Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIODES INC /DEL/DIOD · Entity 4050 | Director | May 16, 2017 | May 18, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIODES INC /DEL/
Report date May 16, 2017 · Filed May 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Diodes Incorporated Common StockSEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2017-05-16 transaction · row 1
1 source rowRow 1 · 2017-05-16 · Grant · Acquired 4,300 · Balance 40,000 F1: Granted under Rule 16b-3 Plan. |
| Diodes Incorporated Common StockSEC Table I · non-derivative | IndirectStich Family Living Trust | 21,900 |
Reported balance
Holding disclosure · report date 2017-05-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,900 |
Filing footnotes · ownership attribution and instrument terms
F1: Granted under Rule 16b-3 Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2017 Filed May 18, 2017 22:09 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033715 · doc4.xml · nonDerivative · entry 1 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Granted under Rule 16b-3 Plan. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:56 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 761 | $26.07 | $19,835.92 |
DisclosureSEC source: 0001209191-16-155189 · doc4.xml · nonDerivative · entry 2 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stich Family Living Trust Disclosed balance after: 21,900 F1 · kind: Sale pursuant to previously filed 10b5-1 Plan. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9500 to $26.2000, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 21:56 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 1,000 | $25.97 | $25,968.40 |
DisclosureSEC source: 0001209191-16-155189 · doc4.xml · nonDerivative · entry 1 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stich Family Living Trust Disclosed balance after: 22,661 F1 · kind: Sale pursuant to previously filed 10b5-1 Plan. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9500 to $26.0000, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 18:38 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 339 | $25.95 | $8,797.05 |
DisclosureSEC source: 0001209191-16-154656 · doc4.xml · nonDerivative · entry 2 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stich Family Living Trust Disclosed balance after: 23,661 F3 · kind: Sale pursuant to previously filed 10b5-1 Plan. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 18:38 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,900 | $25.95 | $75,256.16 |
DisclosureSEC source: 0001209191-16-154656 · doc4.xml · nonDerivative · entry 1 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stich Family Living Trust Disclosed balance after: 24,000 F1 · kind: Sale pursuant to previously filed 10b5-1 Plan. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9500 to $25.9600, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 15:42 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,200 | $24.00 | $52,796.26 |
DisclosureSEC source: 0001209191-16-152073 · doc4.xml · nonDerivative · entry 1 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stich Family Living Trust Disclosed balance after: 26,900 F1 · kind: Sale pursuant to previously filed 10b5-1 Plan. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.9500 to $24.0500, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:18 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,800 | $24.02 | $67,258.24 |
DisclosureSEC source: 0001209191-16-151967 · doc4.xml · nonDerivative · entry 1 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stich Family Living Trust Disclosed balance after: 29,100 F1 · kind: Sale pursuant to previously filed 10b5-1 Plan. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.9500 to $24.1000, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 19:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 5,000 | $22.00 | $110,004.50 |
DisclosureSEC source: 0001209191-16-149274 · doc4.xml · nonDerivative · entry 1 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stich Family Living Trust Disclosed balance after: 31,900 F1 · kind: Sale pursuant to previously filed 10b5-1 Plan. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.9500 to $22.0800, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 18:04 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 5,000 | $20.61 | $103,028.00 |
DisclosureSEC source: 0001209191-16-139987 · doc4.xml · nonDerivative · entry 1 STICH JOHN M · CIK 0001196532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stich Family Living Trust Disclosed balance after: 36,900 F1 · kind: Sale pursuant to previously filed 10b5-1 Plan. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.51 to $20.77, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.