Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIODES INC /DEL/DIOD · Entity 4050 | SVP Sales & Marketing | November 10, 2017 | December 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIODES INC /DEL/
Report date November 10, 2017 · Filed December 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Diodes Incorporated Common StockSEC Table I · non-derivative | Direct | 69,888 |
Reported balance
After 2017-11-10 transaction · row 1
1 source rowRow 1 · 2017-11-10 · Sale · Disposed 10,000 · Balance 69,888 |
| Diodes Incorporated Common Stock - Performance Stock UnitsSEC Table I · non-derivative | Direct | 20,332 |
Reported balance
Holding disclosure · report date 2017-11-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,332 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2017 Filed Nov 21, 2017 23:26 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/29/2008 DIOD NQSO · Derivative | 14,831 | $0.00 Strike: $27.95 | $0.00 |
DisclosureSEC source: 0001209191-17-062169 · doc4.xml · derivative · entry 4 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 14,831 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 23:26 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 14,396 | $31.29 | $450,458.04 |
DisclosureSEC source: 0001209191-17-062169 · doc4.xml · nonDerivative · entry 2 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,323 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.35, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnot3 (1) to this Form 4. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 23:26 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 14,831 | $27.95 | $414,526.45 |
DisclosureSEC source: 0001209191-17-062169 · doc4.xml · nonDerivative · entry 1 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:06 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/29/2008 DIOD NQSO · Derivative | 880 | $0.00 Strike: $27.95 | $0.00 |
DisclosureSEC source: 0001209191-17-060652 · doc4.xml · derivative · entry 8 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,831 Underlying: Diodes Incorporated Common Stock - Diodes · 880 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning 05/29/2009. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:06 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 300 | $31.20 | $9,360.00 |
DisclosureSEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 5 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,888 Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:06 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 580 | $31.40 | $18,212.00 |
DisclosureSEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 4 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,188 Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:06 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 880 | $27.95 | $24,596.00 |
DisclosureSEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 3 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:06 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/29/2008 DIOD NQSO · Derivative | 9,289 | $0.00 Strike: $27.95 | $0.00 |
DisclosureSEC source: 0001209191-17-060652 · doc4.xml · derivative · entry 7 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,711 Underlying: Diodes Incorporated Common Stock - Diodes · 9,289 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning 05/29/2009. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:06 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 9,289 | $31.84 | $295,771.05 |
DisclosureSEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 2 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,888 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.80 to $31.94, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:06 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 9,289 | $27.95 | $259,627.55 |
DisclosureSEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 1 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Dec 6, 2017 15:51 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 10,000 | $31.79 | $317,900.00 |
DisclosureSEC source: 0001209191-17-064124 · doc4.xml · nonDerivative · entry 1 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,888 Read SEC document |
| May 30, 2017 Filed May 31, 2017 21:30 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 12,500 | $25.89 | $323,643.75 |
DisclosureSEC source: 0001209191-17-036551 · doc4.xml · nonDerivative · entry 1 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,888 F1 · kind: A portion of the vested restricted stock unit shares automatically sold to cover income tax for the 05/27/2014, 05/26/2015, and 5/26/2016 awards. Read SEC document |
| May 22, 2017 Filed May 22, 2017 19:35 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | PurchaseDiodes Incorporated Common Stock | 6 | $25.77 | $154.62 |
DisclosureSEC source: 0001209191-17-034245 · doc4.xml · nonDerivative · entry 1 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,388 Read SEC document |
| May 16, 2017 Filed May 17, 2017 22:28 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion5/31/2007 DIOD NQSO · Derivative | 17,444 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001209191-17-033376 · doc4.xml · derivative · entry 7 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 17,444 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008. Read SEC document |
| May 16, 2017 Filed May 17, 2017 22:28 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 17,253 | $26.54 | $457,923.95 |
DisclosureSEC source: 0001209191-17-033376 · doc4.xml · nonDerivative · entry 4 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,382 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.79, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| May 16, 2017 Filed May 17, 2017 22:28 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 17,444 | $24.66 | $430,169.04 |
DisclosureSEC source: 0001209191-17-033376 · doc4.xml · nonDerivative · entry 3 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 22:28 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion5/31/2007 DIOD NQSO · Derivative | 8,056 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001209191-17-033376 · doc4.xml · derivative · entry 6 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,444 Underlying: Diodes Incorporated Common Stock - Diodes · 8,056 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008. Read SEC document |
| May 15, 2017 Filed May 17, 2017 22:28 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 7,967 | $26.55 | $211,537.39 |
DisclosureSEC source: 0001209191-17-033376 · doc4.xml · nonDerivative · entry 2 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,191 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.75, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 15, 2017 Filed May 17, 2017 22:28 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 8,056 | $24.66 | $198,660.96 |
DisclosureSEC source: 0001209191-17-033376 · doc4.xml · nonDerivative · entry 1 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 23:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 3,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-17-014030 · doc4.xml · derivative · entry 7 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 3,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 23:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 3,000 | $15.05 | $45,150.00 |
DisclosureSEC source: 0001209191-17-014030 · doc4.xml · nonDerivative · entry 5 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock - Performance Stock Units | 20,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014030 · doc4.xml · nonDerivative · entry 4 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,332 F4 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock. F5 · shares: The PSUs vest in February 2020 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2017 through 2019 of $204.6 million (Target Performance). F6 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock | 20,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014030 · doc4.xml · nonDerivative · entry 3 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,102 F2 · security: Restricted stock units vest in four equal installments beginning 02/21/2018. F3 · price: Granted under Rule 16b-3 Plan. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 23:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 42,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-17-014030 · doc4.xml · derivative · entry 6 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Diodes Incorporated Common Stock - Diodes · 42,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 23:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 42,000 | $25.65 | $1,077,413.40 |
DisclosureSEC source: 0001209191-17-014030 · doc4.xml · nonDerivative · entry 2 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,770 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.51 to $25.76, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 23:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 42,000 | $15.05 | $632,100.00 |
DisclosureSEC source: 0001209191-17-014030 · doc4.xml · nonDerivative · entry 1 KING MARK A · CIK 0001196530 · SVP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.