person · Reporting owner
Tang Shiao Kwang Edmund
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIODES INC /DEL/DIOD · Entity 4050 | VP of Corporate Admin | October 10, 2017 | October 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIODES INC /DEL/
Report date October 10, 2017 · Filed October 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Diodes Incorporated Common StockSEC Table I · non-derivative | Direct | 72,395 |
Ending reported balance
After 2017-10-10 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-10-10 · Exercise / conversion · Acquired 10,000 · Balance 81,617 F1: Exercised under a 10b5-1 plan. Row 2 · 2017-10-10 · Exercise / conversion · Acquired 7,500 · Balance 89,117 F1: Exercised under a 10b5-1 plan. Row 3 · 2017-10-10 · Sale · Disposed 16,722 · Balance 72,395 F2: Sold under a 10b5-1 plan. |
| 06/06/13 DIOD NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $23.35 · Expires 2021-06-06 | Direct | 0 |
Reported balance
After 2017-10-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-10-10 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: Exercised under a 10b5-1 plan. F3: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. |
| 05/27/14 DIOD NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $27.92 · Expires 2022-05-27 | Direct | 2,500 |
Reported balance
After 2017-10-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-10-10 · Exercise / conversion · Disposed 7,500 · Balance 2,500 F1: Exercised under a 10b5-1 plan. F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015. |
| Diodes Incorporated Common Stock - Performance Stock UnitsSEC Table I · non-derivative | Direct | 7,583 |
Reported balance
Holding disclosure · report date 2017-10-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,583 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercised under a 10b5-1 plan.
F2: Sold under a 10b5-1 plan.
F3: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.
F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 10, 2017 Filed Oct 10, 2017 21:52 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/27/14 DIOD NQSO · Derivative | 7,500 | $0.00 Strike: $27.92 | $0.00 |
DisclosureSEC source: 0001209191-17-056517 · doc4.xml · derivative · entry 6 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Diodes Incorporated Common Stock - Diodes · 7,500 shares Expires 2022-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:52 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion06/06/13 DIOD NQSO · Derivative | 10,000 | $0.00 Strike: $23.35 | $0.00 |
DisclosureSEC source: 0001209191-17-056517 · doc4.xml · derivative · entry 5 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares Expires 2021-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:52 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 16,722 | $31.00 | $518,382.00 |
DisclosureSEC source: 0001209191-17-056517 · doc4.xml · nonDerivative · entry 3 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,395 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:52 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 7,500 | $27.92 | $209,400.00 |
DisclosureSEC source: 0001209191-17-056517 · doc4.xml · nonDerivative · entry 2 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:52 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 10,000 | $23.35 | $233,500.00 |
DisclosureSEC source: 0001209191-17-056517 · doc4.xml · nonDerivative · entry 1 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 20:18 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/21/12 DIOD NQSO · Derivative | 17,650 | $0.00 Strike: $19.27 | $0.00 |
DisclosureSEC source: 0001209191-17-055807 · doc4.xml · derivative · entry 7 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 17,650 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 20:18 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 16,076 | $30.50 | $490,318.00 |
DisclosureSEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 5 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,617 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 20:18 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 17,650 | $19.27 | $340,115.50 |
DisclosureSEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 4 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:18 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/29/2008 DIOD NQSO · Derivative | 12,000 | $0.00 Strike: $27.95 | $0.00 |
DisclosureSEC source: 0001209191-17-055807 · doc4.xml · derivative · entry 8 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 12,000 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:18 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 3,934 | $30.00 | $118,020.00 |
DisclosureSEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 3 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,043 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:18 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 7,867 | $30.01 | $236,088.67 |
DisclosureSEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 2 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,977 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:18 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 12,000 | $27.95 | $335,400.00 |
DisclosureSEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 1 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:13 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion5/31/2007 DIOD NQSO · Derivative | 12,000 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001209191-17-032128 · doc4.xml · derivative · entry 4 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 12,000 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:13 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 11,748 | $27.00 | $317,196.00 |
DisclosureSEC source: 0001209191-17-032128 · doc4.xml · nonDerivative · entry 2 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,844 F2 · kind: Sale pursuant to previously filed 10b5-1 Plan. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:13 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 12,000 | $24.66 | $295,920.00 |
DisclosureSEC source: 0001209191-17-032128 · doc4.xml · nonDerivative · entry 1 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:58 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock - Performance Stock Units | 7,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014033 · doc4.xml · nonDerivative · entry 2 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,583 F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock. F4 · shares: The PSUs vest in February 2020 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2017 through 2019 of $204.6 million (Target Performance). F5 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:58 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock | 7,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014033 · doc4.xml · nonDerivative · entry 1 Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,592 F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2018. F2 · price: Granted under Rule 16b-3 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.