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Tang Shiao Kwang Edmund

Disclosed activity across 1 company

Tapewire entity
172613
SEC CIK
0001374601

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DIODES INC /DEL/DIOD · Entity 4050VP of Corporate AdminOctober 10, 2017October 10, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DIODES INC /DEL/

Report date October 10, 2017 · Filed October 10, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Diodes Incorporated Common StockSEC Table I · non-derivativeDirect72,395 Ending reported balance After 2017-10-10 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-10-10 · Exercise / conversion · Acquired 10,000 · Balance 81,617

F1: Exercised under a 10b5-1 plan.

Row 2 · 2017-10-10 · Exercise / conversion · Acquired 7,500 · Balance 89,117

F1: Exercised under a 10b5-1 plan.

Row 3 · 2017-10-10 · Sale · Disposed 16,722 · Balance 72,395

F2: Sold under a 10b5-1 plan.

06/06/13 DIOD NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $23.35 · Expires 2021-06-06Direct0 Reported balance After 2017-10-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-10-10 · Exercise / conversion · Disposed 10,000 · Balance 0

F1: Exercised under a 10b5-1 plan.

F3: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

05/27/14 DIOD NQSOSEC Table II · derivative / convertible security · Conversion / exercise price $27.92 · Expires 2022-05-27Direct2,500 Reported balance After 2017-10-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-10-10 · Exercise / conversion · Disposed 7,500 · Balance 2,500

F1: Exercised under a 10b5-1 plan.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.

Diodes Incorporated Common Stock - Performance Stock UnitsSEC Table I · non-derivativeDirect7,583 Reported balance Holding disclosure · report date 2017-10-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,583

Filing footnotes · ownership attribution and instrument terms

F1: Exercised under a 10b5-1 plan.

F2: Sold under a 10b5-1 plan.

F3: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

F4: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2017 Filed Oct 10, 2017 21:52 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/27/14 DIOD NQSO · Derivative 7,500 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-17-056517 · doc4.xml · derivative · entry 6

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Diodes Incorporated Common Stock - Diodes · 7,500 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.

Read SEC document
October 10, 2017 Filed Oct 10, 2017 21:52 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion06/06/13 DIOD NQSO · Derivative 10,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-17-056517 · doc4.xml · derivative · entry 5

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

Read SEC document
October 10, 2017 Filed Oct 10, 2017 21:52 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 16,722 $31.00 $518,382.00
Disclosure

SEC source: 0001209191-17-056517 · doc4.xml · nonDerivative · entry 3

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,395

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 10, 2017 Filed Oct 10, 2017 21:52 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 7,500 $27.92 $209,400.00
Disclosure

SEC source: 0001209191-17-056517 · doc4.xml · nonDerivative · entry 2

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
October 10, 2017 Filed Oct 10, 2017 21:52 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 10,000 $23.35 $233,500.00
Disclosure

SEC source: 0001209191-17-056517 · doc4.xml · nonDerivative · entry 1

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 20:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/21/12 DIOD NQSO · Derivative 17,650 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-17-055807 · doc4.xml · derivative · entry 7

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 17,650 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 20:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 16,076 $30.50 $490,318.00
Disclosure

SEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 5

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,617

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 20:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 17,650 $19.27 $340,115.50
Disclosure

SEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 4

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/29/2008 DIOD NQSO · Derivative 12,000 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001209191-17-055807 · doc4.xml · derivative · entry 8

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 12,000 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,934 $30.00 $118,020.00
Disclosure

SEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 3

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,043

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,867 $30.01 $236,088.67
Disclosure

SEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 2

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,977

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 12,000 $27.95 $335,400.00
Disclosure

SEC source: 0001209191-17-055807 · doc4.xml · nonDerivative · entry 1

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:13 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion5/31/2007 DIOD NQSO · Derivative 12,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-032128 · doc4.xml · derivative · entry 4

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 12,000 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:13 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 11,748 $27.00 $317,196.00
Disclosure

SEC source: 0001209191-17-032128 · doc4.xml · nonDerivative · entry 2

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,844

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

Read SEC document
May 10, 2017 Filed May 12, 2017 22:13 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 12,000 $24.66 $295,920.00
Disclosure

SEC source: 0001209191-17-032128 · doc4.xml · nonDerivative · entry 1

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:58 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock - Performance Stock Units 7,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014033 · doc4.xml · nonDerivative · entry 2

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,583

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · shares: The PSUs vest in February 2020 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2017 through 2019 of $204.6 million (Target Performance).

F5 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:58 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock 7,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014033 · doc4.xml · nonDerivative · entry 1

Tang Shiao Kwang Edmund · CIK 0001374601 · VP of Corporate Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,592

F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2018.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.