $24.66 $198,660.96
Disclosure

SEC source: 0001209191-17-033376 · doc4.xml · nonDerivative · entry 1

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:16 UTC
White Richard DallasCFO & Secretary
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 10,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-032132 · doc4.xml · derivative · entry 7

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:16 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 2,448 $27.00 $66,096.00
Disclosure

SEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 5

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,061

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:16 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 2,458 $26.50 $65,137.00
Disclosure

SEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 4

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,509

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:16 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 2,469 $26.00 $64,194.00
Disclosure

SEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 3

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,967

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:16 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 2,480 $25.50 $63,240.00
Disclosure

SEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 2

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,436

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:16 UTC
White Richard DallasCFO & Secretary
Exercise / conversionDiodes Incorporated Common Stock 10,000 $24.66 $246,600.00
Disclosure

SEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:13 UTC
Tang Shiao Kwang EdmundVP of Corporate Admin
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 12,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-032128 · doc4.xml · derivative · entry 4

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 12,000 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

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May 10, 2017 Filed May 12, 2017 22:13 UTC
Tang Shiao Kwang EdmundVP of Corporate Admin
SaleDiodes Incorporated Common Stock 11,748 $27.00 $317,196.00
Disclosure

SEC source: 0001209191-17-032128 · doc4.xml · nonDerivative · entry 2

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,844

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

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May 10, 2017 Filed May 12, 2017 22:13 UTC
Tang Shiao Kwang EdmundVP of Corporate Admin
Exercise / conversionDiodes Incorporated Common Stock 12,000 $24.66 $295,920.00
Disclosure

SEC source: 0001209191-17-032128 · doc4.xml · nonDerivative · entry 1

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:12 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversion5/31/2007 DIOD NQSO · Derivative 6,750 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-032127 · doc4.xml · derivative · entry 7

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Diodes Incorporated Common Stock - Diodes · 6,750 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:12 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 2,205 $27.00 $59,535.00
Disclosure

SEC source: 0001209191-17-032127 · doc4.xml · nonDerivative · entry 4

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,938

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:12 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 2,212 $26.50 $58,618.00
Disclosure

SEC source: 0001209191-17-032127 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,143

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:12 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 2,222 $26.00 $57,772.00
Disclosure

SEC source: 0001209191-17-032127 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,355

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.